Regulatory Alerts2018-11-06
Added · Updated
Frequently Asked Questions on Regularization of Multiple Subscriptions
The Securities and Exchange Commission issued this guidance to resolve investor enquiries regarding shares acquired through multiple public offer subscriptions. The document outlines the identification process for these shares and establishes procedures for claiming accrued dividends. Published as a consolidated set of frequently asked questions, the guidance provides clear operational instructions to facilitate dividend claims for the general investing public.
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