Regulatory Alerts2023-06-09
Added · Updated
Regulation 45-102 Respecting Resale of Securities
Issued under the Securities Act, this regulation establishes the conditions under which securities may be resold without a prospectus in Canada. It defines key terms such as control distributions and private issuers while detailing specific exemptions for first trades, including restricted and seasoning periods. The text further outlines procedural requirements for control persons and exemptions for trades involving underlying securities or non-reporting issuers.
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