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Rule · DFSA · 21 Aug 2014 · RMI 143/2014

Glossary Rule-making Instrument (No. 143) 2014

securities

The Board of the Dubai Financial Services Authority repeals the Glossary module (GLO/VER30/07-13) and replaces it with Appendix 1, identified as (GLO/VER31/06-14). This instrument also includes guidance made by the Chief Executive under the Regulatory Law 2004. The rules come into force after the enactment of the DIFC Laws Amendment Law No. 1 of 2014.

United Arab EmiratesDubai Financial Services Authority

RM143/2014 Glossary Module (GLO) Rule-making Instrument (No. 143) 2014

Click here to view the Rulemaking InstrumentRulemaking Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument. The appendix to this instrument also contains the guidance made by the Chief Executive in the exercise of the powers conferred on him under the Regulatory Law 2004.

Commencement:

(1) This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014” and accordingly this instrument shall come into force after that law comes into force on the date signed below.

Amendments to Modules:

(2) The Glossary (GLO) module — (GLO/VER30/07-13) is repealed and replaced by Appendix 1Appendix 1 to this instrument and may be identified by the following reference — (GLO/VER31/06-14).

Citation:

(3) This instrument may be cited as the Glossary Rule-making Instrument (No. 143) 2014.

(4) Appendix 1Appendix 1 to this instrument may be cited as the Glossary module or GLO.

By Order of the Board

Saeb Eigner ChairmanIan Johnston Chief Executive

21 August 2014
RM143/2014

Click herehere to view Appendix 1 in PDF format.

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Annotations and obligations
3 definitions
  • Definition / condition 3
  • background, boilerplate

Lineage: No known changes

RegAlert holds no document that amends or replaces this one. This is not a check that it is in force: confirm with the regulator.

DIFC Laws Amendment Law No. 1 of2014Not in RegAlertDIFC Laws Amendment Law No. 1 of 2014 — Not in RegAlertRegulatory Law 2004Not in RegAlertRegulatory Law 2004 — Not in RegAlertGlossary Rule-makingInstrument (No. 143) 20142014-08-21 · this documentGlossary Rule-making Instrument (No. 143) 2014 (2014-08-21)
amendssupersedesissued underrefers todashed card: not in RegAlert (or proposed)arrows run from the older text to the one that changes it
The links and the sentences they come from (2)
Issued under
  • DIFC Laws Amendment Law No. 1 of 2014Not in RegAlert

    “This instrument is conditional upon the enactment of a law to be called the “DIFC Laws Amendment Law No. 1 of 2014””

  • Regulatory Law 2004Not in RegAlert

    “The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 23 of the Regulatory Law 2004, hereby make the Rules in the appendix to this instrument.”

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Source: Dubai Financial Services Authority — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works

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