2019-05-20
Added
The CVM informs responsible directors of CVM Instruction No. 301/1999 that the Financial Action Task Force (FATF) published communications on February 22, 2019, listing countries and jurisdictions with strategic deficiencies in anti-money laundering and counter-terrorist financing. The CVM directs compliance with Article 6, Item VIII, and Article 6, Paragraph 1, Item I of the Instruction by providing links to the translated FATF communications published by the COAF. This notification ensures that market intermediaries and institutional investors adhere to the regulatory requirements regarding these identified jurisdictions.
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20/05/2019 SEI/CVM - 0760821 - Ofício-Circular https://sei.cvm.gov.br/sei/controlador.php?acao=documento_imprimir_web&acao_origem=arvore_visualizar&id_documento=807383&infra_sistem… 1/2 SECURITIES AND EXCHANGE COMMISSION OF BRAZIL (CVM) Rua Sete de Setembro, 111/2-5º e 23-34º Andares, Centro, Rio de Janeiro/RJ – CEP: 20050-901 – Brasil - Tel.: (21) 3554-8686 Rua Cincinato Braga, 340/2º, 3º e 4º Andares, Bela Vista, São Paulo/ SP – CEP: 01333-010 – Brasil - Tel.: (11) 2146-2000 SCN Q.02 – Bl. A – Ed. Corporate Financial Center, S.404/4º Andar, Brasília/DF – CEP: 70712-900 – Brasil -Tel.: (61) 3327-2030/2031 www.cvm.gov.br Joint Circular Letter No. 2/2019-CVM/SMI/SIN Rio de Janeiro, May 20, 2019.
To
Directors Responsible for CVM Instruction No. 301, of April 16, 1999
Subject: Communications published by the FATF.
Dear Sirs/Madams,
Sincerely,
FRANCISCO JOSÉ BASTOS SANTOS
Superintendent of Market Relations and Intermediaries
DANIEL WALTER MAEDA BERNARDO
Superintendent of Institutional Investor Relations
Document electronically signed by Francisco José Bastos Santos, Superintendent, on 05/20/2019, at 11:22, based on Article 6, Paragraph 1, of Decree No. 8.539, of October 8, 2015. Document electronically signed by Daniel Walter Maeda Bernardo, Superintendent, on 05/20/2019, at 12:59, based on Article 6, Paragraph 1, of Decree No. 8.539, of October 8, 2015. The authenticity of the document can be verified on the site https://sei.cvm.gov.br/conferir_autenticidade, by providing the verification code 0760821 and the CRC code 4D2F49E6.
20/05/2019 SEI/CVM - 0760821 - Ofício-Circular https://sei.cvm.gov.br/sei/controlador.php?acao=documento_imprimir_web&acao_origem=arvore_visualizar&id_documento=807383&infra_sistem… 2/2 This document's authenticity can be verified by accessing https://sei.cvm.gov.br/conferir_autenticidade, and typing the "Código Verificador" 0760821 and the "Código CRC" 4D2F49E6. Reference: Process No. 19957.003152/2018-21 SEI Document No. 0760821
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Source: Comissão de Valores Mobiliários — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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