2024-11-28 | Resolução BCB 436

Added 2026-09-25

Resolution BCB No. 436 — Classification of Single Institutions and Prudential Conglomerates into Type 1, Type 2, or Type 3 and Segmentation of Type 3 Institutions and Conglomerates

Resolution BCB No. 436 classifies single financial institutions and prudential conglomerates authorized by the Central Bank of Brazil into Type 1, Type 2, or Type 3, establishing proportional prudential regulation for each category. It mandates the segmentation of Type 3 institutions and conglomerates into four size-based segments (S2, S3, S4, and S5) determined by their total exposure relative to Brazil's GDP, with specific rules for transition periods and reclassification. The regulation repeals Resolution BCB No. 197 and enters into force on January 1, 2025, requiring semi-annual transparency regarding institutional classification.

Brazil

Banco Central do Brasil

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RESOLUTION BCB NO. 436, OF NOVEMBER 28, 2024

Classifies as Type 1, Type 2, or Type 3 the single institutions authorized to operate by the Central Bank of Brazil and the prudential conglomerates led by these institutions, and establishes the segmentation of institutions and conglomerates classified as Type 3.

Classifies as Type 1, Type 2, or Type 3 the single financial institutions and other single institutions authorized to operate by the Central Bank of Brazil, as well as the prudential conglomerates led by these institutions, and establishes the segmentation of institutions and conglomerates classified as Type 3. (Wording given by Resolution BCB No. 580, of 7/1/2026.)

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Lineage: Amended

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Show all related documents (22)

Supersedes: BCB Resolution No. 197 — Classifies prudential conglomerates including payment service institutions and establishes segmentation for Type 3 conglomerates for proportional prudential regulation2022
Amended by: BCB Resolution No. 580 — Classifies Virtual Asset Service Providers as Type 3 and Prohibits Virtual Asset Services for Segment 52026
Amends: Resolution No. 478 dated 2025-05-30not in RegAlert
Issued under: Law No. 12.865 dated 2013-10-09not in RegAlertLaw No. 4.728 dated 1965-07-14not in RegAlert
Basis for: BCB Resolution No. 560 — Minimum Limits for Short-Term Liquidity Indicator (LCR) and Simplified Short-Term Liquidity Indicator (LCRS)2026 BCB Normative Instruction No. 700 - Amends BCB Normative Instruction No. 33 (2020) regarding procedures for sending Circular No. 3,979 (2020) information, and modifies Filling Instructions and layout for document 5050 (DRO)2026 Instruction Normative BCB No. 686 — Discloses the Models for the Internal Capital Adequacy Assessment Process (ICAAP) and Simplified Internal Capital Adequacy Assessment Process (ICAAPSimp) Reports2025
Refers to: Resolution CMN No. 5105 — Establishes minimum guidelines for the constitution, operation, authorization, and supervision of securities brokerage, foreign exchange brokerage, and securities distribution companies2023 CMN Resolution No. 4553 — Establishes Segmentation of Financial Institutions for Proportional Prudential Regulation2017
Referred to by: BCB Resolution No. 586 — Provides for the disclosure of the Social, Environmental and Climate Risks and Opportunities Report – GRSAC Report2026 BCB Normative Instruction No. 755 — Amends BCB Normative Instruction No. 399/2023, consolidating procedures for submitting liquidity risk exposure and LCR information under BCB Resolution No. 2072026 BCB Resolution No. 577 — Amends BCB Resolution No. 207 of March 22, 2022, Regarding Liquidity Risk Exposure and Short-Term Liquidity Indicator (LCR) Reporting2026 Central Bank of Brazil Instruction Normative No. 744 of June 12, 20262026 BCB Resolution No. 573 of June 10, 20262026 Central Bank of Brazil Instruction Normative No. 730 of April 30, 20262026
+6 more
Central Bank of Brazil Instruction Normative No. 731 of April 30, 20262026 Normative Instruction BCB No. 685 of December 5, 20252025 BCB Resolution No. 527 on the Submission of Quantitative Information Regarding ICAAP, ICAAPSimp, and Stress Tests2025 Resolution BCB No. 478 — Scope and Methodology for Leverage Ratio Calculation, Minimum Requirements for Type 3 Institutions, and Exclusion Conditions for Cooperative System Exposures2025 BCB Resolution No. 447 of December 19, 20242024 Resolução BCB nº 437 — Establishes procedures for calculating the risk-weighted asset portion for credit risk exposures subject to the simplified standardized approach capital requirement – RWARCSimp2024

Timeline

Amended 1 time · last 2026-07-01

2026-07-01BCBBCB Resolution No. 580 — Classifies Virtual Asset Service Providers as Type 3 and Prohibits Virtual Asset Services for Segment 5amends

This document supersedes: BCB Resolution No. 197 — Classifies prudential conglomerates including payment service institutions and establishes segmentation for Type 3 conglomerates for proportional prudential regulation

Source: Banco Central do Brasil — original document · Summary generated with machine assistance and reviewed before publication; the authoritative text is the regulator's original document. How RegAlert works