Regulatory Alerts2008-09-12
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News Bulletin 2325 - September 12, 2008
The Connecticut Department of Banking entered a Consent Order with Digi-Pin, LLC regarding unregistered sales of limited liability company interests and promissory notes between 2003 and 2006. The order prohibits the issuer and its successors from soliciting or accepting investment funds in Connecticut without notifying the Division at least 30 days in advance and consulting securities legal counsel. Additionally, the issuer is barred from engaging in further violative conduct under the Connecticut Uniform Securities Act.
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