Individual decision · SMV · 29 Apr 2025
The Superintendence of the Securities Market approves the registration of modifications to the Simplified Prospectus and Annex of the Participation Regulation for the "Sura Ultra Cash Dólares FMIV" mutual fund, specifically regarding share series definitions and minimum amounts. These modifications enter into force on May 16, 2025, and the resolution is disseminated on the Securities Market Portal and communicated to Fondos Sura SAF S.A.C. and Scotiabank Perú S.A.A.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Intendancy Resolution No. 082-2025-SMV/10.2 Lima, April 29, 2025 The General Intendant of Supervision of Entities HAVING SEEN:
The file No. 2025009533 initiated by Fondos Sura SAF S.A.C., as well as Report No. 557-2025-SMV/10.2 of April 29, 2025 from the General Intendancy of Supervision of Entities of the Securities Market Superintendence; CONSIDERING:
That, through writings presented until April 21, 2025, Fondos Sura SAF S.A.C. requested the Securities Market Superintendence the registration of modifications to the simplified prospectus and annex of the participation regulation of the mutual investment fund in securities named "Sura Ultra Cash Dólares FMIV", referring to the definition of share series by type of clients; amounts minimum initial subscription, subsequent subscriptions, redemptions and stay for each series, among others; That, from the evaluation of the information and documentation presented, it has been determined that Fondos Sura SAF S.A.C. has complied with: (i) the
article 55 of the Regulation of Mutual Investment Funds in Securities and their Administrators; and (ii) the Single Text of Administrative Procedures of the
Securities Market Superintendence, approved by Superintendent Resolution No. 023-2015-SMV/02, as developed in Report No. 557- 2025-SMV/10.2; and, Being in accordance with what is provided in article 38, numeral 6, of the Regulation of Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF and its amendments; RESOLVES:
Article 1st.- Approve the registration of the modifications
to the Simplified Prospectus and Annex of the Participation Regulation of the mutual investment fund in securities named "Sura Ultra Cash Dólares FMIV", in the section corresponding to the Public Registry of the Securities Market.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml
Article 2nd.- The modifications to the Simplified Prospectus
and Annex of the Participation Regulation of the fund indicated in article 1 of this resolution, will enter into force on May 16, 2025.
Article 3rd.- Order the dissemination of this resolution
on the Securities Market Portal of the Securities Market Superintendence (www.gob.pe/smv).
Article 4th.- Transcribe this resolution to Fondos
Sura SAF S.A.C. and to Scotiabank Perú S.A.A., in its capacity as custodian.
Register, communicate and publish.
Armando Manco Manco
General Intendant
General Intendancy of Supervision of Entities
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The documents this one cites, and the documents that cite it.
“approved by Superintendent Resolution No. 023-2015-SMV/02, as developed in Report No. 557-2025-SMV/10.2”
“provided in article 38, numeral 6, of the Regulation of Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF”
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