Regulatory Alerts2026-06-15
Added
Order on the Scope of Securities Trading Auxiliary Business for Futures Dealers under Article 3, Paragraph 3
The Financial Supervisory Commission issued an order defining the scope of securities trading auxiliary business for futures dealers, limiting it to securities listed on the Taiwan Stock Exchange and the Taipei Exchange, as well as OTC stocks, public subscription, and foreign securities. The scope for foreign securities trading is governed by the Management Rules for Securities Dealers Entrusted to Trade Foreign Securities. This order took effect immediately and repealed the previous directive issued on August 6, 2014.
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