Regulatory Alerts2022-07-08
Added · Updated
Guidance to Authorized Institutions on Selling of Protection Linked Plan
The Securities and Futures Commission issued this circular to provide guidance to Authorized Institutions on the selling of Protection Linked Plans. The document outlines regulatory expectations and operational standards for the distribution of these specific insurance-linked investment products. It aims to ensure that institutions adhere to proper conduct and disclosure requirements when marketing such plans to clients.