Regulatory Alerts2009-01-23
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News Bulletin 2344 - January 23, 2009
The Connecticut Department of Banking announces the closing of a limited branch by Fairfield County Bank in Ridgefield. The Department entered into Consent Orders with Casimir Capital L.P., Laidlaw & Company (UK) Ltd., and Chapin, Davis, Inc., imposing total fines and reimbursements of $87,500 for securities registration, recordkeeping, and supervisory violations. These orders require the firms to cease and desist from regulatory violations, with Laidlaw & Company also mandated to retain an independent consultant for two years.
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