Regulatory Alerts2026-09-16
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Order Regarding Article 13 of the Regulations Governing Securities Firms Entrusted to Trade Foreign Securities
Securities brokers may accept periodic investment applications for offshore funds under entrusted foreign securities trading contracts, provided they adhere to the Offshore Fund Management Regulations and Article 13 of the Regulations Governing Securities Firms Entrusted to Trade Foreign Securities. The term periodic investment refers to agreements specifying a fixed amount, fixed product, fixed cycle, and validity period. This order takes effect immediately and repeals the Financial Supervisory Commission Order dated March 12, 2007.
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Order Regarding Article 13 of the Regulations Governing Securities Firms Entrusted to Trade Foreign Securities. (Jin Guan Zheng Quan Zi No. 1150383995)
2026-09-16
Financial Supervisory Commission Order
Date of Issue: September 16, 2026 (Republic of China) Document Number: Jin Guan Zheng Quan Zi No. 1150383995
- Securities brokers, when entrusted to invest in offshore funds under an entrusted foreign securities trading contract, may accept applications from clients to subscribe via periodic investment methods, subject to the following regulations:
(1) Handle in accordance with the Offshore Fund Management Regulations and Article 13 of the Regulations Governing Securities Firms Entrusted to Trade Foreign Securities, and other relevant provisions. (2) The term
Source: Financial Supervisory Commission Taiwan — original document
Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works
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