Regulatory Alerts2002-11-08
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News Bulletin 2020 - November 8, 2002
NewMil Bank filed an application for a branch at 200 Main Street in Southbury, Connecticut. Ace Cash Express, Inc. applied for check cashing service licenses at locations in Hartford and New Britain. The Commissioner issued Notices of Intent to Revoke Registration as Broker-dealer and Agent against Hornblower & Weeks, Inc. and John Ryan Rooney, respectively, based on prior NASD sanctions for misleading research reports and supervisory failures.
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