Regulatory Alerts2013-08-09
Added · Updated
Product Risk Rating of High-Yield Bonds and Related Products
The Hong Kong Securities and Futures Commission issued this circular on 9 August 2013 to establish guidelines for the risk rating of high-yield bonds and related investment products. Registered institutions are required to implement enhanced measures when selling these products to ensure appropriate risk assessment and investor protection. This directive complements existing regulations concerning the sale of investment products to private banking and corporate customers.
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