Pennsylvania Department of Banking and Securities Order to Vacate Denial Order for 412 Management LLC and Robert Wilson

COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF BANKING AND SECURITIES
:
COMMONWEALTH OF PENNSYLVANIA : Docket No.: 240038 (SEC-DO) DEPARTMENT OF BANKING AND :
SECURITIES, BUREAU OF SECURITIES :
COMPLIANCE AND EXAMINATIONS :
:
v. :
:
412 MANAGEMENT LLC d/b/a WILSON :
INSIGHT; and :
ROBERT WILSON d/b/a WILSON INSIGHT :
:
ORDER TO VACATE DENIAL ORDER
WHEREAS, on April 19, 2024, Respondent 412 Management LLC d/b/a Wilson Insight (“Respondent Wilson Insight”) applied for registration as an investment advisor, under Section 301 of the Pennsylvania Securities Act of 1972 (“1972 Act”), 70 P.S. § 1-301; and WHEREAS, on May 6, 2024, Robert Wilson d/b/a Wilson Insight (“Respondent Wilson”) applied for registration as an investment advisor representative, under Section 301 of the 1972 Act, 70 P.S. § 1-301; and WHEREAS, on August 7, 2024, pursuant to Section 305 of the 1972 Act, 70 P.S. § 1- 305, the Pennsylvania Department of Banking and Securities (“Department”) issued a Denial Order (“Denial Order”) to Respondent Wilson Insight and Respondent Wilson, denying their registration applications based on alleged violations of the 1972 Act, 70 P.S. § 1-101 et seq; and WHEREAS, on April 28, 2025, Respondent Wilson Insight and Respondent Wilson withdrew the registration applications submitted on April 19, 2024, and May 6, 2024; and WHEREAS, the Department finds that it is necessary and appropriate in the public interestand for the protection of investors, consistent with the purposes fairly intended by the policy and provisions of the 1972 Act, to issue this Order to Vacate Denial Order against FILED 2025 APR 29 PM 2:30 PA DEPARTMENT OF BANKING AND SECURITIES

Respondent Wilson Insight and Respondent Wilson; and NOW, THEREFORE, the Commission directs that the Denial Order issued in this proceeding against Respondent Wilson Insight and Respondent Wilson be and is hereby VACATED. IT IS SO ORDERED. FOR THE COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES BUREAU OF SECURITIES COMPLIANCE AND EXAMINATIONS Eric Pistilli Deputy Secretary of Securities __________________________ (Date) 04/29/2025 Redacted

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COMMONWEALTH OF PENNSYLVANIA
DEPARTMENT OF BANKING AND SECURITIES
:
COMMONWEALTH OF PENNSYLVANIA : Docket No.: 240038 (SEC-DO) DEPARTMENT OF BANKING AND :
SECURITIES, BUREAU OF SECURITIES :
COMPLIANCE AND EXAMINATIONS :
:
v. :
:
412 MANAGEMENT LLC d/b/a WILSON :
INSIGHT; and :
ROBERT WILSON d/b/a WILSON INSIGHT :
:
CERTIFICATE OF SERVICE
I hereby certify that I have this day served a copy of the foregoing Order to Vacate Denial Order upon the parties below, who constitute the only parties of record in this proceeding, in accordance with the requirements of 1 Pa. Code §§ 33.35, 33.36 and 33.37:
ELECTRONIC MAIL
412 Management LLC d/b/a Wilson Insight c/o Sarah Hyser-Staub, Esq. McNees Wallace & Nurick LLC 100 Pine Street Harrisburg, Pennsylvania 17101 sstaub@mcneeslaw.com Robert Wilson c/o Sarah Hyser-Staub, Esq. McNees Wallace & Nurick LLC 100 Pine Street Harrisburg, Pennsylvania 17101 sstaub@mcneeslaw.com Dated this 29th day of April 2025 Eileen Smith Legal Office Administrator Office of Chief Counsel FOR: Commonwealth of Pennsylvania Department of Banking and Securities Market Square Plaza 17 North Second Street, Suite 1300 Harrisburg, PA 17101 (717) 787-1471 FILED 2025 APR 29 PM 2:30 PA DEPARTMENT OF BANKING AND SECURITIES Redacted