General Supervision of Entities Intendancy Resolution No. 165-2025-SMV/10.2

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Intendancy Resolution No. 165-2025-SMV/10.2 Lima, October 3, 2025 The General Intendant of Supervision of Entities HAVING SEEN:
File No. 2025008142 initiated by Andean Crown Fund Management Company S.A.C., as well as Report No. 1355-2025- SMV/10.2, prepared by the General Supervision of Entities Intendancy of the Securities Market Superintendence; CONSIDERING:
That, Article 23, item 23.2, of the Standards for the Prevention of Money Laundering and/or Terrorism Financing, approved by CONASEV Resolution No. 033-2011-EF/94.01.1 and its amendments, established the procedure and requirements for the approval of the request to have a corporate compliance officer (CCO); That, through writings submitted by April 10, 2025, Andean Crown Fund Management Company S.A.C., Andean Crown Financial Services S.A.C. and Intacto S.A. Insurance Brokers (hereinafter and collectively, the OBLIGATED ENTITIES) requested authorization from the Securities Market Superintendence to have a CCO who would exercise their functions in both entities, which are part of the same economic group, and who would perform their functions on an exclusive dedication basis; That, through Letter No. 48631-2025-SBS, received on September 12, 2025, the Financial Intelligence Unit of Peru (UIF-Peru) expressed its disagreement with the submitted request, stating that it did not consider it viable to grant approval for the OBLIGATED ENTITIES to have a CCO on an exclusive dedication basis; That, from the evaluation of the submitted documentation, it has been determined that in the present procedure the following have not been met: (i) Article 23 of the Standards for the Prevention of Money Laundering and Terrorism Financing; and (ii) the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Resolution of

PERU Ministry of Economy and Finance

SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document within the framework of Law No. 27269, Law on Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml Superintendent No. 023-2015-SMV/02, in force at the time of the request, as developed in Report No. 1355-2025-SMV/10.2; and, Being in accordance with what is provided in Article 38, item 13A of the Regulation on Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its amendments; RESOLVES:
Article 1st.- Deny the request for authorization to
have a corporate compliance officer, on an exclusive dedication basis, submitted by Andean Crown Fund Management Company S.A.C.
Article 2nd.- Order the dissemination of this resolution
on the Securities Market Portal of the SMV (www.gob.pe/smv).
Article 3rd.- Transmit this resolution to Andean
Crown Fund Management Company S.A.C. and to the Financial Intelligence Unit of Peru (UIF-Peru). Register, communicate and publish. Armando Manco Manco General Intendant General Supervision of Entities Intendancy