Regulatory Alerts2024-10-18 | Election Notice - 10/18/2024Added · Updated
Notice of SFAC Election and Mailing of Ballots
FINRA notifies small firm members in the North and West regions that ballots for two Small Firm Advisory Committee seats are being distributed, with voting concluding on November 18, 2024. Eligibility is restricted to firms employing between one and 150 registered persons as of October 17, 2024, with executive representatives authorized to vote via telephone, internet, or mail. Successful candidates will serve three-year terms beginning January 1, 2025, subject to ongoing eligibility criteria and potential removal by the SFAC or FINRA Board.
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