Individual decision · SMV · 19 Dec 2024
The Securities Market Superintendence excludes the "Fondo SURA Plazo Definido Soles IV FMIV" mutual fund from the Public Registry of the Securities Market due to the expiration of its term. This exclusion is based on the verification of compliance with articles 181 and 183 of the Regulation of Mutual Investment Funds in Securities and their Administrators. The resolution mandates the publication of this decision on the Securities Market Portal and requires notification to Fondos Sura SAF S.A.C. and Scotiabank Perú S.A.A. as custodian.
PERU Ministry of Economy and Finance
SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and modifications. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml General Supervision of Entities Resolution No. 163-2024-SMV/10.2 Lima, December 19, 2024 The General Superintendent of Entity Supervision(e) SEEN:
The file 2024049301 presented by Fondos Sura
SAF S.A.C., as well as Report No. 1715-2024-SMV/10.2 of December 19, 2024, prepared by the General Supervision of Entities of the Securities Market Superintendence; CONSIDERING:
That, the “Fondo SURA Plazo Definido Soles IV FMIV” was registered in file No. 2023042510 on October 11, 2023, under the “Program of Sura Fixed Term Soles Mutual Funds”, in the Public Registry of the Securities Market; That, compliance with articles 181 and 183 of the Regulation of Mutual Investment Funds in Securities and their Administrators has been verified, whereby the mutual fund is excluded due to expiration of term, as developed in Report No. 1715-2024-SMV/10.2; and, Being in accordance with the provisions of article 38, numeral 7, of the Regulation of Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF and its modifications; RESOLVES:
Article 1.- Order the exclusion of the mutual investment fund in securities
named “Fondo SURA Plazo Definido Soles IV FMIV” from the Public Registry of the Securities Market.
Article 2.- Order the dissemination of this resolution
on the Securities Market Portal of the Securities Market Superintendence (www.gob.pe/smv).
PERU Ministry of Economy and Finance
SMV
Securities Market Superintendence
"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho" Electronically signed document in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its regulations and modifications. The integrity of the document and the authorship of the signature(s) can be verified at https://apps.firmaperu.gob.pe/web/validador.xhtml
Article 3.- Transcribe this resolution to Fondos
Sura SAF S.A.C. and to Scotiabank Perú S.A.A., in its capacity as custodian. Register, notify and publish. Alberto Valdivia Ocampo General Superintendent(e) General Supervision of Entities
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“Being in accordance with the provisions of article 38, numeral 7, of the Regulation of Organization and Functions of the Securities Market Superintendence, approved by Supreme Decree No. 216-2011-EF”
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Source: Superintendencia del Mercado de Valores (Peru) — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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