Regulatory Alerts1996-03-27
Added · Updated
Guideline on Risk Management of Derivatives and Other Traded Instruments
The Hong Kong Monetary Authority issued this guideline to provide detailed operational guidance for managing risks associated with derivatives and other traded instruments. It establishes specific requirements for risk management and corporate governance, including board oversight, risk identification, and operational controls, based on lessons from major trading failures. All authorized institutions engaging in financial instrument trading must implement risk management systems commensurate with their activity level, which the MA will classify and supervise.
More like this from HKMA
HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
Topics
Share