Individual decision · SMV · 29 Apr 2025
The Superintendencia del Mercado de Valores approves the registration of modifications to the Simplified Prospectus and Participation Regulation Annex of the "SURA Corto Plazo Dólares FMIV" mutual fund, specifically regarding share series definitions and minimum amounts for subscriptions and redemptions. These modifications enter into force on May 16, 2025. The resolution mandates the publication of the document on the Securities Market Portal and its notification to Fondos Sura SAF S.A.C. and Scotiabank Perú S.A.A. as custodian.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Resolution No. 077-2025-SMV/10.2 Lima, April 29, 2025 The General Superintendent of Entity Supervision HAVING SEEN:
File No. 2025009528 initiated by Fondos Sura
SAF S.A.C., as well as Report No. 548-2025-SMV/10.2 dated April 29, 2025 from the General Supervision of Entities of the Securities Market Superintendence; CONSIDERING:
That, through documents submitted by April 21, 2025, Fondos Sura SAF S.A.C. requested the Securities Market Superintendence the registration of modifications to the simplified prospectus and annex of the participation regulation of the mutual investment fund in securities named "SURA Short-Term Dollars FMIV", referring to the definition of share series by customer type; minimum amounts for initial subscription, subsequent subscriptions, redemptions and holding period for each series, among others; That, from the evaluation of the information and documentation presented, it has been determined that Fondos Sura SAF S.A.C. has complied with: (i) Article 55 of the Regulation of Mutual Investment Funds in Securities and their Administrators; and (ii) the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Superintendent Resolution No. 023-2015-SMV/02, as developed in Report No. 548- 2025-SMV/10.2; and, Being in accordance with the provisions of Article 38, paragraph 6, of the Regulation of Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF and its amendments; RESOLVES:
Article 1st.- Approve the registration of the modifications
to the Simplified Prospectus and Annex of the Participation Regulation of the mutual investment fund in securities named "SURA Short-Term Dollars FMIV", in the corresponding section of the Public Registry of the Securities Market.
PERU Ministry of Economy and Finance
SMV
Securities Market
Superintendence
"Decade of Equality of Opportunities for Women and Men" "Year of recovery and consolidation of the Peruvian economy" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and amendments. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml
Article 2nd.- The modifications to the Simplified Prospectus
and Annex of the Participation Regulation of the fund indicated in Article 1 of this resolution, will enter into force on May 16, 2025.
Article 3rd.- Order the dissemination of this resolution
on the Securities Market Portal of the Securities Market Superintendence (www.gob.pe/smv).
Article 4th.- Transmit this resolution to Fondos
Sura SAF S.A.C. and to Scotiabank Perú S.A.A., in its capacity as custodian.
Register, communicate and publish.
Armando Manco Manco
General Superintendent
General Supervision of Entities
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The documents this one cites, and the documents that cite it.
“provisions of Article 38, paragraph 6, of the Regulation of Organization and Functions of the Securities Market Superintendence approved by Supreme Decree No. 216-2011-EF”
“the Single Text of Administrative Procedures of the Securities Market Superintendence, approved by Superintendent Resolution No. 023-2015-SMV/02”
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