Regulatory Alerts2005-09-23
Added · Updated
News Bulletin 2170 - September 23, 2005
The Department of Banking updates its web address to www.ct.gov/dob and announces the seventeenth annual Securities Forum on October 11, 2005. The Commissioner approved a branch application for Rockville Bank and noted filed applications for Citizens Bank of Connecticut, while disapproving American Capital Management Services' acquisition of Circle Trust Company. Investment Management Corp. permanently ceased unregistered broker-dealer activities and paid a $5,000 fine, while Candy King of America, Inc. and its president Stanley L. Gladstone were ordered to cease violating business opportunity laws with fines pending.
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