Regulatory Alerts2025-10-20 | Election Notice – 10/20/25Added · Updated
Notice of SFAC Election and Mailing of Ballots
FINRA announces the election for the New York region seat on the Small Firm Advisory Committee, with voting open to eligible small firm members in that region until November 19, 2025. The successful candidate will serve a three-year term from January 1, 2026, to December 31, 2028. Eligible voters are defined as firms employing between one and 150 registered persons with their main office in the New York region as of October 17, 2025.
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