Regulatory Alerts2022-04-26
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R-CNMV-2022-03-MV — Regulation for Risk Rating Agencies
The National Securities Market Council of the Dominican Republic approved the final Regulation for Risk Rating Agencies on March 24, 2022, establishing the principles, criteria, and requirements for their authorization and registration. The regulation mandates that agencies maintain independence, objectivity, and transparency while adhering to IOSCO best practices and Dominican Law No. 249-17. It defines the scope of risk ratings, enforces permanent evaluation through semi-annual reports, and outlines specific operational standards to ensure the integrity of the securities market.
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