Regulatory Alerts2026-03-17 | Information Notice 3/17/26Added · Updated
New Rate for Fees Paid Under Section 31 of the Exchange Act
Effective April 4, 2026, the Securities and Exchange Commission increases the Section 31 fee rate for specified securities transactions from $0.00 to $20.60 per million dollars in transactions. FINRA will collect these fees from its member firms in accordance with Section 3 of Schedule A to the By-Laws. The assessment on security futures transactions remains unchanged at $0.0042 per round turn transaction.
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