Individual decision · SMV · 27 Jan 2025
The Securities Market Superintendence approves the registration of modifications to the simplified prospectus and participation regulation annex of the mutual fund formerly known as “Fondo de Fondos SURA Capital Estratégico I FMIV,” which is renamed “Fondo de Fondos SURA Gestión Conservadora Soles FMIV.” These changes, affecting the fund's name, investment objective, policy, performance benchmark, and unified commission, become effective on February 14, 2025. The resolution mandates the publication of this decision on the Securities Market Portal and directs its transcription to Fondos Sura SAF S.A.C. and Scotiabank Perú S.A.A. as custodian.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document within the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Intendancy Resolution No. 025-2025-SMV/10.2 Lima, January 27, 2025 The General Intendant of Supervision of Entities HAVING SEEN:
File No. 2024047215 initiated by Fondos Sura SAF S.A.C., as well as Report No. 126- 2025-SMV/10.2 dated January 27, 2025, from the General Supervision of Entities Intendancy of the Securities Market Superintendence; CONSIDERING:
That, through writings submitted until January 23, 2025, Fondos Sura SAF S.A.C. requested the Securities Market Superintendence for the registration of modifications to the simplified prospectus and annex of the participation regulation of the mutual fund for investment in securities named “Fondo de Fondos SURA Strategic Capital I FMIV”; That, the changes refer to the denomination, objective and investment policy, the comparison indicator of returns, commission unified fund, among others; That, from the evaluation of the documentation presented it has been determined that Fondos Sura SAF S.A.C. complies with what is provided by: (i) article 55 of the Regulations of Mutual Funds for Investment in Securities and their Administrative Companies; (ii) the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Resolution of Superintendent No. 023-2015-SMV/02, as developed in Report No. 126- 2025-SMV/10.2; and, Being subject to what is provided in article 38, numeral 6, of the Regulations on Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF and its amendments. RESOLVES:
Article 1st.- Approve the registration of the modifications
to the simplified prospectus and to the annex of the participation regulation of the mutual fund of investment in securities named “Fondo de Fondos SURA Strategic Capital I FMIV” whose denomination will be modified to “Fondo de Fondos SURA Conservative Management Soles FMIV”, in the corresponding section of the Public Register of the Securities Market.
Article 2nd.- The modifications to the simplified prospectus
and annex of the participation regulation indicated in the preceding Article 1st enter into force on February 14, 2025.
Article 3rd.- Order the dissemination of this resolution
on the Securities Market Portal of the Securities Market Superintendence (www.gob.pe/smv).
Article 4th.- Transcribe this resolution to Fondos
Sura SAF S.A.C. and to Scotiabank Perú S.A.A., in its capacity as custodian. Register, communicate and publish. Armando Manco Manco General Intendant General Supervision of Entities Intendancy
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The documents this one cites, and the documents that cite it.
“article 38, numeral 6, of the Regulations on Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF”
“Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Resolution of Superintendent No. 023-2015-SMV/02”
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