Resolution of the Board of the National Bank of the Republic of Kazakhstan No. 100 dated December 24, 2025 'On Approval of the Rules for Submission of Reports on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates'

NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN
STATE INSTITUTION		STATE INSTITUTION
NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN
RESOLUTION OF THE BOARD		RESOLUTION OF THE BOARD

No. 100 dated December 24, 2025

Astana City

On Approval of the Rules for Submission of Reports on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

(With amendments and additions:

1. Resolution of the Board of the NB RK No. 94 dated July 31, 2026)

In accordance with subparagraph 48) of the second paragraph of part two of paragraph 19 of the Regulation of the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan", and subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", the Board of the National Bank of the Republic of Kazakhstan RESOLVES:

1. Approve the attached Rules for Submission of Reports on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates (hereinafter – the Rules).

2. Recognize as having lost force certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan, as well as structural elements of certain Resolutions of the Board of the National Bank of the Republic of Kazakhstan, according to the list attached to this Resolution.

3. The Department of Financial Market Statistics of the National Bank of the Republic of Kazakhstan shall, in the manner established by the legislation of the Republic of Kazakhstan, ensure:

1. together with the Legal Department of the National Bank of the Republic of Kazakhstan, the state registration of this Resolution in the Ministry of Justice of the Republic of Kazakhstan;

2. publication of this Resolution on the official Internet resource of the National Bank of the Republic of Kazakhstan after its official publication;

3. within ten working days after the state registration of this Resolution, submission to the Legal Department of the National Bank of the Republic of Kazakhstan of information on the implementation of the measure provided for in subparagraph 2) of this paragraph.

4. Control over the implementation of this Resolution shall be entrusted to the Deputy Chairman of the National Bank of the Republic of Kazakhstan overseeing the relevant area.

5. This Resolution shall enter into force upon the expiration of ten calendar days after the day of its first official publication.

Suspend until January 1, 2026, the action of paragraph 8 of the appendix to the form intended for the collection of administrative data on a gratuitous basis "Report on the structure of the securities portfolio of participants of a banking conglomerate as of the reporting date" of Appendix 43 to the Rules, establishing that during the suspension period this paragraph shall operate in the following wording:

"8. In column 9, for bonds, the monetary value of the nominal (purchase cost) of the bond, determined at its issuance, on which a reward expressed as a percentage of the coupon bond accrues is indicated, as well as the amount payable to the bondholder upon its redemption. The cost indicator is indicated in thousands of tenge (the equivalent of the cost in tenge for securities whose nominal value is expressed in foreign currency is indicated in conversion at the market exchange rate on the date of the transaction, determined in accordance with the procedure established by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated January 25, 2013 No. 15 and the Order of the Minister of Finance of the Republic of Kazakhstan dated February 22, 2013 No. 99 'On the Procedure for Determining the Market Exchange Rate of Currency' (registered in the Registry of State Registration of Regulatory Legal Acts under No. 8378))."

Chairman		T. M. Suleimenov

"AGREED"

Bureau of National Statistics
Agency for Strategic Planning and Reforms of the Republic of Kazakhstan

"AGREED"

Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market

Approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2025 No. 100

Rules for Submission of Reports on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates.

Chapter 1. General Provisions

1. The Rules for Submission of Reports on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates (hereinafter – the Rules) are developed in accordance with subparagraph 48) of the second paragraph of part two of paragraph 19 of the Regulation on the National Bank of the Republic of Kazakhstan, approved by the Decree of the President of the Republic of Kazakhstan dated December 31, 2003 No. 1271 "On Approval of the Regulation and Structure of the National Bank of the Republic of Kazakhstan", subparagraph 2) of paragraph 3 of Article 16 of the Law of the Republic of Kazakhstan "On State Statistics", and determine the procedure for submission of reports on compliance with prudential norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) (hereinafter – Banks), and Banking Conglomerates to the National Bank of the Republic of Kazakhstan (hereinafter – the National Bank), including forms intended for the collection of administrative data, periodicity, and deadlines for their submission.

2. Reports are submitted in electronic form via the digital system "Web Portal of the National Bank of the Republic of Kazakhstan", which serves as a single window for access to reporting services to the National Bank.

3. Reports authenticated by means of an electronic digital signature by the head or the person entrusted with the function of signing the report, and the executor, are stored in electronic format.

4. The completeness and accuracy of data in the reports are ensured by the head of the bank, banking holding, or bank having a subsidiary but not having a banking holding, or by the person entrusted with the function of signing the report.

5. Reports on compliance with prudential norms by Banking Conglomerates shall be accompanied by information on normative values, the methodology for calculating prudential norms of participants of the banking conglomerate that are non-residents of the Republic of Kazakhstan, established by normative legal acts of the authorized body of the corresponding state regulating their activities in the country of their location.

6. Reports on compliance with prudential norms by Banking Conglomerates to the National Bank are submitted in electronic form via the automated digital subsystem until the loss of the status of a banking holding or the cessation of activities by the bank having a subsidiary but not having a banking holding.

In the event that, by the deadlines for submitting reports established by Chapter 4 of the Rules, the reporting entity has lost the status of a banking holding or ceased banking activities of the bank having a subsidiary but not having a banking holding, reports on compliance with prudential norms by Banking Conglomerates for the last reporting period preceding the date of loss of status shall be submitted within the established deadlines.

Chapter 2. Procedure for Submission of Reports by Level 2 Banks

9. Level 2 Banks shall submit to the National Bank:

1. a report on compliance with prudential norms according to the form attached as Appendix 1 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

2. a report on the breakdown of assets weighted for credit risk according to the form attached as Appendix 2 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

3. a report on the breakdown of assets weighted for risks for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer according to the form attached as Appendix 3 to the Rules monthly, no later than the eleventh working day of the month following the reporting month;

4. a report on the breakdown of contingent and possible liabilities weighted for credit risk according to the form attached as Appendix 4 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

5. a report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments weighted for credit risk according to the form attached as Appendix 5 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

6. a report on the breakdown of the calculation of specific interest rate risk (by currency) according to the form attached as Appendix 6 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

7. a report on the distribution of open positions by time intervals (by currency) according to the form attached as Appendix 7 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

8. a report on the breakdown of the calculation of general interest rate risk (by currency) according to the form attached as Appendix 8 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

9. a report on the breakdown of the maximum risk size for one borrower (by borrowers) according to the form attached as Appendix 9 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

10. a report on the breakdown of the current liquidity coefficient k4 according to the form attached as Appendix 10 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

11. a report on the breakdown of the short-term liquidity coefficients k4-1, k4-2, k4-3 according to the form attached as Appendix 11 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

12. a report on the breakdown of the short-term currency liquidity coefficients k4-4, k4-5, k4-6 according to the form attached as Appendix 12 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

13. a report on currency positions for each foreign currency and currency net position for each working day of the week (month) according to the form attached as Appendix 13 to the Rules:

weekly, no later than the fifth working day following the reporting week;

monthly, upon completion of a calendar month in the reporting week, no later than the seventh working day of the month following the completed month, separately for calendar days of the reporting week relating to the completed month and for calendar days of the reporting week of the month following the completed month;

14. a report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, and the coefficient of allocation of part of funds to domestic assets according to the form attached as Appendix 14 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

15. a report on the breakdown of the capitalization coefficient of banks to liabilities to non-residents of the Republic of Kazakhstan according to the form attached as Appendix 15 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

16. a report on the calculation of capital adequacy coefficients in securitization according to the form attached as Appendix 16 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

17. a report on the breakdown of assets weighted for credit risk presented by Islamic banks according to the form attached as Appendix 17 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

18. a report on the breakdown of contingent and possible liabilities weighted for credit risk presented by Islamic banks according to the form attached as Appendix 18 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

19. a report on the breakdown of market risk related to changes in the market value of inventory presented by Islamic banks according to the form attached as Appendix 19 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

20. a report on the breakdown of the liquidity coverage coefficient according to the form attached as Appendix 20 to the Rules monthly, no later than the tenth working day of the month following the reporting month;

21. a report on the breakdown of the net stable funding coefficient according to the form attached as Appendix 21 to the Rules monthly, no later than the tenth working day of the month following the reporting month.

Chapter 3. Procedure for Submission of Reports by Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan)

10. Branches of Non-Resident Banks of the Republic of Kazakhstan and branches of Islamic Non-Resident Banks of the Republic of Kazakhstan shall submit to the National Bank:

1. a report on compliance with prudential norms of branches of non-resident banks according to the form attached as Appendix 22 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

2. a report on the breakdown of assets weighted for credit risk of branches of non-resident banks according to the form attached as Appendix 23 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

3. a report on the breakdown of contingent and possible liabilities of branches of non-resident banks weighted for credit risk according to the form attached as Appendix 24 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

4. a report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments of branches of non-resident banks weighted for credit risk according to the form attached as Appendix 25 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

5. a report on the breakdown of the calculation of specific interest rate risk (by currency) of branches of non-resident banks according to the form attached as Appendix 26 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

6. a report on the distribution of open positions by time intervals (by currency) of branches of non-resident banks according to the form attached as Appendix 27 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

7. a report on the breakdown of the calculation of general interest rate risk (by currency) of branches of non-resident banks according to the form attached as Appendix 28 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

8. a report on the breakdown of the maximum risk size for one borrower (by borrowers) of branches of non-resident banks according to the form attached as Appendix 29 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

9. a report on the breakdown of the current liquidity coefficient k4 of branches of non-resident banks according to the form attached as Appendix 30 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

10. a report on the breakdown of the short-term liquidity coefficients k4-1, k4-2, k4-3 of branches of non-resident banks according to the form attached as Appendix 31 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

11. a report on the breakdown of the short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks according to the form attached as Appendix 32 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

12. a report on currency positions for each foreign currency and currency net position for each working day of the week (month) of branches of non-resident banks according to the form attached as Appendix 33 to the Rules:

weekly, no later than the fifth working day following the reporting week;

monthly, upon completion of a calendar month in the reporting week, no later than the seventh working day of the month following the completed month, separately for calendar days of the reporting week relating to the completed month and for calendar days of the reporting week of the month following the completed month;

13. a report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, and the coefficient of allocation of part of funds to domestic assets of branches of non-resident banks according to the form attached as Appendix 34 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

14. a report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan of branches of non-resident banks according to the form attached as Appendix 35 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

15. a report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk according to the form attached as Appendix 36 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

16. a report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible liabilities weighted for credit risk according to the form attached as Appendix 37 to the Rules monthly, no later than the seventh working day of the month following the reporting month;

17. a report on the breakdown of the liquidity coverage coefficient of branches of non-resident banks according to the form attached as Appendix 38 to the Rules monthly, no later than the tenth working day of the month following the reporting month;

18. a report on the breakdown of the net stable funding coefficient of branches of non-resident banks according to the form attached as Appendix 39 to the Rules monthly, no later than the tenth working day of the month following the reporting month.

Chapter 4. Procedure for Submission of Reports by Banking Conglomerates

11. Banking holdings or banks having a subsidiary but not having a banking holding shall submit to the National Bank:

1. a report on compliance with prudential norms of the banking conglomerate according to the form attached as Appendix 40 to the Rules:

quarterly (except for the fourth quarter) no later than 70 (seventy) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year;

2. a report on the breakdown of assets, contingent and possible claims and liabilities of participants of the banking conglomerate weighted by the degree of investment risk according to the form attached as Appendix 41 to the Rules:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year;

3. a report on the collection of information on investments representing investments in the charter capital of legal entities, subordinated debt of legal entities, as well as other investments in the equity of legal entities of participants of the banking conglomerate, carried out during the reporting period, as well as those in effect as of the reporting date, according to the form attached as Appendix 42 to the Rules:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year;

4. a report on the structure of the securities portfolio of participants of the banking conglomerate as of the reporting date according to the form attached as Appendix 43 to the Rules:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year;

5. a report on the collection of information on intra-group transactions of the banking conglomerate concluded during the reporting period, as well as those in effect as of the reporting date, according to the form attached as Appendix 44 to the Rules:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year;

6. a report on the collection of information on liabilities of participants of the banking conglomerate to third parties, constituting 10 (ten) percent or more of the equity of the banking conglomerate, in effect as of the reporting date, according to the form attached as Appendix 45 to the Rules:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter;

annually no later than May 31 (inclusive) of the year following the reporting year.

Appendix 1
to the Rules for Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on Compliance with Prudential Norms

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_Prud_norm

Periodicity: monthly

Reporting period: as of "____"__________20____year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with inclusion of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

№	Name	Amount
1	2	3
1	Minimum size of own capital
2	Own capital
3	Tier 1 capital
4	Core capital as a sum
5	Paid-up ordinary shares
6	Additional paid-in capital
7	Undistributed net profit of previous years
8	Undistributed net profit of the current year
9	Accumulated disclosed reserve
10	Revaluation reserves
10.1	Revaluation reserves of fixed assets and revaluation reserves of securities measured at fair value through other comprehensive income
10.2	Revaluation reserves of loans measured at fair value through other comprehensive income
11	Core capital less:
11.1	own repurchased ordinary shares
11.2	intangible assets, including goodwill
11.3	loss of previous years
11.4	loss of the current year
11.5	deferred tax asset (except for the portion of deferred tax assets recognized in respect of deductible temporary differences), reduced on a proportional basis by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill)
11.6	reserves for other revaluation
11.7	income from sales related to asset securitization transactions
11.8	income or losses from changes in the fair value of a financial liability due to changes in the credit risk of such liability
11.9	regulatory adjustments to be deducted from additional capital, but due to insufficient level, deducted from core capital
11.10	excess amount to be deducted from core capital if the bank's investments (investments of the bank in financial instruments of financial organizations in which the bank has less than 10 (ten) percent of issued shares (participation shares in the authorized capital)) exceed 10 (ten) percent of the bank's core capital after applying regulatory adjustments specified in lines 11.1, 11.2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8 and 11.9
11.11	excess amount to be deducted from core capital if the bank's investments (investments of the bank in ordinary shares of a financial organization in which the bank has 10 (ten) and more percent of issued shares (participation shares in the authorized capital)) exceed 10 (ten) percent of the bank's core capital after applying regulatory adjustments specified in lines 11.1, 11.2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8, 11.9 and 11.10
11.12	excess amount to be deducted from core capital if the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced on a proportional basis by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill), exceeds 10 (ten) percent of the bank's core capital after applying regulatory adjustments specified in lines 11.1, 11.2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8, 11.9 and 11.10
11.13	excess amount to be deducted from core capital if the bank's investments in ordinary shares of a financial organization in which the bank has 10 (ten) and more percent of issued shares (participation shares in the authorized capital) and the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced on a proportional basis by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill), in aggregate exceed 17.65 (seventeen and sixty-five hundredths) percent of the difference of the bank's core capital after applying regulatory adjustments specified in lines 11.1, 11.2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8 and 11.9 and the amount to be deducted from core capital specified in lines 11.10, 11.11 and 11.12, reduced by the amounts to be deducted from core capital specified in lines 11.10, 11.11 and 11.12
12	Additional capital as a sum:
12.1	perpetual contracts meeting the criteria for classification of instruments as part of the bank's capital, as a result of which a financial asset arises simultaneously for one person and a financial liability or another financial instrument confirming the right to a share of the assets of a legal entity remaining after deducting all its liabilities for another person
12.2	paid-up preferred shares meeting the established criteria
13	Additional capital less:
13.1	investments of the bank in its own perpetual financial instruments directly or indirectly
13.2	own repurchased preferred shares of the bank
13.3	excess amount to be deducted from additional capital if the bank's investments (investments of the bank in financial instruments of financial organizations in which the bank has less than 10 (ten) percent of issued shares (participation shares in the authorized capital)) exceed 10 (ten) percent of the bank's core capital after applying regulatory adjustments specified in lines 11.1, 11.2, 11.3, 11.4, 11.5, 11.6, 11.7, 11.8 and 11.9
13.4	investments of the bank in perpetual financial instruments of financial organizations in which the bank has 10 (ten) and more percent of issued shares (participation shares in the authorized capital), subject to deduction from additional capital
13.5	regulatory adjustments to be deducted from tier 2 capital, but due to insufficient level, deducted from additional capital
14	Tier 2 capital
15	Subordinated debt
16	Tier 2 capital less:
16.1	repurchased own subordinated debt of the bank
16.2	excess amount of the bank's investments (investments of the bank in financial instruments of financial organizations in which the bank has less than 10 (ten) percent of issued shares (participation shares in the authorized capital), in aggregate exceeding 10 (ten) percent of the bank's core capital after applying regulatory adjustments), multiplied by the share of investments in subordinated debt in the total amount of investments
16.3	investments of the bank in subordinated debt of financial organizations in which the bank has 10 (ten) percent and more of issued shares (participation shares in the authorized capital) of the legal entity, subject to deduction from tier 2 capital
17	Core capital adequacy ratio k1
18	Tier 1 capital adequacy ratio k1-2
19	Own capital adequacy ratio k2
20	Undistributed net income of the bank, subject to restriction on cessation of dividend payments and share buyback
21	Uninvested balances of funds accepted under a custodial agreement
22	Total assets weighted for credit risk
23	Total contingent and possible liabilities weighted for credit risk
24	Total derivative financial instruments weighted for credit risk
25	Specific interest rate risk
26	General interest rate risk
27	Total market risk related to changes in the reward rate
28	Specific risk
29	General risk
30	Total market risk related to changes in the market value of shares and market value of derivative financial instruments, the underlying asset of which is shares or an index on shares
31	Total market risk related to changes in the exchange rate of foreign currencies (market value of precious metals)
32	Total market risk related to changes in the market value of shares (including Islamic securities acquired for sale)
33	Total risk related to inventory, related to changes in market value
34	Sum of long and short positions of financial instruments with market risk related to changes in market value
35	Difference between the sums of long and short positions of financial instruments with market risk related to changes in market value
36	Sum of open currency positions
37	Assets, contingent and possible claims and liabilities calculated taking into account market risk
38	Average annual gross income
39	Operational risk
40	Total debt of one borrower or a group of interconnected borrowers, not related to the bank by special relations, on any type of obligations to the bank
41	Maximum risk size coefficient for one borrower not related to the bank by special relations k3
42	Total debt of one borrower or a group of interconnected borrowers, related to the bank by special relations, on any type of obligations to the bank
43	Maximum risk size coefficient for one borrower (group of borrowers), related to the bank by special relations k3-1
44	Sum of risks for all borrowers related to the bank by special relations
45	Coefficient of the sum of risks for borrowers related to the bank by special relations
46	Maximum amount of a blank loan, unsecured contingent liabilities to a borrower or on behalf of a borrower to third parties, for which the bank may have claims against the borrower during the current and two subsequent months, on obligations of the respective borrowers, as well as liabilities of non-residents of the Republic of Kazakhstan, registered or being citizens of offshore zones, except for claims to residents of the Republic of Kazakhstan with a rating of Standard & Poor’s or a rating of a similar level of Fitch or Moody’s Investors Service (hereinafter – other rating agencies) not more than one point below the sovereign rating of the Republic of Kazakhstan and non-residents having a rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, except for non-residents with a rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, for one borrower or a group of interconnected borrowers
47	Coefficient of the maximum size of a blank loan
48	Total sum of bank risks for one borrower, the size of each of which exceeds 10 (ten) percent of the bank's own capital
49	Coefficient of the total sum of risks for one borrower, the size of each of which exceeds 10 (ten) percent of own capital
50	Sum of bank risk on obligations of the Kazakhstan Development Bank
51	Coefficient of the size of risk on obligations of the Kazakhstan Development Bank
52	Highly liquid assets
53	Demand liabilities
54	Current liquidity coefficient k4
55	Term liabilities with a remaining maturity up to 7 (seven) days inclusive
56	Term liquidity coefficient k4-1
57	Liquid assets with a remaining maturity up to 1 (one) month inclusive, including highly liquid assets
58	Term liabilities with a remaining maturity up to 1 (one) month inclusive
59	Term liquidity coefficient k4-2
60	Liquid assets with a remaining maturity up to 3 (three) months inclusive, including highly liquid assets
61	Term liabilities with a remaining maturity up to 3 (three) months inclusive
62	Term liquidity coefficient k4-3
63	Assets for calculating the term currency liquidity coefficient k4-4:
63.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
63.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
63.3	(currency type is specified)
63.4	(currency type is specified)
64	Liabilities for calculating the term currency liquidity coefficient k4-4, multiplied by a conversion coefficient equal to 100 (one hundred) percent
64.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
64.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
64.3	(currency type is specified)
64.4	(currency type is specified)
65	Term currency liquidity coefficient k4-4:
65.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
65.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
65.3	(currency type is specified)
65.4	(currency type is specified)
66	Assets for calculating the term currency liquidity coefficient k4-5:
66.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
66.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
66.3	(currency type is specified)
66.4	(currency type is specified)
67	Liabilities for calculating the term currency liquidity coefficient k4-5, multiplied by a conversion coefficient equal to 90 (ninety) percent
67.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
67.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
67.3	(currency type is specified)
67.4	(currency type is specified)
68	Term currency liquidity coefficient k4-5:
68.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
68.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
68.3	(currency type is specified)
68.4	(currency type is specified)
69	Assets for calculating the term currency liquidity coefficient k4-6:
69.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
69.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
69.3	(currency type is specified)
69.4	(currency type is specified)
70	Liabilities for calculating the term currency liquidity coefficient k4-6, multiplied by a conversion coefficient equal to 80 (eighty) percent
70.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
70.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
70.3	(currency type is specified)
70.4	(currency type is specified)
71	Term currency liquidity coefficient k4-6:
71.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
71.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s (Standard & Poor’s) or a rating of a similar level of one of the other rating agencies or lacking a corresponding rating assessment
71.3	(currency type is specified)
71.4	(currency type is specified)
72	Presence of overdue liabilities to creditors at the bank during the reporting period (Yes (No))
73	Presence of a fact of untimely execution by the bank of an action plan approved by the authorized body (Yes (No))
74	Short-term liabilities to non-residents
75	Coefficient of the maximum limit of short-term liabilities to non-residents k7
76	Assets financed by funds attracted under an investment deposit agreement
77	Coefficient of placement of part of funds into domestic assets
78	Leverage ratio:
78.1	Bank assets reflected at book value (minus assets taken as regulatory adjustments reducing tier 1 capital, as well as reserves formed in accordance with IFRS) weighted at a risk level of 100 (one hundred) percent
78.2	Contingent and possible liabilities, weighted by the degree of credit risk according to Chapter 9 of the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 “On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods” (registered in the Registry of State Registration of Normative Legal Acts under No. 38587)
78.3	Credit risk on transactions with derivative financial instruments
78.4	Credit risk on securities lending transactions

Name __________________________________________________

Address__________________________________________________________

Phone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name and patronymic (if any) signature

Date “____” ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Normatives".

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Normatives"

Explanation on filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the Compliance with Prudential Normatives

(index – 1-BVU_Prud_norm, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Normatives" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methods (hereinafter – Normatives for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. Line 1 is filled out in accordance with Chapter 1 of the Normatives for Islamic banks and Chapter 2 of the Normatives for banks.

6. Line 5 indicates information on paid-up ordinary shares meeting the criteria for classification of instruments as part of the bank's capital, established by Appendix 1 to the Normatives for Islamic banks and Appendix 3 to the Normatives for banks.

7. Line 11.7 indicates future period income related to the received expectation of full or partial income in the future from securitization conditions.

8. In line 12.1, information is provided on indefinite-term contracts that meet the criteria for classification of instruments as part of bank capital, established in Appendix 1 to the Standards for Islamic Banks and Appendix 3 to the Standards for Banks, as a result of which a financial asset of one person and a financial liability or other financial instrument confirming the right to a share of the assets of a legal entity remaining after deducting all its liabilities of another person arise simultaneously.

9. In line 12.2, information is provided on paid preferred shares that meet the criteria for classification of instruments as part of bank capital, established in Appendix 1 to the Standards for Islamic Banks and Appendix 3 to the Standards for Banks.

10. In line 15, information is provided on subordinated debt that meets the criteria for classification of instruments as part of bank capital, established in Appendix 1 to the Standards for Islamic Banks and Appendix 3 to the Standards for Banks.

11. In line 20, the amount of undistributed net income, which is subject to a restriction in accordance with Appendix 4 to the Standards for Islamic Banks and Appendix 2 to the Standards for Banks, in part of the termination of dividend payments and share buyback, is indicated.

12. Line 22 is filled in accordance with the data of the report on the breakdown of assets weighted for credit risk.

13. Line 23 is filled in accordance with the data of the report on the breakdown of contingent and possible liabilities weighted for credit risk.

14. Line 24 is filled in accordance with the data of the report on the breakdown of contingent and possible claims and liabilities on derivative financial instruments weighted for credit risk.

15. Line 25 is filled in accordance with the data of the report on the breakdown of the calculation of specific interest rate risk (by currency according to the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds").

16. Line 26 is filled in accordance with the data of the report on the breakdown of the calculation of general interest rate risk (by currency according to the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds").

17. Lines 40, 41, 42, 43, 44, 45, 46, 47, 48 and 49 are filled in accordance with the data of the report on the breakdown of the maximum risk size for one borrower (by borrowers).

18. Lines 52, 53 and 54 are filled in accordance with the data of the report on the breakdown of the current liquidity coefficient k4.

19. Lines 55, 56, 57, 58, 59, 60, 61 and 62 are filled in accordance with the data of the report on the breakdown of the liquidity coefficients k4-1, k4-2 and k4-3.

20. Lines 63, 63.1, 63.2, 63.3, 63.4, 64, 64.1, 64.2, 64.3, 64.4, 65, 65.1, 65.2, 65.3, 65.4, 66, 66.1, 66.2, 66.3, 66.4, 67, 67.1, 67.2, 67.3, 67.4, 68, 68.1, 68.2, 68.3, 68.4, 69, 69.1, 69.2, 69.3, 69.4, 70, 70.1, 70.2, 70.3, 70.4, 71, 71.1, 71.2, 71.3 and 71.4 are filled in accordance with the data of the report on the breakdown of the short-term currency liquidity coefficients k4-4, k4-5 and k4-6.

21. In lines 63.3, 63.4, 64.3, 64.4, 65.3, 65.4, 66.3, 66.4, 67.3, 67.4, 68.3, 68.4, 69.3, 69.4, 70.3, 70.4, 71.3 and 71.4, the type of currency is indicated according to the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".

22. Lines 74 and 75 are filled in accordance with the data of the report on the breakdown of the capitalization coefficient of level 2 banks to liabilities to non-residents of the Republic of Kazakhstan.

23. Line 77 is filled in accordance with the data of the report on the calculation of the average monthly size of internal assets, internal and other liabilities, the coefficient of placement of part of funds into internal assets.

24. Lines 32, 33 and 76 are filled only by Islamic banks of the second level.

25. In lines 17, 18, 19, 41, 43, 45, 47, 49, 54, 56, 59, 62, 65, 65.1, 65.2, 65.3, 65.4, 68, 68.1, 68.2, 68.3, 68.4, 71, 71.1, 71.2, 71.3, 71.4, 75 and 77, values with three decimal places are indicated.

26. The following abbreviations are used to fill lines 45, 47, 49, 51, 78.1, 78.2, 78.3 and 78.4:

coefficient of the sum of risks for borrowers associated with the bank by special relations – Po;

coefficient of the maximum size of a blank loan – Bk;

coefficient of the total sum of risks for one borrower, the size of each of which exceeds 10 (ten) percent of equity – Rk;

coefficient of the risk size for liabilities of the Kazakhstan Development Bank – Rbrk;

bank assets reflected at book value (minus assets taken as regulatory adjustments reducing tier 1 capital, as well as reserves formed in accordance with IFRS) and weighted at a risk level of 100 (one hundred) percent – Ab;

contingent and possible liabilities, weighted by the degree of credit risk in accordance with Chapter 9 of the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587) – UVo;

credit risk on transactions with derivative financial instruments – KPFI;

credit risk on securities lending transactions – KCB.

27. In the absence of data, the Form is not submitted.

Appendix 2
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of assets weighted for credit risk

Index of the Form intended for the collection of administrative data on a gratuitous basis: 2-BVU_RA

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of group	Name of items	Amount	Risk degree in percent	Amount for calculation
1	2	3	4	5	6
1.	Group indicators	Type of asset subject to weighting by credit risk degree
		Total risk assets:		X

Name __________________________________________________

Address __________________________________________________________

Phone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing

the report _________________________________________________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk".

Appendix to the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk"

Explanation for filling out the Form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of assets weighted for credit risk

(index – 2-BVU_RA, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk" (hereinafter – Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled in accordance with prudential standards and limits mandatory for compliance by banks with universal banking license, banks with basic banking license, their maximum values and calculation methodology (hereinafter – Standards for Banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of assets subject to weighting by credit risk degree is indicated.

7. In column 5, the risk degree in percent for each group of assets is indicated, according to Chapter 3 of the Standards for Banks. Values of risk degree in percent are selected from the System List of Data.

8. In column 6, the amount of assets indicated in column 3, multiplied by the risk degree in percent (column 4), is indicated.

9. In the absence of data, the Form is not submitted.

Appendix 3
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of assets weighted for risks, for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer

Index of the Form intended for the collection of administrative data on a gratuitous basis: 2-BVU_RA_CCyB

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: level 2 bank, branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: no later than the eleventh working day of the month following the reporting month

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of items	Assets and contingent liabilities subject to weighting for risks	Assets and contingent liabilities weighted for risks	Countercyclical/sectoral countercyclical buffer rate	Amount
1	2	3	4	5	6
	Loans to individuals, weighted for credit risk, including loans to individual entrepreneurs, including:
1.1	Loans to individuals, weighted for credit risk, excluding loans to individual entrepreneurs, including:
1.1.1	for consumer purposes
1.1.1.1	including accrued remuneration
1.1.2	mortgage housing loans
1.1.2.1	including accrued remuneration
1.1.3	other loans
1.1.3.1	including accrued remuneration
1.2	Loans to individual entrepreneurs
1.2.1	including accrued remuneration
	Loans to individuals, weighted for credit risk, including loans to individual entrepreneurs, with overdue debt on principal and (or) accrued remuneration exceeding 90 (ninety) calendar days
2.1	Loans to individuals, weighted for credit risk, excluding loans to individual entrepreneurs with overdue debt on principal and (or) accrued remuneration exceeding 90 (ninety) calendar days, including:
	for consumer purposes
	mortgage housing loans
	other loans
2.2	Loans to individual entrepreneurs with overdue debt on principal and (or) accrued remuneration exceeding 90 (ninety) calendar days
	Loans to non-bank legal entities, weighted for credit risk, excluding loans to individual entrepreneurs, including:
	small and medium-sized business entities
3.1.1	including accrued remuneration
	large business entities
3.2.1	including accrued remuneration
	Loans to non-bank legal entities, weighted for credit risk, excluding loans to individual entrepreneurs, with overdue debt on principal and (or) accrued remuneration exceeding 90 (ninety) calendar days, including:
	small and medium-sized business entities
	large business entities
	Other loans, weighted for credit risk, excluding loans specified in points 1 and 3 of this table
5.1	including accrued remuneration
	Other loans, weighted for credit risk, excluding loans specified in points 2 and 4 of this table, with overdue debt on principal and (or) accrued remuneration exceeding 90 (ninety) calendar days
7.	Other assets, contingent and possible liabilities, weighted for risks, including:
7.1	Other assets, weighted for credit risk
7.2	Contingent and possible liabilities, weighted for credit risk
7.3	Derivative financial instruments, weighted for credit risk
7.4	Assets, contingent and possible claims and liabilities, calculated with market risk
7.5	Operational risk
8.	Total amount of assets, contingent and possible liabilities, weighted for risks
9.	Size of countercyclical capital buffer
10.	Size of sectoral countercyclical capital buffer for loans provided to individuals
11.	Size of sectoral countercyclical capital buffer for loans provided to legal entities

Name _______________________________________________________

Address _______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ ________________

surname, first name and patronymic (if any) signature, phone

Head or person assigned the function of signing the report

---

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for risks, for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer".

Appendix
to the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for risks, for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer"

Explanation for filling out the Form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of assets weighted for risks, for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer

(index – 2-BVU_RA_CCyB, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for risks, for the calculation of the countercyclical capital buffer and sectoral countercyclical capital buffer" (hereinafter – Form).

2. The Form is compiled monthly by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled in accordance with prudential standards and limits mandatory for compliance by banks with universal banking license, banks with basic banking license, their maximum values and calculation methodology and prudential standards and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587), Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 25, 2025 No. 52 "On Establishing Macroprudential Standards and Limits, Their Regulatory Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 36722) and Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2025 No. 103 "On Approval of the Rules for Reporting on Loans and Contingent Liabilities by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan, Joint Stock Company "Kazakhstan Development Bank" and Organizations Carrying Out Separate Types of Banking Operations" (registered in the Registry of State Registration of Normative Legal Acts under No. 37702) (hereinafter – Resolution No. 103).

5. In column 3, the amount of assets subject to weighting by risk degree is indicated.

6. In column 4, the amount of assets weighted by risk degree is indicated.

7. In column 5, values are selected from the digital resource used for data processing (System List of Data).

8. Column 6 is calculated as the product of the data of column 4 and the data indicated in column 5.

9. Data for lines 1, 2, 3, 4, 5 and 6 are filled in accordance with the report on the breakdown of assets weighted for credit risk for level 2 banks and branches of non-resident banks of the Republic of Kazakhstan according to Appendices 2 and 23 to the Rules and taking into account the loan category (contingent liability) indicator, weighted by credit risk degree according to Appendix 5 of Resolution No. 103. In lines 1, 1.1, 1.2, 3, 3.1, 3.2 and 5, information is reflected on the principal debt and accrued remuneration, including on overdue debt on principal and/or remuneration.

10. In lines 1 to 6, information is reflected on bank borrowing, leasing, factoring, forfaiting operations, acceptance of bills and accounts receivable on previously issued bank loans.

11. Data for line 7, including filled in accordance with the report on compliance with prudential standards for level 2 banks and branches of non-resident banks of the Republic of Kazakhstan according to Appendices 1 and 22 to the Rules.

12. In line 8, the sum of lines 1, 3, 5 and 7 is indicated.

13. The size of the countercyclical buffer is equal to the product of the corresponding countercyclical buffer rate from the amount of assets, contingent and possible liabilities, weighted for risks, indicated in line 8.

The size of the sectoral countercyclical buffer is equal to the product of the corresponding sectoral countercyclical buffer rate on assets weighted by credit risk degree of the corresponding lending segment.

14. In the absence of data, the Form is not submitted.

Appendix 4
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of contingent and possible liabilities, weighted for credit risk

Index of the Form intended for the collection of administrative data on a gratuitous basis: 2-BVU_ RUIVO

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of group	Name of items	Amount	Conversion coefficient in percent	Credit risk coefficient	Amount for calculation
1	2	3	4	5	6	7
1.	Group indicators	Type of contingent and possible liabilities subject to weighting by credit risk degree
		Total contingent liabilities, weighted by credit risk degree			X

Name __________________________________________________

Address __________________________________________________________

Phone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible obligations weighted for credit risk".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible obligations weighted for credit risk"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of contingent and possible obligations weighted for credit risk

(index – 2-BVU_RUIVO, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible obligations weighted for credit risk" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodologies" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of contingent and possible obligations subject to weighting by credit risk degree is indicated.

7. In columns 5 and 6, the conversion coefficient in percent and the credit risk coefficient for each group of obligations are indicated, according to Chapter 3 of the Normatives for banks. Values are selected from the System List of Data.

8. In column 7, the amount for contingent and possible obligations indicated in column 3, multiplied by the value of the conversion coefficient in percent (column 4), and the value of the credit risk coefficient in percent (column 5) is indicated.

9. In the absence of data, the Form is not submitted.

Appendix 5

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments weighted for credit risk

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_RPFI

Frequency: monthly

Reporting period: as of «___»______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with inclusion of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of Items	Nominal Value of Derivative Financial Instruments	Credit Risk Coefficient for Derivative Financial Instruments in Percent	Amount with Credit Risk for Derivative Financial Instruments	Market Value of Derivative Financial Instruments	Credit Risk Coefficient for Counterparty in Percent	Amount for Calculation
1	2	3	4	5	6	7	8
1	Type of contingent and possible claims and obligations on derivative financial instruments subject to weighting for credit risk
Total derivative financial instruments weighted for credit risk			X			X

Name ___________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report ___________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments weighted for credit risk".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments,

weighted for credit risk"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments weighted for credit risk

(index – 1-BVU_RPFI, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and obligations on derivative financial instruments weighted for credit risk" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology (hereinafter – Normatives for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodologies" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In column 2, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In columns 3 and 6, the nominal and market value of derivative financial instruments are indicated.

7. In columns 4 and 7, the credit risk coefficient for derivative financial instruments in percent and the credit risk coefficient for the counterparty in percent for each group of assets are indicated, according to Chapter 3 of the Normatives for banks and Chapter 2 of the Normatives for Islamic banks. Values are selected from the System List of Data.

8. In column 5, the nominal value for derivative financial instruments, multiplied by the value of the credit risk coefficient for derivative financial instruments, is indicated.

9. In column 8, the sum of the nominal value of derivative financial instruments with credit risk for derivative financial instruments and the market value of derivative financial instruments, multiplied by the value of the credit risk coefficient for the counterparty, is indicated.

10. In the absence of data, the Form is not submitted.

Appendix 6

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the calculation of specific interest rate risk (by currency)

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_RSPR

Frequency: monthly

Reporting period: as of «___»______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with inclusion of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name	Amount	Specific Risk Coefficient in Percent	Amount for Calculation
1	2	3	4	5
1	Open positions on homogeneous financial instruments with market risk related to rate changes
Total specific risk			X

Name ___________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the

report ___________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency)".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency)"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the calculation of specific interest rate risk (by currency)

(index – 1-BVU_RSPR, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency)" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodologies" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In column 2, the values of the group type are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 3, the amount of open positions on homogeneous financial instruments is indicated.

7. In column 4, the specific risk coefficients in percent are indicated, according to Chapter 3 of the Normatives for banks. Values are selected from the System List of Data.

8. In column 5, the sum of open positions on homogeneous financial instruments with the specific risk coefficient in percent is indicated.

9. International stock exchanges indicated in Appendix 9 to the Normatives for banks are used in filling out.

10. In the absence of data, the Form is not submitted.

Appendix 7

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the distribution of open positions by time intervals (by currency)

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ROPVI

Frequency: monthly

Reporting period: as of «___»______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with inclusion of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

Zones	Name of Time Intervals	Open Positions		Weighting Coefficient	Open Weighted Positions
long	short	long	short
1	2	3	4	5	6	7
1	Type of Time Intervals
	Zone 1 Total			X
2	Type of Time Intervals
	Zone 2 Total			X
3	Type of Time Intervals
	Zone 3 Total			X

continuation of the table

Closed Weighted Positions	Total Weighted Open Positions
		long	short
8		9	10
		X

Name ___________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing the

report ___________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the distribution of open positions by time intervals (by currency)".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the distribution of open positions by time intervals (by currency)"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the distribution of open positions by time intervals

(by currency)

(index – 1-BVU_ROPVI, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the distribution of open positions by time intervals (by currency)" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology (hereinafter – Normatives for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodologies" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In columns 3 and 4, the amount of open positions is indicated.

6. In column 5, the weighting coefficients are indicated, according to Chapter 3 of the Normatives for banks and Chapter 2 of the Normatives for Islamic banks. Values are selected from the digital resource used for data processing (hereinafter – System List of Data).

7. In columns 6 and 7, the sum of open weighted positions with the weighting coefficient is indicated.

8. In column 8, the sum of closed weighted positions is indicated.

9. In columns 9 and 10, the sum of total open weighted positions is indicated.

10. In rows 1, 2 and 3, values are selected from the System List of Data.

11. In the absence of data, the Form is not submitted.

Appendix 8

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the calculation of general interest rate risk (by currency)

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ROPR

Frequency: monthly

Reporting period: as of «___»______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with inclusion of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

№	Name of Items	Amount
1	2	3
1	Calculation of weighted positions, compensated by zones
2	Zone 1
3	Total weighted closed position by time intervals
4	Weighted open position (long)
5	Weighted open position (short)
6	Weighted closed position by total open positions
7	Weighted open position
8	Zone 2
9	Total weighted closed position by time intervals
10	Weighted open position (long)
11	Weighted open position (short)
12	Weighted closed position by total open positions
13	Weighted open position
14	Zone 3
15	Total weighted closed position by time intervals
16	Weighted open position (long)
17	Weighted open position (short)
18	Weighted closed position by total open positions
19	Weighted open position
20	Closed position between zones 1 and 2
21	Residual open position for zone 2
22	Residual open position for zone 1
23	Closed position for zones 2 and 3
24	Residual open position for zone 3
25	Residual open position for zone 2
26	Closed position for zones 1 and 3
27	Residual open position for zone 1
28	Residual open position for zone 3
29	Remaining open weighted position
30	10 percent of the sum of weighted closed positions by zones
31	40 percent of the closed weighted position of zone 1
32	30 percent of the closed weighted position of zone 2
33	30 percent of the closed weighted position of zone 3
34	40 percent of the closed weighted position between zones 1 and 2
35	40 percent of the closed weighted position between zones 2 and 3
36	100 percent of the closed weighted position between zones 1 and 3
37	100 percent of the remaining open weighted position
38	Total general interest rate risk

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of general interest rate risk (by currency)."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of general

interest rate risk (by currency)"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the calculation of general interest rate risk

(by currency)

(index – 1-BVU_ ROPR, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis "Report on the breakdown of the calculation of general interest rate risk (by currency)" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form are filled in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with prudential standards and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their limit values and calculation methodology, and prudential standards and limits mandatory for compliance by Islamic banks, their limit values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Limit Values and Calculation Methodology" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. Column 3 indicates amounts for weighted and residual open or closed positions by time intervals for each of the zones.

6. In column 3, line 38 indicates information on general interest rate risk.

7. If there is no data, the Form is not submitted.

Appendix 9
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the maximum risk size for one borrower (by borrowers)

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ R_MRZ_R

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the total debt of one borrower or a group of interconnected borrowers, not related to the bank by special relations on any type of obligations to the bank

№	Name of Borrower	Business Identification Number, Individual Identification Number	Sign of Interconnectedness of Borrowers
1	2	3	4
---	---	---	---
1
2
	…
	Total	X	X

continuation of the table

Amount of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
5	6	7	8	9
X	X	X	X

Table 2. Breakdown of the total debt of one borrower or a group of interconnected borrowers, related to the bank by special relations on any type of obligations to the bank

№	Name of Borrower	Business Identification Number, Individual Identification Number	Sign of Special Relations with the Bank	Sign of Interconnectedness of Borrowers
1	2	3	4	5
---	---	---	---	---
1
2
	…
	Total	X	X	X

continuation of the table

Amount of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
6	7	8	9	10
X	X	X	X

Table 3. Breakdown of the sum of risks for all borrowers related to the bank by special relations

№	Name of Borrower	Business Identification Number, Individual Identification Number	Sign of Special Relations with the Bank
1	2	3	4
---	---	---	---
1
2
...
	Total	X	X

continuation of the table

Amount of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
5	6	7	8	9
X	X	X	X

Table 4. Breakdown of the maximum amount of a blank loan, unsecured conditional obligations to a borrower or on behalf of a borrower to third parties, for which the bank may have claims against the borrower during the current and two subsequent months, on obligations of the respective borrowers, as well as obligations of non-residents of the Republic of Kazakhstan registered or being citizens of offshore zones

№	Name of Borrower	Business Identification Number, Individual Identification Number	Sign of Interconnectedness of Borrowers	Risk Size, thousands of tenge
balance sheet account	thousands of tenge
1	2	3	4	5	6
2
...
	Total	X	X	X

Table 5. Breakdown of the total sum of bank risks for one borrower, the size of each of which exceeds 10 (ten) percent of the bank's equity capital

№	Name of Borrower	Business Identification Number, Individual Identification Number	Sign of Interconnectedness of Borrowers
1	2	3	4
---	---	---	---
2
...
	Total	X	X

continuation of the table

Amount of Claims		Collateral		Risk Size, thousands of tenge
balance sheet account	thousands of tenge	type of collateral	thousands of tenge
5	6	7	8	9
X	X	X	X

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the maximum risk size for one borrower (by borrowers)."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the maximum risk size for one borrower (by borrowers)"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the maximum risk size for one borrower (by borrowers)

(index – 1-BVU_ R_MRZ_R, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the maximum risk size for one borrower (by borrowers)" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form are filled in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with prudential standards and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their limit values and calculation methodology (hereinafter – Standards for banks) and prudential standards and limits mandatory for compliance by Islamic banks, their limit values and calculation methodology (hereinafter – Standards for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Limit Values and Calculation Methodology" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. When filling out the Form, information calculated in accordance with Chapter 3 of the Standards for Islamic banks and Chapter 4 of the Standards for banks is indicated.

6. If there is no data, the Form is not submitted.

Appendix 10
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the current liquidity coefficient k4

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_R_K4

Frequency: monthly

Reporting period: for "__ "_________20__year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the average monthly amount of highly liquid assets

(in thousands of tenge)

№	Name of Item	Calendar Days of the Month	Average Monthly Amount
1	2	3	4
1	Name of Assets
	Number of working days
Total:

Table 2. Breakdown of the average monthly amount of demand liabilities

(in thousands of tenge)

№	Name of Item	Calendar Days of the Month	Average Monthly
Amount
1	2	3	4
---	---	---	---
1	Name of Liabilities
Total:

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the current liquidity coefficient k4."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the coefficient

current liquidity k4"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the current liquidity coefficient k4

(index – 1-BVU_R_K4, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the current liquidity coefficient k4" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks and filled in for each working day of the reporting period. Data in the Form are filled in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with prudential standards and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their limit values and calculation methodology (hereinafter – Standards for banks) and prudential standards and limits mandatory for compliance by Islamic banks, their limit values and calculation methodology (hereinafter – Standards for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Limit Values and Calculation Methodology" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. When filling out Table 1, information on highly liquid assets is indicated in accordance with paragraphs 44 and 45 of the Standards for Islamic banks and paragraphs 65, 66 and 67 of the Standards for banks.

6. When filling out the Form in column 4 of Tables 1 and 2, the ratio of the total sum of highly liquid assets (liabilities) on demand for each working day of the reporting period to the number of working days in the reporting period is indicated.

7. In column 3 of Tables 1 and 2, data are filled in for each working day of the month.

8. In column 1 of Tables 1 and 2, values are selected from the digital resource used for data processing (System List of Data).

9. When filling out the Form, the number of working days is indicated.

10. Requirements for currency swap operations, accounted for on the balance sheet accounts of the level 2 bank, are included in the calculation of highly liquid assets if obligations under these transactions are accounted for on the balance sheet accounts of the level 2 bank and included in the calculation of liquidity maturity coefficients.

11. If there is no data, the Form is not submitted.

Appendix 11
to the Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the short-term liquidity coefficients k4-1, k4-2, k4-3

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ R_K4-1, k4-2, k4-3

Frequency: monthly

Reporting period: as of "___" ________20__year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the short-term liquidity coefficient k4-1

(in thousands of tenge)

Date	Highly Liquid Assets	Term Liabilities with remaining maturity up to seven days inclusive
1	2	3
1
2
…
Number of working days
Total: average monthly amount of assets		X
Total: average monthly amount of liabilities	X

Table 2. Breakdown of the short-term liquidity coefficient k4-2

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to one month, including highly liquid assets	Term Liabilities with remaining maturity up to one month inclusive
1	2	3
1
2
…
Number of working days
Total: average monthly amount of assets		X
Total: average monthly amount of liabilities	X

Table 3. Breakdown of the short-term liquidity coefficient k4-3

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to three months inclusive, including highly liquid assets	Term Liabilities with remaining maturity up to three months inclusive
1	2	3
1
2
…
Number of working days
Total: average monthly amount of assets		X
Total: average monthly amount of liabilities	X

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person assigned the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the short-term liquidity coefficients k4-1, k4-2, k4-3."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the coefficients

short-term liquidity k4-1, k4-2, k4-3"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the short-term liquidity coefficients

k4-1, k4-2, k4-3

(index – 1-BVU_R_K4-1, k4-2, k4-3, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the short-term liquidity coefficients k4-1, k4-2, k4-3" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks and filled out for each working day of the reporting period. Data in the Form are filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

4. The Form is filled out in accordance with prudential norms and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Norms for banks) and prudential norms and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. When filling out the Form for the calculation of the short-term liquidity coefficient k4-1, the average monthly value of high-liquidity assets and time liabilities with a remaining maturity of up to seven days inclusive, calculated in accordance with paragraphs 48, 49, 50, 51 and 52 of the Norms for Islamic banks and paragraphs 70, 71, 72, 73, 74 and 75 of the Norms for banks, is indicated.

6. When filling out the Forms for the calculation of the short-term liquidity coefficients k4-2 and k4-3, the average monthly value of liquid assets with a remaining maturity of up to one month, including high-liquidity assets, and time liabilities with a remaining maturity of up to one month inclusive, calculated in accordance with paragraphs 50, 51 and 52 of the Norms for Islamic banks and paragraphs 73, 74 and 75 of the Norms for banks, is indicated.

7. When filling out the Forms for the calculation of the short-term liquidity coefficients k4-1, k4-2 and k4-3 in the lines "Total: average monthly value of assets" and "Total: average monthly value of liabilities", the ratio of the total sum of included in the calculation liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.

8. When filling out the Form, the number of working days is indicated.

9. In the absence of data, the Form is not submitted.

Appendix 12

to the Rules for Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic banks-non-residents of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6

Index of the Form intended for the collection of administrative data on a gratuitous basis: 1-BVU_R_K4-4, k4-5, k4-6

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the short-term currency liquidity coefficient k4-4

(in thousands of tenge)

Date	High-liquidity assets	Time liabilities with a remaining maturity of up to seven days inclusive
1	2	3
1
2
…
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Table 2. Breakdown of the short-term currency liquidity coefficient k4-5

(in thousands of tenge)

Date	Liquid assets with a remaining maturity of up to one month, including high-liquidity assets	Time liabilities with a remaining maturity of up to one month inclusive, multiplied by a conversion coefficient equal to 90%
1	2	3
1
2
…
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Table 3. Breakdown of the short-term currency liquidity coefficient k4-6

(in thousands of tenge)

Date	Liquid assets with a remaining maturity of up to three months inclusive, including high-liquidity assets	Time liabilities with a remaining maturity of up to three months inclusive, multiplied by a conversion coefficient equal to 80%
1	2	3
1
2
…
Number of working days
Total: average monthly value of assets		X
Total: average monthly value of liabilities	X

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the Form is filled out in accordance with the explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6".

Appendix to the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6"

Explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6

(index – 1-BVU_R_K4-4, k4-5, k4-6, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks and filled out for each working day of the reporting period. Data in the Form are filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

4. The Form is filled out in accordance with prudential norms and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology (hereinafter – Norms for banks) and prudential norms and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. When filling out the Form for the calculation of the short-term currency liquidity coefficient k4-4, the average monthly value of high-liquidity assets in foreign currency and time liabilities in the same foreign currency with a remaining maturity of up to seven days inclusive, calculated in accordance with paragraphs 46, 47, 48, 49, 50, 51 and 52 of the Norms for Islamic banks and paragraphs 68, 69, 70, 71, 72, 73, 74 and 75 of the Norms for banks, is indicated.

6. When filling out the Form for the calculation of the short-term currency liquidity coefficients k4-5, the average monthly value of liquid assets in foreign currency with a remaining maturity of up to one month, including high-liquidity assets, and time liabilities in the same foreign currency with a remaining maturity of up to one month inclusive, calculated in accordance with paragraphs 46, 47, 48, 49, 50, 51 and 52 of the Norms for Islamic banks and paragraphs 68, 69, 70, 71, 72, 73, 74 and 75 of the Norms for banks, is indicated.

7. When filling out the Form for the calculation of the short-term currency liquidity coefficient k4-6, the average monthly value of liquid assets in foreign currency with a remaining maturity of up to three months, including high-liquidity assets, and time liabilities in the same foreign currency with a remaining maturity of up to three months inclusive, calculated in accordance with paragraphs 46, 47, 48, 49, 50, 51 and 52 of the Norms for Islamic banks and paragraphs 68, 69, 70, 71, 72, 73, 74 and 75 of the Norms for banks, is indicated.

8. When filling out the Form for the calculation of the short-term currency liquidity coefficients k4-4, k4-5 and k4-6, information is indicated in aggregate for foreign currencies of countries having a sovereign rating not lower than "A" by Standard & Poor’s agency or a rating of a similar level by Fitch or Moody’s Investors Service agencies, and in the "Euro" currency, and in detail for foreign currencies of countries having a sovereign rating lower than "A" by the above-mentioned rating agencies or lacking a corresponding rating assessment.

9. In the lines "Total: average monthly value of assets" and "Total: average monthly value of liabilities", the ratio of the total sum of included in the calculation liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.

10. When filling out the Form, the number of working days is indicated.

11. In the absence of data, the Form is not submitted.

Appendix 13

to the Rules for Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic banks-non-residents of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on currency positions for each foreign currency and net currency position for each working day of the week (month)

Index of the Form intended for the collection of administrative data on a gratuitous basis: 1-BVU_DVP

Frequency: weekly

Reporting period: for "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: weekly, no later than the fifth working day of the week following the reporting week

monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

Own capital
Limit of open currency position (long or short) for foreign currencies of countries having a sovereign rating not lower than "A" by Standard & Poor’s agency or a rating of a similar level by Fitch or Moody’s Investors Service agencies (hereinafter – other rating agencies), and foreign currency "Euro", as well as refined precious metals at the level of - 12.5 percent of the bank's own capital
Limit of open currency position (long and short) for foreign currencies of countries having a sovereign rating lower than "A" by Standard & Poor’s agency or a rating of a similar level by one of the other rating agencies - 5 percent of the bank's own capital
Limit of net currency position – 25 percent of own capital
Limit of open long and/or short position of the bank on derivative financial instruments in the currency of a separate foreign state (group of foreign states), opened on escrow accounts and on escrow liability accounts – 50 percent of own capital
Name of currency	Balance at the end of the business day for days of the reporting period
1			2
(date)			(date)
Claims	Liabilities	Position	Claims	Liabilities	Position
1	3	4	5	6	7	8
1. Cash foreign currency
...
2. Deposits placed (attracted)
...
3. Loans issued (received)
...
4. Accrued remuneration to be received (paid)
...
5. Debt and equity securities
...
6. Accounts receivable (payable)
…
7. Derivative financial instruments
….
8. Total for off-balance sheet accounts
...
9. Derivative financial instruments in the currency of a separate foreign state (group of foreign states), opened on escrow accounts and on escrow liability accounts
…
10. Total for off-balance sheet accounts
…
11. Total for on-balance and off-balance sheet accounts
….
12. Total net currency position

continuation of the table

Balance at the end of the business day for days of the reporting period
3			4			5
(date)			(date)			(date)
Claims	Liabilities	Position	Claims	Liabilities	Position	Claims	Liabilities	Position
9	10	11	12	13	14	15	16	17

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the Form is filled out in accordance with the explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on currency positions for each foreign currency and net currency position for each working day of the week (month)".

Appendix to the Form intended for the collection of administrative data on a gratuitous basis, "Report on currency positions for each

foreign currency and net currency position for each working day of the week (month)"

Explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis

Report on currency positions for each foreign currency and net currency position for each working day of the week (month)

(index – 1-BVU_DVP, frequency – weekly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on currency positions for each foreign currency and net currency position for each working day of the week (month)" (hereinafter – the Form).

2. The Form is compiled weekly and filled out for each working day of the reporting period.

Upon completion of a calendar month in the reporting week, the Form is compiled separately for calendar days of the reporting week belonging to the completed month and for calendar days of the reporting week of the month following the completed month. Data in the Form are filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on filling out the Form

4. The Form is filled out in accordance with prudential norms and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methodology and prudential norms and limits mandatory for compliance by Islamic banks, their maximum values and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. In lines 1, 2, 3, 4, 5, 6 and 7, information on claims and liabilities in foreign currency, accounted for on off-balance sheet accounts, less reserves formed in accordance with international financial reporting standards, is indicated.

6. In line 10, escrow claims and liabilities in foreign currency are indicated, including amounts of hedging transactions conducted by the bank, including non-delivery transactions, less reserves formed in accordance with international financial reporting standards.

7. In line 12 under columns 5, 8, 11, 14 and 17, the net position for all foreign currencies for each working day of the reporting period is indicated.

8. In the absence of data, the Form is not submitted.

Appendix 14

to the Rules for Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic banks-non-residents of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds into domestic assets

Index of the Form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ KVA

Frequency: monthly

Reporting period: as of "___"________20__year

Circle of persons submitting the Form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the Form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Calculation of the average monthly value of domestic assets

(in thousands of tenge)

No.	Assets	Domestic assets by dates during the reporting period	Average monthly value
1	2	3	4
1	Name of assets
2	Total value of domestic assets
3	Compliance with domestic assets (Yes (No)

Table 2. Calculation of the average monthly value of domestic and other liabilities, coefficient for placing part of the bank's funds into domestic assets

(in thousands of tenge)

No.	Liabilities	Domestic and other liabilities by dates during the reporting period	Average monthly value
1	2	3	4
1	Total value of domestic liabilities
2	Total value of domestic liabilities, subordinated debt, debt securities issued by the bank and own capital or charter capital
3	Total value of domestic liabilities, subordinated debt, debt securities issued by the bank
4	Number of working days
5	Coefficient for placing part of the bank's funds into domestic assets
6	Average monthly value of domestic liabilities, subordinated debt, debt securities issued by the bank, own capital or charter capital for the previous reporting month

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the Form is filled out in accordance with the explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds into domestic assets".

Appendix to the Form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds into domestic assets"

Explanation on filling out the Form intended for the collection of administrative data on a gratuitous basis

Report on the calculation of the average monthly value of domestic assets, domestic and other liabilities, coefficient for placing part of funds into domestic assets

(index – 1-BVU_KVA, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of the Average Monthly Value of Internal Assets, Internal and Other Liabilities, and the Coefficient of Allocation of Part of Funds to Internal Assets" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks and filled out for each working day of the reporting period. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methods (hereinafter – Normatives for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In column 3 of Tables 1 and 2, data is filled out for each working day of the month.

6. In row 1 of Table 1 and in rows 1 and 2 of Table 2, values are selected from the digital resource used for data processing (System List of Data).

7. When filling out row 3 of Table 1, compliance with the requirement for the value of internal assets to be greater than or equal to the average monthly value of internal liabilities, subordinated debt, debt securities issued by the bank, own capital or charter capital for the previous reporting month, multiplied by the coefficient established by Chapter 7 of the Normatives for Islamic banks and Chapter 8 of the Normatives for banks, is indicated.

8. When filling out Table 2, own capital according to the data of the balance sheet for the period less investments in subordinated debt of subsidiary non-residents of the Republic of Kazakhstan in shares of subsidiary non-residents of the Republic of Kazakhstan, multiplied by the coefficient established by Chapter 7 of the Normatives for Islamic banks and Chapter 8 of the Normatives for banks, is indicated.

9. When filling out row 3 of Table 2 for each working day, data is indicated, including the average monthly value of charter capital established in the reporting month, or the average monthly value of own capital established in the reporting month, depending on which row's average monthly value constitutes the minimum value.

10. In the absence of data, the Form is not submitted.

Appendix 15

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Breakdown of the Capitalization Coefficient of Banks to Liabilities to Non-Residents of the Republic of Kazakhstan

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_K7

Frequency: monthly

Reporting period: as of "___"_________20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name	Amount
1	2	3
1	Liabilities for the calculation of the capitalization coefficient of banks to liabilities to non-residents of the Republic of Kazakhstan
2	Own capital
3	Short-term liabilities to non-residents included in the calculation of coefficient k7
4	Maximum limit of short-term liabilities to non-residents k7

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation on filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of the Capitalization Coefficient of Banks to Liabilities to Non-Residents of the Republic of Kazakhstan".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of the Capitalization Coefficient of Banks to Liabilities to Non-Residents of the Republic of Kazakhstan"

Explanation on filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the Breakdown of the Capitalization Coefficient of Banks to Liabilities to Non-Residents of the Republic of Kazakhstan

(index – 1-BVU_K7, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of the Capitalization Coefficient of Banks to Liabilities to Non-Residents of the Republic of Kazakhstan" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methods, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In row 1, values are selected from the digital resource used for data processing (System List of Data).

6. When filling out the Form, short-term liabilities, liabilities to branches and representative offices of foreign legal entities carrying out their activities on the territory of the Republic of Kazakhstan, which are included in the economic sectors "other financial organizations – code 5", "state non-financial organizations – code 6", "non-state non-financial organizations – code 7" and "non-commercial organizations serving households – code 8" in accordance with Appendix 1 to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for Applying Economic Sector Codes and Payment Designations" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365), are indicated.

7. The capitalization coefficient of Level 2 banks to liabilities to non-residents of the Republic of Kazakhstan k7 is indicated with three decimal places.

8. In the absence of data, the Form is not submitted.

Appendix 16

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Calculation of Capital Adequacy Coefficients during Securitization

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ KDSK

Frequency: monthly

Reporting period: as of "___"_________20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of Component	Values on the last reporting date preceding the securitization transaction	Values after the securitization transaction
1	2	3	4
1	Tier 1 Capital
2	Tier 2 Capital
3	Investments
4	Own Capital (less investments)
5	Assets
6	Ratio of Tier 1 capital less bank investments taken within the share of Tier 1 capital in the total sum of Tier 1 capital and the part of Tier 2 capital included in the calculation of own capital, to the size of bank assets
7	Credit risk-weighted assets
8	Contingent and possible liabilities, credit risk-weighted
9	Derivative financial instruments, credit risk-weighted
10	Total assets, contingent and possible liabilities, weighted by credit risk, reduced by the amount of general reserves (provisions) not included in the calculation of Tier 2 capital
11	Sum of specific interest rate risk
12	Sum of general interest rate risk
13	Total market risk related to changes in the reward rate
14	Sum of specific risk related to changes in market value
15	Sum of general risk related to changes in market value
16	Total market risk related to changes in market value
17	Sum of market risk related to changes in exchange rate
18	Total assets and contingent and possible claims and liabilities, calculated taking into account market risk
19	Sum of operational risk
20	Ratio of own capital to the sum of assets, contingent and possible liabilities, weighted by credit risk, reduced by the amount of general reserves (provisions) not included in the calculation of Tier 2 capital, assets and contingent and possible claims and liabilities, calculated taking into account market risk, operational risk

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation on filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of Capital Adequacy Coefficients during Securitization".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of Capital Adequacy Coefficients during Securitization"

Explanation on filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the Calculation of Capital Adequacy Coefficients during Securitization

(index – 1-BVU_KDSK, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Calculation of Capital Adequacy Coefficients during Securitization" (hereinafter – the Form).

2. The Form is compiled monthly by Level 2 banks as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methods, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. The Form is filled out by banks when calculating own capital in accordance with paragraphs 41, 42, 43, 44, 45, 46, 47, 48, 49, 50, 51, 52, 53, 54, 55 and 56 of the Normatives for banks.

6. In rows 1, 7, 8 and 9, values are selected from the digital resource used for data processing (System List of Data).

7. In the absence of data, the Form is not submitted.

Appendix 17

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Breakdown of Assets Weighted by Credit Risk Submitted by Islamic Banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_ RA

Frequency: monthly

Reporting period: for "___"______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 banks

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of Group	Name of Items	Amount	Risk Degree in Percent	Amount for Calculation
1	2	3	4	5	6
1.	Group Indicators	Type of Asset Subject to Weighting by Credit Risk Degree
		Total Risk Assets:		X

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation on filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets Weighted by Credit Risk Submitted by Islamic Banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets Weighted by Credit Risk Submitted by Islamic Banks"

Explanation on filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the Breakdown of Assets Weighted by Credit Risk Submitted by Islamic Banks

(index – 1-BVU_RA, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets Weighted by Credit Risk Submitted by Islamic Banks" (hereinafter – the Form).

2. The Form is compiled monthly by Islamic banks as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation on Filling out the Form

4. The Form is filled out in accordance with the prudential normatives and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods (hereinafter – Normatives for banks) and prudential normatives and limits mandatory for compliance by Islamic banks, their maximum values and calculation methods, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38587).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of assets subject to weighting by credit risk degree is indicated.

7. In column 5, the risk degree in percent for each group of assets is indicated, according to Chapter 2 of the Normatives for banks. Values of the risk degree in percent are selected from the System List of Data.

8. In column 6, the amount of assets indicated in column 3, multiplied by the risk degree in percent (column 4), is indicated.

9. In the absence of data, the Form is not submitted.

Appendix 18

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Breakdown of Contingent and Possible Liabilities Weighted by Credit Risk Submitted by Islamic Banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 2-BVU_ RUIVO

Frequency: monthly

Reporting period: as of "___"_______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: Level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of Group	Name of Items	Amount	Conversion Coefficient in Percent	Credit Risk Coefficient			Amount for Calculation
1	2	3	4	5	6			7
1.	Group Indicators	Type of Contingent and Possible Liabilities Subject to Weighting by Credit Risk Degree
		Total Contingent Liabilities Weighted by Credit Risk Degree			X

Name __________________________________________________

Address__________________________________________________________

Telephone _______________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation on filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Breakdown of Contingent and Possible Liabilities Weighted by Credit Risk Submitted by Islamic Banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible obligations weighted for credit risk, submitted by Islamic banks"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of contingent and possible obligations weighted for credit risk, submitted by Islamic banks

(index – 2-BVU_RUIVO, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible obligations weighted for credit risk, submitted by Islamic banks" (hereinafter – the Form).

2. The Form is compiled monthly by Islamic banks as of the first day of each month. Data in the Form are filled in in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form is filled out in accordance with the prudential norms and limits mandatory for compliance by Islamic banks, their maximum values, and calculation methodology (hereinafter – Norms for Islamic banks), established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of contingent and possible obligations subject to weighting by credit risk degree is indicated.

7. In columns 5 and 6, the conversion coefficient in percent and the credit risk coefficient for each group of obligations are indicated, according to Chapter 3 of the Norms for Islamic banks. Values are selected from the System List of Data.

8. In column 7, the amount for contingent and possible obligations indicated in column 3, multiplied by the value of the conversion coefficient in percent (column 4), and the value of the credit risk coefficient in percent (column 5), is indicated.

9. In the absence of data, the Form is not submitted.

Appendix 19

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of market risk related to changes in the market value of inventories, submitted by Islamic banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 2-BVU_RRRTMZ

Frequency: monthly

Reporting period: as of "___"_________20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with consideration of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Goods, commodity group	Open positions		Net position	Gross position	15 (fifteen) percent of the net position value	3 (three) percent of the gross position value	Value of inventory risk
		Long	Short
1	2	3	4	5	6	7	8	9
1
2
...

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of market risk related to changes in the market value of inventories, submitted by Islamic banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of market risk related to changes in the market value of inventories, submitted by Islamic banks"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of market risk related to changes in the market value of inventories, submitted by Islamic banks

(index – 2-BVU_RRRTMZ, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of market risk related to changes in the market value of inventories, submitted by Islamic banks" (hereinafter – the Form).

2. The Form is compiled monthly by Islamic banks as of the first day of each month. Data in the Form are filled in in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form is filled out in accordance with paragraphs 30 and 31 of the prudential norms and limits mandatory for compliance by Islamic banks, their maximum values, and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. In the absence of data, the Form is not submitted.

Appendix 20

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the liquidity coverage ratio

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_LCR

Frequency: monthly

Reporting period: as of "___"_______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the tenth working day of the month following the reporting month

report for December with consideration of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of items	Amount	Coefficient of inclusion in percent	Amount for calculation
1	2	3	4	5
1	High-quality liquid assets of level 1
	Name of level 1 assets
2	High-quality liquid assets of level 2
	Name of level 2 assets
	Category A
	Category B
3	Cash outflows on deposits of individuals
	Name of indicators
4	Cash outflows on obligations to legal entities, small business entities, unsecured by bank assets
	Name of indicators
5	Cash outflows on obligations to legal entities, secured by bank assets
	Name of indicators
6	Additional cash outflows on contingent and possible obligations
	Name of indicators
7	Cash inflows
	Name of indicators
8	High-quality liquid assets		x
9	Cash inflows		x
10	Cash outflows		x
11	Net cash outflow from bank operations during the calendar month following the date of calculation of the liquidity coverage ratio	x	x
12	Liquidity coverage ratio	x	x

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of the liquidity coverage ratio

(index – 1-BVU_LCR, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form are filled in in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form is filled out in accordance with the prudential norms and limits mandatory for compliance by banks with universal banking license, banks with basic banking license, their maximum values, and calculation methodology (hereinafter – Norms for banks) and prudential norms and limits mandatory for compliance by Islamic banks, their maximum values, and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. High-quality liquid assets of the bank are calculated with consideration of the requirements established by paragraph 83 of the Norms for banks, using the inclusion coefficients established in Appendix 15 to the Norms for banks.

6. Cash outflow (inflow) is calculated as the sum of cash outflows (inflows) during the subsequent calendar month after the reporting date, using the outflow (inflow) coefficients established in Appendix 16 to the Norms for banks.

7. In rows 1, 2, 3, 4, 5, 6, and 7, values are selected from the digital resource used for data processing (System List of Data).

8. When filling out column 5 of row 8, data on high-quality assets of level 1 and level 2 are summed up with consideration of the requirements of part three of paragraph 86 of the Norms for banks.

9. In row 9, the sum of indicators from row 7 is indicated.

10. In row 10, the sum of indicators from rows 3, 4, 5, and 6 is indicated.

11. When filling out the Form in column 5 of row 11, the calculation is performed with consideration of paragraph 87 of the Norms for banks.

12. When filling out the Form in row 12, the ratio of high-quality liquid assets to net cash outflow from bank operations during the subsequent calendar month is indicated with three decimal places.

13. In column 5, the amounts from column 3 multiplied by the inclusion coefficients in percent established in column 4 are indicated.

14. In the absence of data, the Form is not submitted.

Appendix 21

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the net stable funding ratio

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BVU_NFSR

Frequency: monthly

Reporting period: as of "___"______20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: level 2 bank

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the tenth working day of the month following the reporting month

report for December with consideration of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of items	Amount	Coefficient of inclusion in percent	Amount for calculation
1	2	3	4	5
1	Available stable funding
	Name of indicators
2	Required stable funding assets
	Name of indicators
3	Required contingent and possible obligations for stable funding
	Name of indicators
4	Net stable funding ratio		X

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the net stable funding ratio."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the net stable funding ratio"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the net stable funding ratio

(index – 1-BVU_NFSR, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the net stable funding ratio" (hereinafter – the Form).

2. The Form is compiled monthly by level 2 banks as of the first day of each month. Data in the Form are filled in in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for filling out the Form

4. The Form is filled out in accordance with the prudential norms and limits mandatory for compliance by banks with universal banking license, banks with basic banking license, their maximum values, and calculation methodology, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methodology" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

5. In rows 1, 2, and 3, values are selected from the digital resource used for data processing (System List of Data).

6. In the absence of data, the Form is not submitted.

Appendix 22

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on compliance with prudential norms by branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-FBN_Prud_norm

Frequency: monthly

Reporting period: as of "" __________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:

in part of information on prudential norms – monthly, no later than the seventh working day of the month following the reporting month

report for December with consideration of closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

№	Name	Amount
1	2	3
1	Minimum size of assets accepted as a reserve
2	Assets accepted as a reserve as a sum:
3	Head office accounts
4	Results of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) of previous years (net income)
5	Results of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) of the current year (net income)
6	Revaluation reserves:
7	revaluation reserves of fixed assets and revaluation reserves of securities measured at fair value through other comprehensive income
8	revaluation reserves of loans measured at fair value through other comprehensive income
9	Assets accepted as a reserve minus:
9.1	intangible assets, including goodwill
9.2	results of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) of previous years (net expenses)
9.3	results of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) of the current year (net expenses)
9.4	deferred tax assets (except for the portion of deferred tax assets recognized in respect of deductible temporary differences)
9.5	reserves for other revaluation
9.6	income or loss from changes in the fair value of a financial liability due to changes in the credit risk of such liability
9.7	the excess amount to be deducted from assets accepted as a reserve if the investments of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) in financial instruments of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) has less than 10 (ten) percent of issued shares (stakes in the authorized capital) in aggregate exceed 10 (ten) percent of assets accepted as a reserve of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) after applying regulatory adjustments specified in rows 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table
9.8	the excess amount to be deducted from assets accepted as a reserve if the investments of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) in ordinary shares of a financial organization, in which the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (stakes in the authorized capital)) in aggregate exceed 10 (ten) percent of assets accepted as a reserve after applying regulatory adjustments specified in rows 9.1, 9.2, 9.3, 9.4, 9.5, 9.6 and 9.7 of this table
9.9	the excess amount to be deducted from assets accepted as a reserve if the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced on a proportional basis by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill) exceeds 10 (ten) percent of assets accepted as a reserve after applying regulatory adjustments specified in rows 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table
9.10	the excess amount to be deducted from assets accepted as a reserve if the investments of branches of non-resident banks of the Republic of Kazakhstan in ordinary shares of a financial organization, in which the branch of a non-resident bank of the Republic of Kazakhstan has 10 (ten) and more percent of issued shares (stakes in the authorized capital) and the portion of deferred tax assets recognized in respect of deductible temporary differences, reduced on a proportional basis by the amount of deferred tax liabilities (except for deferred tax liabilities recognized in respect of intangible assets, including goodwill) in aggregate exceed 17.65 (seventeen and sixty-five hundredths) percent of the difference between assets accepted as a reserve after applying regulatory adjustments specified in rows 9.1, 9.2, 9.3, 9.4, 9.5 and 9.6 of this table, and the amount to be deducted from assets accepted as a reserve specified in rows 9.7, 9.8 and 9.9 of this table, reduced by the amounts to be deducted from assets accepted as a reserve specified in rows 9.7, 9.8, and 9.9 of this table
9.11	investments of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) in perpetual financial instruments of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (stakes in the authorized capital), are subject to deduction from assets accepted as a reserve
9.12	investments of the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) in subordinated debt of financial organizations, in which the branch of a non-resident bank of the Republic of Kazakhstan (including a branch of an Islamic non-resident bank of the Republic of Kazakhstan) has 10 (ten) and more percent of issued shares (stakes in the authorized capital) of the legal entity, subject to deduction from assets accepted as a reserve
10	Positive difference in accordance with paragraph 6 of the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as a Reserve and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502), taken into account in the calculation of the regulatory buffer
11	Capital adequacy ratio of assets accepted as a reserve kl
12	Results of the branch of a non-resident bank, subject to restriction on directing income to the non-resident bank of the Republic of Kazakhstan
13	Total assets weighted for credit risk
14	Total contingent and possible liabilities weighted for credit risk
15	Total derivative financial instruments weighted for credit risk
16	Specific interest rate risk
17	General interest rate risk
18	Total market risk related to changes in the reward rate
19	Specific risk
20	General risk
21	Total market risk related to changes in the market value of shares and market value of derivative financial instruments, the underlying asset of which is shares or an index on shares
22	Total market risk related to changes in the exchange rate of foreign currencies (market value of precious metals)
23	Total market risk related to changes in the market value of shares (including Islamic securities acquired for sale)
24	Total commodity inventory risk related to changes in market value
25	Sum of long and short positions in financial instruments with market risk related to changes in market value
26	Difference between the sums of long and short positions in financial instruments with market risk related to changes in market value
27	Sum of open currency positions
28	Assets and contingent and possible claims and liabilities calculated with market risk
29	Average annual gross income
30	Operational risk
31	Total debt of one borrower or a group of interconnected borrowers, not connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations, on any type of obligations to the branch of a non-resident bank of the Republic of Kazakhstan
32	Coefficient of maximum risk size for one borrower not connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations – k3
33	Total debt of one borrower or a group of interconnected borrowers, connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations, on any type of obligations to the branch of a non-resident bank of the Republic of Kazakhstan
34	Coefficient of maximum risk size for one borrower (group of borrowers), connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations – k3.1
35	Sum of risks for all borrowers connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations
36	Coefficient of the sum of risks for borrowers connected with the branch of a non-resident bank of the Republic of Kazakhstan by special relations
37	Maximum amount of unsecured loans, unsecured contingent liabilities to a borrower or on behalf of a borrower to third parties, for which the branch of a non-resident bank of the Republic of Kazakhstan may have claims against the borrower during the current and two subsequent months, on obligations of the corresponding borrowers, as well as liabilities of non-residents of the Republic of Kazakhstan, registered or being citizens of offshore zones, except for claims to residents of the Republic of Kazakhstan with a rating of Standard & Poor’s or a rating of a similar level of Fitch or Moody’s Investors Service (hereinafter – other rating agencies) not more than one point below the sovereign rating of the Republic of Kazakhstan and non-residents of the Republic of Kazakhstan having a rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, except for non-residents with a rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, in respect of one borrower or a group of interconnected borrowers
38	Coefficient of maximum size of unsecured credit
39	Total sum of risks of the branch of a non-resident bank of the Republic of Kazakhstan for one borrower, the size of each of which exceeds 10 (ten) percent of assets accepted as a reserve of the branch of a non-resident bank of the Republic of Kazakhstan
40	Coefficient of the total sum of risks for one borrower, the size of each of which exceeds 10 (ten) percent of assets accepted as a reserve
41	Sum of risk of the branch of a non-resident bank of the Republic of Kazakhstan on obligations of the Joint Stock Company “Bank of Development of Kazakhstan”
42	Coefficient of the size of risk on obligations of the Joint Stock Company “Bank of Development of Kazakhstan”
43	Highly liquid assets
44	Demand liabilities
45	Current liquidity coefficient k4
46	Term liabilities with remaining maturity up to seven calendar days inclusive
47	Liquidity coefficient k4-1
48	Liquid assets with remaining maturity up to one month inclusive, including highly liquid assets
49	Term liabilities with remaining maturity up to one month inclusive
50	Liquidity coefficient k4-2
51	Liquid assets with remaining maturity up to three months inclusive, including highly liquid assets
52	Term liabilities with remaining maturity up to three months inclusive
53	Liquidity coefficient k4-3
54	Assets for calculating the term currency liquidity coefficient k4-4:
54.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
54.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
54.3	(type of currency is specified)
54.4	(type of currency is specified)
55	Liabilities for calculating the term currency liquidity coefficient k4-4
55.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
55.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
55.3	(type of currency is specified)
55.4	(type of currency is specified)
56	Term currency liquidity coefficient k4-4:
56.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
56.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
56.3	(type of currency is specified)
56.4	(type of currency is specified)
57	Assets for calculating the term currency liquidity coefficient k4-5:
57.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
57.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
57.3	(type of currency is specified)
57.4	(type of currency is specified)
58	Liabilities for calculating the term currency liquidity coefficient k4-5, multiplied by a conversion coefficient equal to 90 (ninety) percent:
58.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
58.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
58.3	(type of currency is specified)
58.4	(type of currency is specified)
59	Term currency liquidity coefficient k4-5:
59.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
59.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies:
59.3	(type of currency is specified)
59.4	(type of currency is specified)
60	Assets for calculating the term currency liquidity coefficient k4-6:
60.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
60.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
60.3	(type of currency is specified)
60.4	(type of currency is specified)
61	Liabilities for calculating the term currency liquidity coefficient k4-6, multiplied by a conversion coefficient equal to 80 (eighty) percent:
61.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
61.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
61.3	(type of currency is specified)
61.4	(type of currency is specified)
62	Term currency liquidity coefficient (k4-6):
62.1	for foreign currencies of countries having a sovereign rating not lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies, and the “Euro” currency (with indication of the amount (coefficient) for this group of currencies in aggregate)
62.2	for foreign currencies of countries having a sovereign rating lower than “A” of Standard & Poor’s or a rating of a similar level of one of the other rating agencies or having no corresponding rating assessment
62.3	(type of currency is specified)
62.4	(type of currency is specified)
63	Presence at the branch of a non-resident bank of the Republic of Kazakhstan during the reporting period of overdue liabilities to creditors (Yes (No))
64	Presence at the branch of a non-resident bank of the Republic of Kazakhstan of the fact of untimely execution by the branch of a non-resident bank of the Republic of Kazakhstan of the action plan approved by the authorized body (Yes (No))
65	Short-term liabilities to non-residents of the Republic of Kazakhstan
66	Coefficient of the maximum limit of short-term liabilities to non-residents of the Republic of Kazakhstan k7
67	Assets financed by funds attracted under an investment deposit agreement
68	Coefficient of placement of part of funds into domestic assets

Name __________________________________________________

Address ________________________________________________________

Telephone _____________________________________________________

Email address ________________________________________

Executor ________________________________ _________________

surname, name and patronymic (if any) signature, telephone

Head or person entrusted with the function of signing

the report _________________________________________________________

surname, name and patronymic (if any) signature

Date “____” ______________ 20 year

Note: the form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Norms of Branches of Non-Resident Banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Norms of Branches of Non-Resident Banks"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis Report on the Compliance with Prudential Norms of Branches of Non-Resident Banks

(index – 1-FBN_Prud_norm, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the Compliance with Prudential Norms of Branches of Non-Resident Banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as a Reserve and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Resolution No. 73).

5. Row 1 is filled out in accordance with the Methodology for Calculating Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Resolution No. 73.

6. Row 13 is filled out in accordance with the data of the report on the breakdown of assets weighted for credit risk according to Appendix 23 to the Rules.

7. Row 14 is filled out in accordance with the data of the report on the breakdown of contingent and possible liabilities weighted for credit risk according to Appendix 24 to the Rules.

8. Row 15 is filled out in accordance with the data of the report on the breakdown of contingent and possible claims and liabilities on derivative financial instruments weighted for credit risk according to Appendix 25 to the Rules.

9. Rows 31, 32, 33, 34, 35, 36, 37, 38, 39, 40, 41, 42 and 43 are filled out in accordance with the data of the report on the breakdown of the maximum risk size for one borrower (by borrowers) according to Appendix 29 to the Rules.

10. Rows 43, 44 and 45 are filled out in accordance with the data of the report on the breakdown of the current liquidity coefficient k4 according to Appendix 30 to the Rules.

11. Rows 46, 47, 48, 49, 50, 51, 52 and 53 are filled out in accordance with the data of the report on the breakdown of the term liquidity coefficients k4-1, k4-2, k4-3 according to Appendix 31 to the Rules.

12. Lines 54, 54.1, 54.2, 54.3, 54.4, 55, 55.1, 55.2, 55.3, 55.4, 56, 56.1, 56.2, 56.3, 56.4, 57, 57.1, 57.2, 57.3, 57.4, 58, 58.1, 58.2, 58.3, 58.4, 59, 59.1, 59.2, 59.3, 59.4, 60, 60.1, 60.2, 60.3, 60.4, 61, 61.1, 61.2, 61.3, 61.4, 62, 62.1, 62.2, 62.3 and 62.4 are filled in accordance with the data from the report on the breakdown of the term currency liquidity coefficients k4-4, k4-5, k4-6 according to Appendix 32 to the Rules.

13. In lines 54.3, 54.4, 55.3, 55.4, 56.3, 56.4, 57.3, 57.4, 58.3, 58.4, 59.3, 59.4, 60.3, 60.4, 61.3, 61.4, 62.3 and 62.4, the currency types are indicated according to the National Classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".

14. Lines 65 and 66 are filled in accordance with the data from the report on the breakdown of the capitalization coefficient of branches of non-resident banks of the Republic of Kazakhstan to liabilities to non-residents of the Republic of Kazakhstan according to Appendix 35 to the Rules.

15. Lines 23, 24 and 69 are filled in only by branches of Islamic non-resident banks.

16. Line 68 is filled in accordance with the data from the report on the calculation of the average monthly value of internal assets, internal and other liabilities, and the coefficient for placing part of funds into internal assets according to Appendix 34 to the Rules.

17. Coefficients are indicated with three decimal places.

18. The following abbreviations are used to fill in lines 36, 38, 40 and 42:

coefficient of the sum of risks for borrowers associated with the branch of a non-resident bank of the Republic of Kazakhstan by special relations – Ro;

coefficient of the maximum size of a blank loan – Bk;

coefficient of the total sum of risks for one borrower, the size of each of which exceeds 10 (ten) percent of assets accepted as a reserve – Rk;

coefficient of the risk size for liabilities of the Kazakhstan Development Bank – Rbrk;

19. If data is absent, the Form is not submitted.

Appendix 23

to the Rules for reporting on the compliance of Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), and banking conglomerates with prudential standards

Form intended for the collection

of administrative data

Submitted to: The National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of assets weighted for credit risk of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_RA

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of group	Name of items	Amount	Risk degree in percent	Amount for calculation
1	2	3	4	5	6
1.	Group indicators	Type of asset subject to weighting by credit risk degree
		Total risk assets:		X

Name __________________________________________________

Address __________________________________________________

Telephone ________________________________________________

Email address ____________________________________________

Executor ______________________________ _________________

surname, first name and patronymic (if any) signature, telephone

Head or person assigned the function of signing

the report ________________________________________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk of branches of non-resident banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk of branches of non-resident banks"

Explanation for filling in the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of assets weighted for credit risk of branches of non-resident banks (index – 1-FBN_RA, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of assets weighted for credit risk of branches of non-resident banks" (hereinafter – Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled in in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling in the Form

4. The Form is filled in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential standards and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of state registration of normative legal acts under
   No. 38502) (hereinafter – Standards No. 73).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of assets subject to weighting by credit risk degree is indicated.

7. In column 5, the risk degree in percent for each group of assets is indicated, established by Standards No. 73. Values of the risk degree in percent are selected from the System List of Data.

8. In column 6, the amount of assets indicated in column 3, multiplied by the risk degree in percent (column 4), is indicated.

9. If data is absent, the Form is not submitted.

Appendix 24

to the Rules for reporting on the compliance of Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), and banking conglomerates with prudential standards

Form intended for the collection

of administrative data

Submitted to: The National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of contingent and possible liabilities weighted for credit risk of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ RUIVO

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Type of group	Name of items	Amount	Conversion coefficient in percent	Credit risk coefficient	Amount for calculation
1	2	3	4	5	6	7
1.	Group indicators	Type of contingent and possible liabilities subject to weighting by credit risk degree
		Total contingent liabilities weighted by credit risk degree			X

Name __________________________________________________

Address __________________________________________________

Telephone ________________________________________________

Email address ____________________________________________

Executor ______________________________ _________________

surname, first name and patronymic (if any) signature, telephone

Head or person assigned the function of signing

the report ________________________________________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible liabilities weighted for credit risk of branches of non-resident banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible
liabilities weighted for credit risk of branches of non-resident banks"

Explanation for filling in the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of contingent and possible liabilities,

weighted for credit risk of branches of non-resident banks

(index – 1-FBN_ RUIVO, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible liabilities weighted for credit risk of branches of non-resident banks" (hereinafter – Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled in in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling in the Form

4. The Form is filled in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential standards and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of state registration of normative legal acts under
   No. 38502) (hereinafter – Standards No. 73).

5. In columns 2 and 3, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In column 4, the amount of contingent and possible liabilities subject to weighting by credit risk degree is indicated.

7. In columns 5 and 6, the conversion coefficient in percent and the credit risk coefficient for each group of liabilities are indicated, in accordance with the Methodology for calculating prudential standards and limits for branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Resolution No. 73. Values are selected from the System List of Data.

8. In column 7, the amount for contingent and possible liabilities indicated in column 3, multiplied by the value of the conversion coefficient in percent (column 4), and the value of the credit risk coefficient in percent (column 5), is indicated.

9. If data is absent, the Form is not submitted.

Appendix 25

to the Rules for reporting on the compliance of Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), and banking conglomerates with prudential standards

Form intended for the collection

of administrative data

Submitted to: The National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments weighted for credit risk of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ RPFI

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of items	Nominal value of derivative financial instruments	Credit risk coefficient for derivative financial instruments in percent	Amount with credit risk for derivative financial instruments	Market value of derivative financial instruments	Credit risk coefficient for counterparty in percent	Amount for calculation
1	2	3	4	5	6	7	8
1	Type of contingent and possible claims and liabilities for derivative financial instruments subject to weighting with credit risk
Total derivative financial instruments weighted for credit risk			X			X

Name __________________________________________________

Address __________________________________________________

Telephone ________________________________________________

Email address ____________________________________________

Executor ______________________________ _________________

surname, first name and patronymic (if any) signature, telephone

Head or person assigned the function of signing

the report ________________________________________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments weighted for credit risk of branches of non-resident banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments,
weighted for credit risk of branches of non-resident banks"

Explanation for filling in the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments weighted for credit risk of branches of non-resident banks

(index – 1-FBN_ RPFI, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of contingent and possible claims and liabilities for derivative financial instruments weighted for credit risk of branches of non-resident banks" (hereinafter – Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled in in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling in the Form

4. The Form is filled in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential standards and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of state registration of normative legal acts under
   No. 38502) (hereinafter – Standards No. 73).

5. In column 2, values are selected from the digital resource used for data processing (hereinafter – System List of Data).

6. In columns 3 and 6, the nominal and market value of derivative financial instruments are indicated.

7. In columns 4 and 7, the credit risk coefficient for derivative financial instruments in percent and the credit risk coefficient for the counterparty in percent for each group of assets are indicated, according to Chapter 2 of Standards No. 73. Values are selected from the System List of Data.

8. In column 5, the nominal value for derivative financial instruments, multiplied by the value of the credit risk coefficient for derivative financial instruments, is indicated.

9. In column 8, the sum of the nominal value of derivative financial instruments with credit risk for derivative financial instruments and the market value of derivative financial instruments, multiplied by the value of the credit risk coefficient for the counterparty, is indicated.

10. If data is absent, the Form is not submitted.

Appendix 26

to the Rules for reporting on the compliance of Level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), and banking conglomerates with prudential standards

Form intended for the collection

of administrative data

Submitted to: The National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the calculation of specific interest rate risk (by currency) of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_RSPR

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name	Amount	Specific risk coefficient in percent	Amount for calculation
1	2	3	4	5
1	Open positions for homogeneous financial instruments with market risk related to interest rate changes
Total specific risk			X

Name __________________________________________________

Address __________________________________________________

Telephone ________________________________________________

Email address ____________________________________________

Executor ______________________________ _________________

surname, first name and patronymic (if any) signature, telephone

Head or person assigned the function of signing

the report ________________________________________________

surname, first name and patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency) of branches of non-resident banks".

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency) of branches of non-resident banks"

Explanation for filling in the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the calculation of specific interest rate

risk (by currency) of branches of non-resident banks

(index – 1-FBN_RSPR, frequency – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling in the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the calculation of specific interest rate risk (by currency) of branches of non-resident banks" (hereinafter – Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled in in thousands of tenge.

3. The Form is signed by the head or person assigned the function of signing the report, and the executor.

Chapter 2. Explanation for filling in the Form

4. The Form is filled in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential standards and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of state registration of normative legal acts under
   No. 38502) (hereinafter – Standards No. 73).

5. In column 3, the amount of open positions for homogeneous financial instruments is indicated.

6. In column 4, the specific risk coefficients in percent are indicated, according to Chapter 2 of Standards No. 73. Values are selected from the digital resource used for data processing (hereinafter – System List of Data).

7. In column 5, the amount of open positions for homogeneous financial instruments with the specific risk coefficient in percent is indicated.

8. In row 1, values are selected from the System List of Data.

9. When filling out the Form, international stock exchanges are used, the list of which is defined in Chapter 6 of the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 28, 2026 No. 85 "On Approval of Prudential Normatives and Limits Mandatory for Compliance by Banks with Universal Banking License, Banks with Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of Regulatory Legal Acts under No. 38587).

10. If data is absent, the Form is not submitted.

Appendix 27
to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form for the Collection of
Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The Form for the Collection of Administrative Data on a Gratuitous Basis is posted on the internet resource: www.nationalbank.kz

Name of the Administrative Form: Report on the Distribution of Open Positions by Time Intervals (by Currency) of Branches of Non-Resident Banks

Index of the Form for the Collection of Administrative Data on a Gratuitous Basis: 1- FBN_ ROPVI

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Entities submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: Branches of Non-Resident Banks of the Republic of Kazakhstan and Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan

Deadline for submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: monthly, no later than the seventh working day of the month following the reporting month

report for December including closing transactions (including in the absence of closing transactions) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection Method: in electronic form

(in thousands of tenge)

Zones	Time Intervals	Open Positions		Weighting Coefficient	Weighted Open Positions
long	short	long	short
1	2	3	4	5	6	7
1	Name of Time Intervals
	Total Zone 1			X
2	Name of Time Intervals
	Total Zone 2			X
3	Name of Time Intervals
	Total Zone 3			X

continuation of the table

Weighted Closed Positions	Total Weighted Open Positions
		long	short
8		9	10
		X

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or Person Assigned the Function of Signing the Report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: The Form is filled out in accordance with the instructions for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Distribution of Open Positions by Time Intervals (by Currency) of Branches of Non-Resident Banks."

Appendix to the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Distribution of Open Positions by Time Intervals (by Currency) of Branches of Non-Resident Banks"

Instructions for Filling Out the Form for the Collection of Administrative Data on a Gratuitous Basis Report on the Distribution of Open Positions by Time Intervals

(by Currency) of Branches of Non-Resident Banks

(index – 1-FBN_ ROPVI, frequency – monthly)

Chapter 1. General Provisions

1. These Instructions define the unified requirements for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Distribution of Open Positions by Time Intervals (by Currency) of Branches of Non-Resident Banks" (hereinafter – the Form).

2. The Form is compiled monthly by Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the Head or Person Assigned the Function of Signing the Report, and the Executor.

Chapter 2. Instructions for Filling Out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38502) (hereinafter – Normatives No. 73).

5. In columns 3 and 4, the amount of open positions is indicated.

6. In column 5, weighting coefficients are indicated, according to Chapter 2 of Normatives No. 73. Values are selected from the digital resource used for data processing (hereinafter – System List of Data).

7. In columns 6 and 7, the amount of weighted open positions is indicated, taking into account the weighting coefficient.

8. In column 8, the amount of weighted closed positions is indicated.

9. In columns 9 and 10, the amount of total weighted open positions is indicated.

10. In rows 1, 2, and 3, values are selected from the System List of Data.

11. If data is absent, the Form is not submitted.

Appendix 28
to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form for the Collection of
Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The Form for the Collection of Administrative Data on a Gratuitous Basis is posted on the internet resource: www.nationalbank.kz

Name of the Administrative Form: Report on the Breakdown of the Calculation of Total Interest Rate Risk (by Currency) of Branches of Non-Resident Banks

Index of the Form for the Collection of Administrative Data on a Gratuitous Basis: 1- FBN_ ROPR

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Entities submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: Branches of Non-Resident Banks of the Republic of Kazakhstan and Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan

Deadline for submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: monthly, no later than the seventh working day of the month following the reporting month

report for December including closing transactions (including in the absence of closing transactions) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection Method: in electronic form

(in thousands of tenge)

No.	Name of Positions	Amount
1	2	3
1	Calculation of Weighted Positions Compensated by Zones
2	Zone 1
3	Total Weighted Closed Position by Time Intervals
4	Weighted Open Position (Long)
5	Weighted Open Position (Short)
6	Weighted Closed Position on Total Open Positions
7	Weighted Open Position
8	Zone 2
9	Total Weighted Closed Position by Time Intervals
10	Weighted Open Position (Long)
11	Weighted Open Position (Short)
12	Weighted Closed Position on Total Open Positions
13	Weighted Open Position
14	Zone 3
15	Total Weighted Closed Position by Time Intervals
16	Weighted Open Position (Long)
17	Weighted Open Position (Short)
18	Weighted Closed Position on Total Open Positions
19	Weighted Open Position
20	Closed Position between Zones 1 and 2
21	Residual Open Position for Zone 2
22	Residual Open Position for Zone 1
23	Closed Position for Zones 2 and 3
24	Residual Open Position for Zone 3
25	Residual Open Position for Zone 2
26	Closed Position for Zones 1 and 3
27	Residual Open Position for Zone 1
28	Residual Open Position for Zone 3
29	Remaining Weighted Open Position
30	10 Percent of the Sum of Weighted Closed Positions for Zones
31	40 Percent of the Closed Weighted Position of Zone 1
32	30 Percent of the Closed Weighted Position of Zone 2
33	30 Percent of the Closed Weighted Position of Zone 3
34	40 Percent of the Closed Weighted Position between Zones 1 and 2
35	40 Percent of the Closed Weighted Position between Zones 2 and 3
36	100 Percent of the Closed Weighted Position between Zones 1 and 3
37	100 Percent of the Remaining Weighted Open Position
38	Total Interest Rate Risk

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or Person Assigned the Function of Signing the Report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: The Form is filled out in accordance with the instructions for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Calculation of Total Interest Rate Risk (by Currency) of Branches of Non-Resident Banks."

Appendix to the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Calculation of Total Interest Rate Risk (by Currency) of Branches of Non-Resident Banks"

Instructions for Filling Out the Form for the Collection of Administrative Data on a Gratuitous Basis

Report on the Breakdown of the Calculation of Total Interest Rate Risk (by Currency) of Branches of Non-Resident Banks

(index – 1-FBN_ ROPR, frequency – monthly)

Chapter 1. General Provisions

1. These Instructions define the unified requirements for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Calculation of Total Interest Rate Risk (by Currency) of Branches of Non-Resident Banks" (hereinafter – the Form).

2. The Form is compiled monthly by Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the Head or Person Assigned the Function of Signing the Report, and the Executor.

Chapter 2. Instructions for Filling Out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38502).

5. In column 3, amounts for weighted and residual open or closed positions by time intervals for each of the zones are indicated.

6. In row 38, information on total interest rate risk is indicated.

7. If data is absent, the Form is not submitted.

Appendix 29
to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form for the Collection of
Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The Form for the Collection of Administrative Data on a Gratuitous Basis is posted on the internet resource: www.nationalbank.kz

Name of the Administrative Form: Report on the Breakdown of the Maximum Risk Size for One Borrower (by Borrowers) of Branches of Non-Resident Banks

Index of the Form for the Collection of Administrative Data on a Gratuitous Basis: 1- FBN_ R_MRZ_R

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Entities submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: Branches of Non-Resident Banks of the Republic of Kazakhstan and Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan

Deadline for submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: monthly, no later than the seventh working day of the month following the reporting month

report for December including closing transactions (including in the absence of closing transactions) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection Method: in electronic form

Table 1. Report on the Breakdown of the Total Debt of One Borrower or Group of Interconnected Borrowers, Not Related to the Branch of a Non-Resident Bank of the Republic of Kazakhstan (Including the Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan) (hereinafter – Branch of a Non-Resident Bank) by Special Relations under Any Type of Obligations to the Branch of a Non-Resident Bank

No.	Name of Borrower	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Interconnectedness of Borrowers	Amount of Claims		Collateral		Risk Size, thousands of tenge
				Balance Sheet Account	thousands of tenge	Type of Collateral	thousands of tenge
1	2	3	4	5	6	7	8	9
1
2
...
	Total	X	X	X	X	X	X

Table 2. Report on the Breakdown of the Total Debt of One Borrower or Group of Interconnected Borrowers, Related to the Branch of a Non-Resident Bank of the Republic of Kazakhstan (Including the Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan) (hereinafter – Branch of a Non-Resident Bank) by Special Relations under Any Type of Obligations to the Branch of a Non-Resident Bank

No.	Name of Borrower	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Relatedness to Branch of Non-Resident Bank by Special Relations	Sign of Interconnectedness of Borrowers	Amount of Claims			Collateral			Risk Size, thousands of tenge
				Balance Sheet Account	thousands of tenge		Type of Collateral	thousands of tenge
1	2	3	4	5	6		7	8		9	10
1
2
...
	Total	X	X	X	X		X	X		X

Table 3. Report on the Breakdown of the Sum of Risks for All Borrowers Related to the Branch of a Non-Resident Bank of the Republic of Kazakhstan (Including the Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan) (hereinafter – Branch of a Non-Resident Bank) by Special Relations

No.	Name of Borrower	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Relatedness to Branch of Non-Resident Bank by Special Relations	Amount of Claims		Collateral		Risk Size, thousands of tenge
				Balance Sheet Account	thousands of tenge	Type of Collateral	thousands of tenge
1	2	3	4	5	6	7	8	9
1
2
...
	Total	X	X	X	X	X	X

Table 4. Report on the Breakdown of the Maximum Amount of Blank Loans, Unconditional Commitments to Borrowers or on Behalf of Borrowers in Favor of Third Parties, for Which the Branch of a Non-Resident Bank of the Republic of Kazakhstan (Including the Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan) May Arise Claims to the Borrower During the Current and Two Subsequent Months, for Obligations of Corresponding Borrowers

No.	Name of Borrower	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Interconnectedness of Borrowers	Risk Size, thousands of tenge
				Balance Sheet Account	thousands of tenge
1	2	3	4	5	6
2
...
	Total	X	X	X

Table 5. Report on the Breakdown of the Total Sum of Risks of the Branch of a Non-Resident Bank of the Republic of Kazakhstan (Including the Branch of an Islamic Non-Resident Bank of the Republic of Kazakhstan) for One Borrower, the Size of Each of Which Exceeds 10 Percent of the Size of Assets Accepted as Reserves

No.	Name of Borrower	Individual Identification Number, Business Identification Number, Alternative Identification Number	Sign of Interconnectedness of Borrowers	Amount of Claims		Collateral		Risk Size, thousands of tenge
				Balance Sheet Account	thousands of tenge	Type of Collateral	thousands of tenge
1	2		4	5	6	7	8	9
2
...
	Total		X	X	X	X	X

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address ________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or Person Assigned the Function of Signing the Report _________________________________________________________

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: The Form is filled out in accordance with the instructions for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Maximum Risk Size for One Borrower (by Borrowers) of Branches of Non-Resident Banks."

Appendix to the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Maximum Risk Size for One Borrower (by Borrowers) of Branches of Non-Resident Banks"

Instructions for Filling Out the Form for the Collection of Administrative Data on a Gratuitous Basis

Report on the Breakdown of the Maximum Risk Size for One Borrower (by Borrowers) of Branches of Non-Resident Banks

(index – 1-FBN_ R_MRZ_R, frequency – monthly)

Chapter 1. General Provisions

1. These Instructions define the unified requirements for filling out the Form for the Collection of Administrative Data on a Gratuitous Basis, "Report on the Breakdown of the Maximum Risk Size for One Borrower (by Borrowers) of Branches of Non-Resident Banks" (hereinafter – the Form).

2. The Form is compiled monthly by Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the Head or Person Assigned the Function of Signing the Report, and the Executor.

Chapter 2. Instructions for Filling Out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38502) (hereinafter – Resolution No. 73).

5. When filling out the Form, information calculated in accordance with Chapter 3 of the Methodology for Calculating Prudential Normatives and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by Resolution No. 73, is indicated.

6. If data is absent, the Form is not submitted.

Appendix 30
to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form for the Collection of
Administrative Data

Submitted to: National Bank of the Republic of Kazakhstan

The Form for the Collection of Administrative Data on a Gratuitous Basis is posted on the internet resource: www.nationalbank.kz

Name of the Administrative Form: Report on the Breakdown of the Current Liquidity Coefficient k4 of Branches of Non-Resident Banks

Index of the Form for the Collection of Administrative Data on a Gratuitous Basis: 1- FBN_R_K4

Frequency: monthly

Reporting period: for "_" _________ 20 year

Entities submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: Branches of Non-Resident Banks of the Republic of Kazakhstan and Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan

Deadline for submitting the Form for the Collection of Administrative Data on a Gratuitous Basis: monthly, no later than the seventh working day of the month following the reporting month

report for December including closing transactions (including in the absence of closing transactions) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection Method: in electronic form

Table 1. Breakdown of the Average Monthly Value of Highly Liquid Assets

(in thousands of tenge)

№	Name of Article		Calendar Days of the Month	Average Monthly Value
1	2		3	4
1	Name of Assets
	Number of Working Days
Total:

Table 2. Breakdown of the average monthly value of demand liabilities

(in thousands of tenge)

№	Name of Article	Calendar Days of the Month	Average Monthly Value
1	2	3	4
1	Name of Liabilities
Total:

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address __________________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person assigned the function of signing the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the current liquidity coefficient k4 of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the current liquidity coefficient k4 of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of the current liquidity coefficient k4 of branches of non-resident banks

(index – 1-FBN_R_K4, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the current liquidity coefficient k4 of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and is filled out for each working day of the reporting period. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Norms No. 73).

5. When filling out Table 1, information on highly liquid assets is indicated in accordance with paragraphs 52 and 53 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Norms No. 73.

6. When filling out column 4 of Tables 1 and 2, the ratio of the total sum of highly liquid assets (liabilities) on demand for each working day of the reporting period to the number of working days in the reporting period is indicated.

7. In row 1 of Tables 1 and 2, values are selected from the digital resource used for data processing (System List of Data).

8. When filling out the Form, the number of working days is indicated.

9. Requirements for currency swap operations accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan are included in the calculation of highly liquid assets if liabilities for these transactions are accounted for on the balance sheet accounts of the branch of a non-resident bank of the Republic of Kazakhstan and are included in the calculation of maturity liquidity coefficients.

10. If data is absent, the Form is not submitted.

Appendix 31

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3 of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ R_K4-1, k4-2, k4-3

Frequency: monthly

Reporting period: for "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the short-term liquidity coefficient k4-1

(in thousands of tenge)

Date	Highly Liquid Assets	Time Liabilities with remaining maturity up to seven days inclusive
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Table 2. Breakdown of the short-term liquidity coefficient k4-2

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to one month, including highly liquid assets	Time Liabilities with remaining maturity up to one month inclusive
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Table 3. Breakdown of the short-term liquidity coefficient k4-3

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to three months inclusive, including highly liquid assets	Time Liabilities with remaining maturity up to three months inclusive
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address __________________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person assigned the function of signing the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3 of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term liquidity coefficients
k4-1, k4-2, k4-3 of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3 of branches of non-resident banks

(index – 1-FBN_R_K4-1, k4-2, k4-3, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term liquidity coefficients k4-1, k4-2, k4-3 of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and is filled out for each working day of the reporting period. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Norms No. 73).

5. When filling out Table 1, the average monthly value of highly liquid assets and time liabilities with a remaining maturity of up to seven calendar days inclusive is indicated, calculated in accordance with paragraphs 61, 62, 63, 64, 65, and 66 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Norms No. 73 (hereinafter – Methodology).

6. When filling out Tables 2 and 3, the average monthly value of liquid assets with a remaining maturity of up to one month, including highly liquid assets, and time liabilities with a remaining maturity of up to one month inclusive is indicated, calculated in accordance with paragraphs 64, 65, and 66 of the Methodology.

7. When filling out Tables 1, 2, and 3 in the rows "Total: Average Monthly Value of Assets" and "Total: Average Monthly Value of Liabilities", the ratio of the total sum of included liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.

8. When filling out the Form, the number of working days is indicated.

9. If data is absent, the Form is not submitted.

Appendix 32

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ R_K4-4, k4-5, k4-6

Frequency: monthly

Reporting period: for "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Breakdown of the short-term currency liquidity coefficient k4-4

(in thousands of tenge)

Date	Highly Liquid Assets	Time Liabilities with remaining maturity up to seven days inclusive
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Table 2. Breakdown of the short-term currency liquidity coefficient k4-5

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to one month, including highly liquid assets	Time Liabilities with remaining maturity up to one month inclusive, multiplied by a conversion coefficient equal to 90%
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Table 3. Breakdown of the short-term currency liquidity coefficient k4-6

(in thousands of tenge)

Date	Liquid Assets with remaining maturity up to three months inclusive, including highly liquid assets	Time Liabilities with remaining maturity up to three months inclusive, multiplied by a conversion coefficient equal to 80%
1	2	3
1
2
…
Number of Working Days
Total: Average Monthly Value of Assets		X
Total: Average Monthly Value of Liabilities	X

Name __________________________________________________

Address __________________________________________________

Telephone __________________________________________________

Email Address __________________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, telephone

Head or person assigned the function of signing the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks

(index – 1-FBN_R_K4-4, k4-5, k4-6, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of short-term currency liquidity coefficients k4-4, k4-5, k4-6 of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and is filled out for each working day of the reporting period. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or the person assigned the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On Establishing Prudential Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Norms No. 73).

5. When filling out Table 1, the average monthly value of highly liquid assets in foreign currency and time liabilities in the same foreign currency with a remaining maturity of up to seven calendar days inclusive is indicated, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65, and 66 of the Methodology for Calculating Prudential Norms and Other Mandatory Compliance Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), approved by Norms No. 73 (hereinafter – Methodology).

6. When filling out Table 2, the average monthly value of liquid assets in foreign currency with a remaining maturity of up to one month, including highly liquid assets, and time liabilities in the same foreign currency with a remaining maturity of up to one month inclusive is indicated, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65, and 66 of the Methodology.

7. When filling out Table 3, the average monthly value of liquid assets in foreign currency with a remaining maturity of up to three months, including highly liquid assets, and time liabilities in the same foreign currency with a remaining maturity of up to three months inclusive is indicated, calculated in accordance with paragraphs 57, 58, 59, 60, 61, 62, 63, 64, 65, and 66 of the Methodology.

8. When filling out Tables 1, 2, and 3, information is indicated in aggregate for foreign currencies of countries having a sovereign rating of not lower than 'A' by Standard & Poor's or a rating of a similar level by Fitch or Moody's Investors Service, and in the 'Euro' currency, and in detail for foreign currencies of countries having a sovereign rating lower than 'A' by the above-mentioned rating agencies or lacking a corresponding rating assessment.

9. In the rows "Total: Average Monthly Value of Assets" and "Total: Average Monthly Value of Liabilities", the ratio of the total sum of included liquid assets (liabilities) for each working day of the reporting period to the number of working days in the reporting period is indicated.

10. When filling out the Form, the number of working days is indicated.

11. If data is absent, the Form is not submitted.

Appendix 33

to the Rules on Reporting on Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on currency positions for each foreign currency and currency net position for each working day of the week (month) of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_DVP

Frequency: weekly, monthly

Reporting period: for "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:

weekly, no later than the fifth working day of the week following the reporting week

monthly, no later than the seventh working day of the month following the reporting month

report for December with final turnovers (including in the absence of final turnovers) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

Assets Accepted as Reserves
Limit on open currency position (long and short) for foreign currencies of countries having a sovereign rating of not lower than 'A' by Standard & Poor's or a rating of a similar level by one of the other rating agencies, and the 'Euro' currency, as well as refined precious metals, at a level not exceeding 12.5 percent of the value of assets accepted as reserves
Limit on open currency position (long and short) for foreign currencies of countries having a sovereign rating lower than 'A' by Standard & Poor's or a rating of a similar level by one of the other rating agencies - 5 percent of the value of assets accepted as reserves
Limit on currency net position - 25 percent of assets accepted as reserves
Limit on open long and/or short position of the branch of a non-resident bank of the Republic of Kazakhstan on derivative financial instruments in the currency of a separate foreign state (group of foreign states), opened on escrow accounts and on escrow liability accounts - 50 percent of assets accepted as reserves
Name of Currency	Balance at the end of the operational day for days of the reporting period
1			2
(date)			(date)
Claims	Liabilities	Position	Claims	Liabilities	Position
1	2	3	4	5	6	7
1. Cash Foreign Currency
...
2. Deposits Placed (Attracted)
...
3. Loans Issued (Received)
...
4. Accrued Remuneration Receivable (Payable)
...
5. Debt and Equity Securities
...
6. Receivable (Payable) Debt
…
7. Derivative Financial Instruments
….
8. Total on Balance Sheet Accounts
...
9. Derivative Financial Instruments in the Currency of a Separate Foreign State (Group of Foreign States), Opened on Escrow Accounts and on Escrow Liability Accounts
…
10. Total on Off-Balance Sheet Accounts
…
11. Total on Balance Sheet and Off-Balance Sheet Accounts
….
12. Total Currency Net Position

continuation of the table:

Balance at the end of the business day by days of the reporting period
3			4			5
(date)			(date)			(date)
Assets	Liabilities	Position	Assets	Liabilities	Position	Assets	Liabilities	Position
8	9	10	11	12	13	14	15	16

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on foreign currency positions for each foreign currency and foreign currency net position for each business day of the week (month) of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on foreign currency positions for each

foreign currency and foreign currency net position for each

business day of the week (month) of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on foreign currency positions for each foreign currency and foreign currency net position for each business day of the week (month) of branches of non-resident banks

(index – 1-FBN_DVP, frequency – weekly, monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on foreign currency positions for each foreign currency and foreign currency net position for each business day of the week (month) of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled weekly, monthly and filled out for each business day of the reporting period.

At the end of a calendar month in the reporting week, the form is compiled separately for the calendar days of the reporting week belonging to the closing month and for the calendar days of the reporting week of the month following the closing month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential norms and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38502).

5. In rows 1, 2, 3, 4, 5, 6 and 7, information on assets and liabilities in foreign currency, accounted for on balance sheet accounts, less reserves formed in accordance with international financial reporting standards, is indicated.

6. In row 10, conditional assets and liabilities in foreign currency are indicated, taking into account the amounts of transactions hedged by the branch of a non-resident bank of the Republic of Kazakhstan, including non-delivery transactions, less reserves formed in accordance with international financial reporting standards.

7. In row 12, in columns 4, 7, 10, 13 and 16 "position", the net position for all foreign currencies for each business day of the reporting period is indicated.

Appendix 34

to the Rules on reporting on compliance with prudential norms by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), banking conglomerates

Form intended for the collection

of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the calculation of the average monthly value of domestic assets, internal and other liabilities, the coefficient of allocation of part of funds to domestic assets of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ KVA

Frequency: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the seventh business day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

Table 1. Calculation of the average monthly value of domestic assets

(in thousands of tenge)

No.	Assets	Domestic assets by dates during the reporting period	Average monthly value
1	2	3	4
1	Name of assets
2	Total value of domestic assets
3	Value of domestic assets (Yes (No)

Table 2. Calculation of the average monthly value of internal and other liabilities, the coefficient of allocation of part of the bank's funds to internal assets

(in thousands of tenge)

No.	Liabilities	Internal and other liabilities by dates during the reporting period	Average monthly value
1	2	3	4
1	Name of liabilities
2	Total value of internal liabilities and assets accepted as a reserve or minimum size of assets
3	Total value of internal liabilities
4	Number of business days
5	Coefficient of allocation of part of the funds of the branch of a non-resident bank of the Republic of Kazakhstan to internal assets
6	Average monthly value of internal liabilities, assets accepted as a reserve and minimum size of assets accepted as a reserve for the previous reporting month

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the average monthly value of domestic assets, internal and other liabilities, the coefficient of allocation of part of funds to domestic assets of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the average monthly value of domestic assets, internal and other liabilities, the coefficient

of allocation of part of funds to domestic assets of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the calculation of the average monthly value of domestic assets,

internal and other liabilities, the coefficient of allocation of part

of funds to domestic assets of branches of non-resident banks

(index – 1-FBN_KVA, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the calculation of the average monthly value of domestic assets, internal and other liabilities, the coefficient of allocation of part of funds to domestic assets of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) and filled out for each business day of the reporting period. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential norms and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of State Registration of Regulatory Legal Acts under

No. 38502) (hereinafter – Norms No. 73).

5. In row 1 of Tables 1 and 2, values are selected from the digital resource used for data processing (System List of Data).

6. When filling out row 3 of Table 2, the value of domestic assets greater than or equal to the average monthly value of internal liabilities, reserve asset for the previous reporting month, multiplied by the coefficient established by Chapter 7 of Norms No. 73 is indicated.

7. When filling out Table 2, the reserve asset according to the data of the report on assets and liabilities, multiplied by the coefficient established by Chapter 7 of Norms No. 73 is indicated.

8. In the absence of data, the Form is not submitted.

Appendix 35

to the Rules on reporting on compliance with prudential norms by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), banking conglomerates

Form intended for the collection

of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_K7

Frequency: monthly

Reporting period: as of "" ___________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan and branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the seventh business day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name	Amount
1	2	3
1	Name of indicators for calculating the capitalization coefficient of banks to liabilities to non-residents of the Republic of Kazakhstan
	Maximum limit of short-term liabilities to non-residents k7

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the coefficient

capitalization to liabilities to

non-residents of the Republic of Kazakhstan of branches of non-resident banks"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan of branches of non-resident banks

(index – 1-FBN_K7, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the capitalization coefficient to liabilities to non-residents of the Republic of Kazakhstan of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential norms and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of State Registration of Regulatory Legal Acts under

No. 38502).

5. When filling out the Form, short-term liabilities, liabilities to branches and representative offices of foreign legal entities carrying out their activities on the territory of the Republic of Kazakhstan, which are included in the economic sectors "other financial organizations – code 5", "state non-financial organizations – code 6", "non-state non-financial organizations – code 7" and "non-profit organizations serving households – code 8 in accordance with Appendix 1 to the Resolution of the Board of the National Bank of Kazakhstan dated August 31, 2016 No. 203 "On Approval of the Rules for Applying Economic Sector Codes and Payment Assignments" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14365) are indicated.

6. The capitalization coefficient of branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan) to liabilities to non-residents of the Republic of Kazakhstan k7 is indicated with three decimal places.

7. In row 1, values are selected from the digital resource used for data processing (System List of Data).

8. In the absence of data, the Form is not submitted.

Appendix 36

to the Rules on reporting on compliance with prudential norms by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), banking conglomerates

Form intended for the collection

of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk

Index of the form intended for the collection of administrative data on a gratuitous basis: 1- FBN_ RA

Frequency: monthly

Reporting period: as of "" ___________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the seventh business day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

No.	Name of items	Amount	Risk degree in percent	Amount for calculation
1	2	3	4	5
1	I group
1.1	Assets subject to weighting by credit risk degree
2	II group
2.1	Assets subject to weighting by credit risk degree
3	III group
3.1	Assets subject to weighting by credit risk degree
4	IV group
4.1	Assets subject to weighting by credit risk degree
5	V group
5.1	Assets subject to weighting by credit risk degree
	Total risk assets:		X

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name and patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name and patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled out in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk

(index – 1-FBN_RA, frequency – monthly)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of assets weighted for credit risk" (hereinafter – the Form).

2. The Form is compiled monthly by branches of Islamic non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Instructions for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency for Regulation and Development of the Financial Market of the Republic of Kazakhstan dated April 20, 2026 No. 73 "On establishing prudential norms and limits for branches of non-resident banks of the Republic of Kazakhstan, their maximum values and calculation methods, including the procedure for forming assets of branches of non-resident banks of the Republic of Kazakhstan accepted as a reserve, and their minimum size" (registered in the Registry of State Registration of Regulatory Legal Acts under

No. 38502) (hereinafter – Norms No. 73).

5. In column 3, the amount of assets subject to weighting by credit risk degree is indicated.

6. In column 4, the risk degree in percent for each group of assets established by Norms No. 73 is indicated. Values of the risk degree are selected from the digital resource used for data processing (hereinafter – System List of Data).

7. In column 5, the amount of assets (column 3) multiplied by the risk degree in percent (column 4) is indicated.

8. In rows 1.1, 2.1, 3.1, 4.1 and 5.1, values are selected from the System List of Data.

Appendix 37

to the Rules on reporting on compliance with prudential norms by level 2 banks, branches of non-resident banks of the Republic of Kazakhstan (including branches of Islamic non-resident banks of the Republic of Kazakhstan), banking conglomerates

Form intended for the collection

of administrative data

Submitted to: the National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the Internet resource: www.nationalbank.kz

Name of the administrative form: Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible liabilities weighted for credit risk

Index of the form intended for the collection of administrative data on a gratuitous basis: 2- FBN_ RUIVO

Frequency: monthly

Reporting period: as of "" ___________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of Islamic non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the seventh business day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

| | | | | | |
| --- | --- | --- | --- | --- |
| № | Name of Articles | Amount | Conversion Coefficient in Percent | Credit Risk Coefficient | Amount for Calculation |
| 1 | 2 | 3 | 4 | 5 | 6 |
| 1 | Group I | | | | |
| 1.1 | Contingent and possible obligations subject to weighting with credit risk | | | | |
| 2 | Group II | | | | |
| 2.1 | Contingent and possible obligations subject to weighting with credit risk | | | | |
| 3 | Group III | | | | |
| 3.1 | Contingent and possible obligations subject to weighting with credit risk | | | | |
| 4 | Group IV | | | | |
| 4.1 | Contingent and possible obligations subject to weighting with credit risk | | | | |
| | Total contingent obligations weighted by credit risk: | | X | X | |

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible obligations weighted by credit risk."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible obligations weighted by credit risk"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible obligations weighted by credit risk

(index – 2-FBN_RUIVO, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report of the branch of an Islamic non-resident bank of the Republic of Kazakhstan on the breakdown of contingent and possible obligations weighted by credit risk" (hereinafter – the Form).

2. The Form is compiled monthly by branches of Islamic non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves, and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Normatives No. 73).

5. Column 3 indicates the amount for contingent and possible obligations subject to weighting with credit risk.

6. Columns 4 and 5 indicate the conversion coefficient in percent and the credit risk coefficient for each group of assets, established by Normatives No. 73. Values are selected from the digital resource used for data processing (hereinafter – System List of Data).

7. Column 6 indicates the amount for contingent and possible obligations (column 3) multiplied by the value of the conversion coefficient in percent (column 4) and the value of the credit risk coefficient in percent (column 5).

8. In rows 1.1, 2.1, 3.1, and 4.1, values are selected from the System List of Data.

Appendix 38

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-FBN_LCR

Periodicity: monthly

Reporting period: as of "_" _________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the tenth working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

№	Name of Articles	Amount	Inclusion Coefficient in Percent	Amount for Calculation
1	2	3	4	5
1.	High-quality liquid assets of Level 1
	Name of Level 1 assets
2.	High-quality liquid assets of Level 2
	Name of Level 2 assets
3.	Cash outflows on deposits of individuals
	Name of indicators
4.	Cash outflows on obligations to legal entities, small business entities, unsecured by bank assets
	Name of indicators
5.	Cash outflows on obligations to legal entities, secured by bank assets
	Name of indicators
6.	Additional cash outflows on contingent and possible obligations
	Name of indicators
7.	Cash inflows
	Name of indicators
8.	High-quality liquid assets		x
9.	Cash inflows		x
10.	Cash outflows		x
11.	Net cash outflow from bank operations during the calendar month following the date of calculation of the liquidity coverage ratio	x	x
12.	Liquidity coverage ratio	x	x

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks of non-resident banks"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks of non-resident banks

(index – 1-FBN_LCR, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves, and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502) (hereinafter – Resolution).

5. High-quality liquid assets of branches of non-resident banks of the Republic of Kazakhstan are calculated taking into account the requirements established by paragraph 81 of the Methodology for Calculating Prudential Normatives and Other Mandatory Norms and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), approved by the Resolution (hereinafter – Methodology) and using the inclusion coefficients established in Appendix 13 to the Methodology.

6. Cash outflow (inflow) is calculated as the sum of cash outflows (inflows) during the subsequent calendar month after the reporting date, using the outflow (inflow) coefficients established in application 9 to the Methodology.

7. When filling out the Form in column 5 of row 8, data on high-quality assets of Level 1 and Level 2 are summed up taking into account the requirements of part 2 of paragraph 71 of the Methodology.

8. In row 9, the amount for row 7 is indicated.

9. In row 10, data from rows 3, 4, 5, and 6 are summed up.

10. When filling out the Form in column 5 of row 11, the calculation is performed taking into account paragraph 72 of the Methodology.

11. When filling out the Form in row 12, the ratio of high-quality liquid assets to net cash outflow from operations of branches of non-resident banks of the Republic of Kazakhstan during the subsequent calendar month is indicated with three decimal places.

12. Column 5 indicates the amounts from column 3 multiplied by the inclusion coefficients in percent established in column 4.

13. In rows 1, 2, 3, 4, 5, 6, and 7, values are selected from the digital resource used for data processing (System List of Data).

14. In the absence of data, the Form is not submitted.

Appendix 39

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection

of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the breakdown of the net stable funding ratio of branches of non-resident banks

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-FBN_NFSR

Periodicity: monthly

Reporting period: as of "_" ________ 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: branches of non-resident banks of the Republic of Kazakhstan

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis: no later than the tenth working day of the month following the reporting month

report for December with closing entries (including in the absence of closing entries) – no later than January 31 of the year following the completed financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenge)

№	Name of Articles	Amount	Inclusion Coefficient in Percent	Amount for Calculation
1	2	3	4	5
1	Available stable funding
	Name of indicators
2	Required stable funding assets
	Name of indicators
3	Required contingent and possible obligations of stable funding
	Name of indicators
4	Net stable funding ratio		X

Name __________________________________________________

Address __________________________________________________

Phone ___________________________________________________

Email address ___________________________________________

Executor ________________________________ _________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing

the report __________________________________________________

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the net stable funding ratio of branches of non-resident banks."

Appendix to the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the liquidity coverage ratio of branches of non-resident banks"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the breakdown of the net stable funding ratio of branches of non-resident banks

(index – 1-FBN_NFSR, periodicity – monthly)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the breakdown of the net stable funding ratio of branches of non-resident banks" (hereinafter – the Form).

2. The Form is compiled monthly by branches of non-resident banks of the Republic of Kazakhstan as of the first day of each month. Data in the Form is filled out in thousands of tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

Chapter 2. Explanation for Filling out the Form

4. The Form is filled out in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 20, 2026 No. 73 "On Establishing Prudential Normatives and Limits for Branches of Non-Resident Banks of the Republic of Kazakhstan, Their Maximum Values and Calculation Methods, Including the Procedure for Forming Assets of Branches of Non-Resident Banks of the Republic of Kazakhstan Accepted as Reserves, and Their Minimum Size" (registered in the Registry of State Registration of Normative Legal Acts under No. 38502).

5. In rows 1, 2, and 3, values are selected from the digital resource used for data processing (System List of Data).

6. In the absence of data, the Form is not submitted.

Appendix 40

to the Rules for Reporting on Compliance with Prudential Normatives by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for

the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the fulfillment of prudential normatives by a banking conglomerate

Index of the form intended for the collection of administrative data on a gratuitous basis: 1-BK_Prud_norm

Periodicity: quarterly, annual

Reporting period: as of "" "__________" 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: banking holding or level 2 bank having a subsidiary but not having a banking holding

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 70 (seventy) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

Table 1. Calculation of the authorized capital of a banking conglomerate

№	Name	Amount (in thousands of tenge)
1	2	3
1	Authorized capital of a banking conglomerate, including:
2	authorized (paid) capital
3	repurchased shares (withdrawn capital)

Table 2. Calculation of the capital adequacy ratio of a banking conglomerate

№	Name of Indicator	Amount (in thousands of tenge)
1	2	3
1	Equity of a banking holding (if any) or bank minus investments	-
1.1	Equity of a banking holding (if any) or bank, calculated on a consolidated basis	-
1.2	Investments representing investments in the authorized capital of legal entities that are not banks and/or non-resident banks	-
1.2.1	name of legal entity 1	-
1.2.n	name of legal entity n	-
2	Sum of assets, contingent and possible obligations of participants of a banking conglomerate that are banks, weighted by risk	X
2.1	name of legal entity 1	-
2.n	name of legal entity n	-
3	Size of participation of a banking holding in the authorized capital of participants of a banking conglomerate that are associated (dependent) banks	X
3.1	name of legal entity 1	-
3.n	name of legal entity n	-
4	Capital adequacy ratio for banks	X
4.1	name of legal entity 1	-
4.n	name of legal entity n	-
5	Capital adequacy ratio of a banking conglomerate	-

Table 3. Calculation of the maximum risk size per borrower

№	Name of Coefficient	Risk Size (in thousands of tenge)	Ratio of Risk to Equity Size of a Banking Conglomerate	Information on Borrower and Type of Risk of a Banking Conglomerate
Name of Borrower	Type of Risk	Amount (in thousands of tenge)
1	2	3	4	5	6	7
1.	Maximum risk size of a banking conglomerate to a person not associated with a banking conglomerate by special relations			Name of borrower 1
		Name of borrower n
Total:
2.	Maximum risk size of a banking conglomerate to a person associated with a banking conglomerate by special relations			Name of borrower 1
		Name of borrower n
Total:
3.	Maximum risk size of a banking conglomerate on unsecured loans, unsecured by contingent obligations to the borrower or on behalf of the borrower to third parties, for which a banking conglomerate may have claims against the borrower during the current and 2 (two) subsequent months, as well as on obligations of non-residents of the Republic of Kazakhstan registered or being citizens of offshore zones, except for claims to residents of the Republic of Kazakhstan with a rating of an international rating agency Standard & Poor's or a rating of a similar level of international rating agencies (Moody's Investors Service and Fitch) not more than one point below the sovereign rating of the Republic of Kazakhstan and to non-residents with a rating not lower than "A" of the international rating agency Standard & Poor's or a rating of a similar level of international rating agencies (Moody's Investors Service and Fitch)			Name of borrower 1
		Name of borrower n
Total:
4.	Sum of risks of a banking conglomerate, the size of each of which exceeds ten percent of the equity of a banking conglomerate			Name of borrower 1
		Name of borrower n
Total:

Name _____________________________________________________

Address ___________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: The form is filled out in accordance with the explanation for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the fulfillment of prudential normatives by a banking conglomerate."

Appendix

to the form intended for the collection of administrative data on a gratuitous basis, "Report on the fulfillment of prudential normatives by a banking conglomerate"

Explanation for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the fulfillment of prudential normatives

by a banking conglomerate

(index – 1-BK_Prud_norm, periodicity – quarterly, annual)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the fulfillment of prudential normatives by a banking conglomerate" (hereinafter – the Form).

2. This explanation defines the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the fulfillment of prudential normatives by a banking conglomerate" (hereinafter – the Form).

3. The Form is compiled by a banking holding company or a bank having a subsidiary but not having a banking holding company, with the exception of non-residents of the Republic of Kazakhstan, and is submitted quarterly (except for the fourth quarter) no later than 70 (seventy) calendar days following the reporting quarter, and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

5. Terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Standards for Banking Conglomerates, Their Limit Values and Calculation Methods, as Well as Additional Prudential Standards and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Normative Legal Acts under No. 38478).

Chapter 2. Explanation on Filling the Form

5. Row 1 of Table 1 is equal to Row 2 of Table 1 minus Row 3 of Table 1.

The amount for repurchased shares (withdrawn capital) is indicated in absolute value and with a plus sign.

6. Row 1 of Table 2 is equal to Row 1.1 of Table 2 minus Row 1.2 of Table 2.

7. The amount of investments representing investments in the charter capital of legal entities that are not banks and/or non-resident banks in Row 1.2 is indicated net of reserves (provisions) formed in accordance with international financial reporting standards.

8. The capital adequacy ratio of a banking conglomerate and a participant of a banking conglomerate is expressed as a number with two decimal places.

9. Tables 1, 2, and 3 are filled in accordance with the prudential standards for banking conglomerates, their limit values and calculation methods, as well as additional prudential standards and limits mandatory for compliance by banking conglomerates, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 (registered in the Registry of State Registration of Normative Legal Acts under No. 38478).

Appendix 41
to the Rules for Reporting on the Compliance of Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates with Prudential Standards

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Breakdown of Assets, Contingent and Possible Claims and Obligations of Participants of a Banking Conglomerate, Weighted by the Degree of Risk of Investments

Index of the Form intended for collection of administrative data on a gratuitous basis: 2-BK_RA

Frequency: quarterly, annual

Reporting period: as of "" "__________" 20 year

Circle of persons submitting the Form intended for collection of administrative data on a gratuitous basis: banking holding company or level 2 bank having a subsidiary but not having a banking holding company

Deadline for submission of the Form intended for collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

Table 1. Assets, contingent and possible obligations of participants of a banking conglomerate that are banks, weighted by the degree of credit risk of investments

(in thousands of tenge)

No.	Name of the asset item, contingent and possible obligations, weighted by the degree of credit risk of investments	Degree of risk in percent	Amount of assets, contingent and possible obligations on the balance sheet (by participants of a banking conglomerate that are banks)		Elimination		Total	Amount of assets, contingent and possible obligations, weighted by the degree of credit risk of investments
Participant 1	Participant n	Debit	Credit
1	2	3	4		5	6	7	8
	Assets:	X	X	X	X	X	X	X
	Group I
1		0
2
...
	Group II
1		20
2
...
	Group III
1		50
2
...		75
...
	Group IV
1		100
2
...
	Group V
1		100
2
...
...		150
...
I	Total:	X						X
II	Amount of assets, weighted by the degree of credit risk	X
III	Amount of contingent and possible obligations, weighted by the degree of credit risk	X
IV	Total amount of assets, contingent and possible obligations, weighted by the degree of credit risk of investments	X

Table 2. Assets, contingent and possible claims and obligations, weighted taking into account market and operational risks

No.	Name of risk	Name of participants of a banking conglomerate that are banks		Elimination		Amount of assets, contingent and possible claims and obligations, weighted taking into account market and operational risks (in thousands of tenge)
Participant 1	Participant n	Debit	Credit
1	2	3		4	5	6
1.	Market risk
2.	Operational risk

Name _______________________________________________________

Address ____________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation on filling the Form intended for collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets, Contingent and Possible Claims and Obligations of Participants of a Banking Conglomerate, Weighted by the Degree of Risk of Investments".

Appendix
to the Form intended for collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets, Contingent and Possible Claims and Obligations of Participants of a Banking Conglomerate, Weighted by the Degree of Risk of Investments"

Explanation on Filling the Form intended for Collection of Administrative Data on a Gratuitous Basis

Report on the Breakdown of Assets, Contingent and Possible Claims and Obligations of Participants of a Banking Conglomerate, Weighted by the Degree of Risk of Investments

(index - 2-BK_RA, frequency - quarterly, annual)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling the Form intended for collection of administrative data on a gratuitous basis, "Report on the Breakdown of Assets, Contingent and Possible Claims and Obligations of Participants of a Banking Conglomerate, Weighted by the Degree of Risk of Investments" (hereinafter - the Form).

2. The Form is compiled by a banking holding company or a bank having a subsidiary but not having a banking holding company, with the exception of non-residents of the Republic of Kazakhstan, and is submitted quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter, and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. Terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Standards for Banking Conglomerates, Their Limit Values and Calculation Methods, as Well as Additional Prudential Standards and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Normative Legal Acts under No. 38479).

Chapter 2. Explanation on Filling the Form

5. Column 4 of Table 1 and Column 3 of Table 2 are subdivided into sub-columns corresponding to the number of participants of a banking conglomerate that are banks, in which their name is indicated.

The name of participants of a banking conglomerate is indicated in the columns "Participant n".

6. Investments deducted from the calculation of the own capital of a banking conglomerate are not subject to reflection and weighting by the degree of credit risk in Table 1.

7. Elimination of assets, contingent and possible obligations, weighted by the degree of credit risk of investments between participants of a banking conglomerate is carried out in Rows II and III of Table 1, for each participant, and then their weighting.

Amounts in columns 5 and 6 in Rows II, III, and IV of Table 1 are indicated for reference.

8. Contingent and possible obligations, including those under derivative financial instruments, are weighted by the degree of credit risk of investments in accordance with the prudential standards and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their limit values and calculation methods, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Standards and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Limit Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587).

9. Cells marked with the symbol "X" are not filled.

Appendix 42
to the Rules for Reporting on the Compliance of Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates with Prudential Standards

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Collection of Information on Investments Representing Investments in the Charter Capital of Legal Entities, Subordinated Debt of Legal Entities, as Well as Other Investments in the Own Capital of Legal Entities of Participants of a Banking Conglomerate, Made During the Reporting Period, as Well as Existing as of the Reporting Date

Index of the Form intended for collection of administrative data on a gratuitous basis: 3-BK_IKDU

Frequency: quarterly, annual

Reporting period: as of "" "__________" 20 year

Circle of persons submitting the Form intended for collection of administrative data on a gratuitous basis: banking holding company or level 2 bank having a subsidiary but not having a banking holding company

Deadline for submission of the Form intended for collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

No.	Business identification number or other identification number (for non-residents of the Republic of Kazakhstan)	Name of the legal entity	Investments representing investments in the charter capital of legal entities
Amount of participation (cost) of acquired shares (in thousands of tenge)			Number of shares (pieces)		Ratio of the number of shares owned by the participant of a banking conglomerate to the total number of issued (excluding preferred and repurchased) shares of the issuer or share in the charter capital of the legal entity (in percent)
Purchase cost (in thousands of tenge)	Book value (net), in thousands of tenge		Ordinary	Preferred
Total	including reserves (provisions)
1	2	3	4	5	6	7	8	9
	Name of Participant of Banking Conglomerate 1
1.
n.
Total for Participant of Banking Conglomerate 1
	Name of Participant of Banking Conglomerate n
n+1
Total for Participant of Banking Conglomerate n
Total

continuation of the table:

Investments representing investments in the charter capital of legal entities			Investments in subordinated debt of legal entities		Investments in other investments in the own capital of legal entities
Date		Rating of the participant of a banking conglomerate as of the reporting date	Book value (net)		Book value (net)
of acquisition	of disposal	Total	including reserves (provisions)	Total	including reserves (provisions)
10	11	12	13	14	15	16

Name _______________________________________________________

Address ____________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date "____" ______________ 20 year

Note: the form is filled in accordance with the explanation on filling the Form intended for collection of administrative data on a gratuitous basis, "Report on the Collection of Information on Investments Representing Investments in the Charter Capital of Legal Entities, Subordinated Debt of Legal Entities, as Well as Other Investments in the Own Capital of Legal Entities of Participants of a Banking Conglomerate, Made During the Reporting Period, as Well as Existing as of the Reporting Date".

Appendix
to the Form intended for collection of administrative data on a gratuitous basis, "Report on the Collection of Information on Investments Representing Investments in the Charter Capital of Legal Entities, Subordinated Debt of Legal Entities, as Well as Other Investments in the Own Capital of Legal Entities of Participants of a Banking Conglomerate, Made During the Reporting Period, as Well as Existing as of the Reporting Date"

Explanation on Filling the Form intended for Collection of Administrative Data on a Gratuitous Basis

Report on the Collection of Information on Investments Representing Investments in the Charter Capital of Legal Entities, Subordinated Debt of Legal Entities, as Well as Other Investments in the Own Capital of Legal Entities of Participants of a Banking Conglomerate, Made During the Reporting Period, as Well as Existing as of the Reporting Date

(index - 3-BK_IKDU, frequency - quarterly, annual)

Chapter 1. General Provisions

1. This explanation defines the unified requirements for filling the Form intended for collection of administrative data on a gratuitous basis, "Report on the Collection of Information on Investments Representing Investments in the Charter Capital of Legal Entities, Subordinated Debt of Legal Entities, as Well as Other Investments in the Own Capital of Legal Entities of Participants of a Banking Conglomerate, Made During the Reporting Period, as Well as Existing as of the Reporting Date" (hereinafter - the Form).

2. The Form is compiled by a banking holding company or a bank having a subsidiary but not having a banking holding company, with the exception of non-residents of the Republic of Kazakhstan, and is submitted quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter, and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form are filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

4. Terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Standards for Banking Conglomerates, Their Limit Values and Calculation Methods, as Well as Additional Prudential Standards and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Normative Legal Acts under No. 38478).

Chapter 2. Explanation on Filling the Form

5. The Form indicates information on investments representing investments in the charter capital of legal entities, subordinated debt of legal entities, as well as other investments in the own capital of legal entities of each participant of a banking conglomerate.

6. Column 4 indicates the purchase cost of shares on the date of acquisition.

7. The amount of reserves (provisions) is indicated in absolute value and with a plus sign.

8. The "Total" row is equal to the sum of the rows "Total for Participant of Banking Conglomerate 1" and "Total for Participant of Banking Conglomerate n".

The symbol n is the number of participants of a banking conglomerate.

9. If a participant of a banking conglomerate that is a financial organization has previously submitted to the National Bank of the Republic of Kazakhstan information on investments representing investments in the charter capital of legal entities for the reporting period, then in the Form, the row "Name of Participant of Banking Conglomerate 1" or "Name of Participant of Banking Conglomerate n" and columns 4, 5, 6, 7, 8, 13, 14, 15, and 16 in the row "Total for Participant of Banking Conglomerate 1" or "Total for Participant of Banking Conglomerate n" are to be filled.

Appendix 43
to the Rules for Reporting on the Compliance of Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates with Prudential Standards

Form intended for collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

The Form intended for collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the Structure of the Securities Portfolio of Participants of a Banking Conglomerate as of the Reporting Date

Index of the Form intended for collection of administrative data on a gratuitous basis: 4-BK_SSP

Frequency: quarterly, annual

Reporting period: as of "" "__________" 20 year

Circle of persons submitting the Form intended for collection of administrative data on a gratuitous basis: banking holding company or level 2 bank having a subsidiary but not having a banking holding company

Deadline for submission of the Form intended for collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

No.	Name of the issuer	Name of the issuer's country	Name of the security	International Securities Identification Number (ISIN code)
1	2	3	4	5
Name of Participant of Banking Conglomerate 1
1.
n.
Total for Participant of Banking Conglomerate 1
Name of Participant of Banking Conglomerate n
1.
n.
Total for Participant of Banking Conglomerate n
Total

continuation of the table:

Number of securities (pieces)		Nominal value (purchase cost) of the security	Currency code of the security
Total	including securities with encumbrance
total	including securities that are the subject of repurchase agreements
6	7	8	9	10

continuation of the table:

Securities measured at fair value through other comprehensive income
Book value (net) in thousands of tenge
Acquisition cost	Discount, premium	Accrued interest	Positive (negative) adjustment	Amount of reserves (provisions)
11	12	13	14	15

continuation of the table:

Securities measured at fair value through profit or loss
Book value (net), in thousands of tenge
Acquisition cost	Discount, premium	Accrued interest	Positive (negative) adjustment
16	17	18	19

continuation of the table:

Securities accounted for at amortized cost
Book value (net), in thousands of tenge				Discounted value of future cash flows
Acquisition cost	Discount, premium	Accrued interest	Reserve (provision) size
20	21	22	23	24

continuation of the table:

Book value (net) of encumbered securities, in thousands of tenge		Acquisition date	Maturity date	Name of international stock exchange
Total	including securities that are the subject of repo transactions
25	26	27	28	29

continuation of the table:

Stock exchange listing category		Issuer rating
on the acquisition date	on the reporting date	on the acquisition date	on the reporting date
30	31	32	33

continuation of the table:

Security rating		Note
on the acquisition date	on the reporting date
34	35	36

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of the securities portfolio of participants of the banking conglomerate as of the reporting date".

Appendix

to the form intended for

the collection of administrative data

on a gratuitous basis,

"Report on the structure of the securities portfolio of participants of the banking conglomerate as of the reporting date"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the structure of the securities portfolio of participants of the banking conglomerate as of the reporting date

(index - 4-BK_SSP, frequency - quarterly, annual)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the structure of the securities portfolio of participants of the banking conglomerate as of the reporting date" (hereinafter - Form).

2. The Form is compiled by a banking holding company or a bank having a subsidiary organization, but not having a banking holding company, excluding non-residents of the Republic of Kazakhstan, submitted quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. Terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Norms for Banking Conglomerates, Their Maximum Values and Calculation Methods, as well as Additional Prudential Norms and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Normative Legal Acts under No. 38478).

Chapter 2. Instructions for Filling out the Form

5. The Form contains information on the structure of the securities portfolio of participants of the banking conglomerate, excluding information specified in the Table for the collection of information on investments representing investments in the charter capital of legal entities, subordinated debt of legal entities, as well as other investments in the equity of legal entities that are participants of the banking conglomerate, made during the reporting period, as well as those in effect as of the reporting date, in accordance with Appendix 4 to the Rules.

6. Column 4 indicates the name of the acquired security.

7. Column 6 indicates the quantity of acquired securities.

8. For bonds, column 9 indicates the monetary expression of the nominal (purchase) value of the bond determined at its issuance, on which a percentage interest on the coupon bond is accrued, as well as the amount payable to the bondholder upon its maturity. The cost indicator is indicated in thousands of tenge (the equivalent of the cost in tenge for securities whose nominal value is expressed in foreign currency is indicated in conversion at the market exchange rate on the date of the transaction, determined in accordance with the procedure established by the joint Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2025 No. 56 and the Order of the Minister of Finance of the Republic of Kazakhstan dated September 29, 2025 No. 544 "On Approval of the Rules for Determining the Market Exchange Rate" (registered in the Registry of State Registration of Normative Legal Acts under No. 36983).

9. Currency codes in column 10 are indicated in accordance with the National Classifier of the Republic of Kazakhstan NC RK 07 ISO 4217 "Codes for the Representation of Currencies and Funds". For bonds, the issue currency is indicated; for shares, the acquisition currency is indicated.

10. Column 25 indicates the value of encumbered securities reflected in accounting.

11. Column 26 indicates the value of securities that are the subject of repo transactions, reflected in accounting.

12. Column 29 indicates the name of the international stock exchange for shares of legal entities - non-residents of the Republic of Kazakhstan.

13. In columns 30 and 31, the category of securities of residents of the Republic of Kazakhstan is indicated according to the official list of the stock exchange of the Republic of Kazakhstan. In the absence of a stock exchange listing category of the Republic of Kazakhstan in these columns, "no listing" is indicated.

14. When filling out columns 32, 33, 34 and 35, the rating assigned by one of the rating agencies is indicated, in accordance with the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 14, 2026 No. 64 "On Establishing the Minimum Rating for Legal Entities and States, the Necessity of Which is Required in accordance with the Legislation of the Republic of Kazakhstan Regulating the Activities of Financial Organizations, Branches of Non-Resident Banks of the Republic of Kazakhstan, Branches of Non-Resident Insurance (Reinsurance) Organizations, the List of Rating Agencies Assigning this Rating" (registered in the Registry of State Registration of Normative Legal Acts under No. 38437). If there are several ratings from 2 (two) or more international rating agencies (Standard & Poor's or equivalent level of international rating agencies (Moody's Investors Service and Fitch)), the rating of the international rating agency that assigned the rating last is indicated. If the dates of assignment of ratings coincide, the minimum rating is indicated. One security, one issuer corresponds to no more than one current rating value.

In the absence of a rating in columns 32, 33, 34 and 35, "no rating" is indicated.

15. If a participant of the banking conglomerate, which is a financial organization, has previously submitted information to the National Bank of the Republic of Kazakhstan, then in the Form, the row "Name of participant of the banking conglomerate 1" or "Name of participant of the banking conglomerate n" and columns 6, 7, 8, 11, 12, 13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 25 and 26 for the row "Total for participant of the banking conglomerate 1" or "Total for participant of the banking conglomerate n" must be filled.

The symbol n is a participant of the banking conglomerate.

Appendix 44

to the Rules for Reporting on the Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the collection of information on intra-group transactions of the banking conglomerate concluded during the reporting period, as well as those in effect as of the reporting date

Index of the form intended for the collection of administrative data on a gratuitous basis: 5-BK_RIGT

Frequency: quarterly, annual

Reporting period: as of "" "_______" 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: banking holding company or level 2 bank having a subsidiary organization, but not having a banking holding company

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

No.	Participant of the banking conglomerate (Side 1 of the intra-group transaction)		Participant of the banking conglomerate (Side 2 of the intra-group transaction)		Type of transaction
	Name	Business Identification Number (if available)	Name	Business Identification Number (if available)
1	2	3	4	5	6
Assets
1
n
Off-balance sheet claims
1
n
Expenses
1
n

continuation of the table:

Transaction amount (in thousands of tenge)
Turnovers carried out during the reporting quarter	Balances of claims at the end of the reporting quarter
Principal debt	Accrued interest	Discounts, premiums	Positive (negative) adjustments	Reserves (provisions)
7	8	9	10	11	12

continuation of the table:

Interest rate on the contract (in percent per annum)	Contract conclusion date	Contract expiration date (including extensions)	Note
13	14	15	16

The total amount of derivative financial instruments, accounted for as the product of the nominal value of the specified financial instruments by the credit risk coefficient in accordance with the Table of Credit Risk Coefficients for Derivative Financial Instruments according to Appendix 7 to the prudential norms and limits mandatory for compliance by banks with a universal banking license, banks with a basic banking license, their maximum values and calculation methods, established by the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 28, 2026 No. 85 "On Approval of Prudential Norms and Limits Mandatory for Compliance by Banks with a Universal Banking License, Banks with a Basic Banking License, Islamic Banks, Their Maximum Values and Calculation Methods" (registered in the Registry of State Registration of Normative Legal Acts under No. 38587), and determined by the maturity of the specified financial instruments as of "____"______20 year, amounts to _________________ thousand tenge.

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the collection of information on intra-group transactions of the banking conglomerate concluded during the reporting period, as well as those in effect as of the reporting date".

Appendix

to the form intended for

the collection of administrative data

on a gratuitous basis,

"Report on the collection of information on

intra-group transactions

of the banking conglomerate,

concluded during the reporting period, as well as those in effect as of the reporting date"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the collection of information on intra-group transactions of the banking conglomerate concluded during the reporting period, as well as those in effect as of the reporting date

(index – 5-BK_RIGT, frequency – quarterly, annual)

Chapter 1. General Provisions

1. These instructions define the unified requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the collection of information on intra-group transactions of the banking conglomerate concluded during the reporting period, as well as those in effect as of the reporting date" (hereinafter – Form).

2. The Form is compiled by a banking holding company or a bank having a subsidiary organization, but not having a banking holding company, excluding non-residents of the Republic of Kazakhstan, submitted quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form is filled in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge and above is rounded to 1000 (one thousand) tenge.

3. The Form is signed by the head or person entrusted with the function of signing the report, and the executor.

4. Terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Norms for Banking Conglomerates, Their Maximum Values and Calculation Methods, as well as Additional Prudential Norms and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Normative Legal Acts under No. 38478).

Chapter 2. Instructions for Filling out the Form

5. The Form reflects information on all intra-group transactions of the banking conglomerate (hereinafter – transaction), excluding transactions specified in Appendices 42 and 43 to the Rules.

6. In the Form, the transaction is reflected once under the "Assets" and "Off-balance sheet claims" indicators.

7. If the transaction involves the participation of several participants of the banking conglomerate, the Form indicates the participant of the banking conglomerate (Side 1 of the transaction) from which the movement of money begins and the final participant of the banking conglomerate (Side 2 of the transaction).

In this case, in column 16, intermediate participants of the banking conglomerate (if any) and the purpose of their participation in the transaction are indicated.

8. The following types of operations and indicators are reflected for filling out columns 6 and 7:

1. assets (indicator):

provision of loans (overdraft, financial leasing, bill discounting, factoring, forfeiting);

provision of subordinated loans;

"reverse repo" operations with securities;

opening (presence) of a current account;

opening (presence) of a correspondent account;

deposit placement;

sale of movable (immovable) property;

sale (securitization) of assets (loans, accounts receivable);

assignment of claim rights;

transfer of property and assets of an organization carrying out the management of doubtful assets;

accrual of dividends;

accrual of commission income;

accounts receivable;

claims on derivative financial instruments;

claims on dealing operations;

insurance assets;

other assets (type of operation is indicated in column 16);

2. off-balance sheet claims (indicator):

issuance of guarantees;

opening of a letter of credit;

opening of a revocable credit line;

opening of an irrevocable credit line;

derivative financial instruments;

dealing operations;

insurance of financial losses (insurance amount under the insurance contract is indicated). This type of operation includes insurance classes provided for in sub-items 13), 14), 15), 15-1) and 16) of paragraph 3 of Article 6 of the Law of the Republic of Kazakhstan "On Insurance Activity";

other types of asset insurance (insurance amount under the insurance contract is indicated);

employee insurance (insurance amount under the insurance contract is indicated);

acceptance of property in pledge;

other off-balance sheet claims (type of operation is indicated in column 16);

3. expenses (indicator):

payment of commission remuneration for services;

net expenses on derivative financial instruments expenses on dealing operations;

expenses on dealing operations;

net expenses from revaluation;

dividend payment;

payment of remuneration on obligations;

payment of rent for property;

payment of insurance premium;

insurance payments;

payment of fines, penalties, forfeits and other types of sanctions;

other types of expenses (type of operation is indicated in column 16).

9. Column 7 indicates turnovers on the transaction – the total of entries (increases or decreases) for the reporting quarter without the initial balance (remainder).

Appendix 45

to the Rules for Reporting on the Compliance with Prudential Norms by Level 2 Banks, Branches of Non-Resident Banks of the Republic of Kazakhstan (Including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan), and Banking Conglomerates

Form intended for the collection of administrative data

Submitted to: National Bank of the Republic of Kazakhstan

Form intended for the collection of administrative data on a gratuitous basis is posted on the internet resource: www.nationalbank.kz

Name of the administrative form: Report on the collection of information on obligations of participants of the banking conglomerate to third parties, constituting 10 (ten) percent or more of the own capital of the banking conglomerate, in effect as of the reporting date

Index of the form intended for the collection of administrative data on a gratuitous basis: 6-BK_RL

Frequency: quarterly, annual

Reporting period: as of "" "__________" 20 year

Circle of persons submitting the form intended for the collection of administrative data on a gratuitous basis: banking holding company or level 2 bank having a subsidiary organization, but not having a banking holding company

Deadline for submitting the form intended for the collection of administrative data on a gratuitous basis:

quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter

annually no later than May 31 (inclusive) of the year following the reporting year

BIN: _______________________

Collection method: in electronic form

No.	Business Identification Number (for a legal entity), Individual Identification Number (for a physical person) or other identification number (for non-residents of the Republic of Kazakhstan)	Name of Counterparty	Type of Operation	Type of Currency	Amount (in thousands of tenge)	Contract Conclusion Date (Date of Start of Performance of Conditions)	Contract Expiration Date (Date of End of Performance of Conditions) of the Contract Including Extension
1	2	3	4	5	6	7	8
(Name of participant of the banking conglomerate 1)
1
2
…
n
Total obligations of participant 1
(Name of participant of the banking conglomerate n)
1
2
…
n
Total obligations of participant n

Name _______________________________________________________

Address_______________________________________________________________

Phone ________________________________________

Email address _________________________

Executor ____________________________________ __________________

surname, first name, patronymic (if any) signature, phone

Head or person entrusted with the function of signing the report

---

surname, first name, patronymic (if any) signature

Date «____» ______________ 20 year

Note: the form is filled in accordance with the instructions for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the collection of information on obligations of participants of the banking conglomerate to third parties, constituting 10 (ten) percent or more of the own capital of the banking conglomerate, in effect as of the reporting date".

Appendix

to the form intended for

the collection of administrative data

on a gratuitous basis,

"Report on the collection of information on obligations of participants of the banking conglomerate to third parties, constituting 10 (ten) percent or more of the own capital of the banking conglomerate, in effect as of the reporting date"

Instructions for filling out the form intended for the collection of administrative data on a gratuitous basis

Report on the collection of information on obligations of participants of the banking conglomerate to third parties, constituting 10 (ten) percent or more of the own capital of the banking conglomerate, in effect as of the reporting date

(index – 6-BK_RL, frequency – quarterly, annual)

Chapter 1. General Provisions

2. This explanation defines the uniform requirements for filling out the form intended for the collection of administrative data on a gratuitous basis, "Report on the collection of information on the obligations of banking conglomerate participants to third parties, constituting 10 (ten) percent or more of the equity capital of the banking conglomerate, acting as of the reporting date" (hereinafter – the Form).

3. The Form is compiled by a banking holding company or a bank having a subsidiary but not having a banking holding company, with the exception of non-residents of the Republic of Kazakhstan. It is submitted quarterly (except for the fourth quarter) no later than 60 (sixty) calendar days following the reporting quarter, and annually no later than May 31 (inclusive) of the year following the reporting year. Data in the Form are filled in in thousands of tenge. An amount less than 500 (five hundred) tenge is rounded to 0 (zero), and an amount equal to 500 (five hundred) tenge or more is rounded to 1000 (one thousand) tenge.

4. The Form is signed by the head or the person entrusted with the function of signing the report, and the executor.

5. The terms and definitions used in the Form are applied in the meaning in which they are used in the Resolution of the Board of the Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market dated April 16, 2026 No. 69 "On Approval of Prudential Standards for Banking Conglomerates, Their Maximum Values and Calculation Methods, as well as Additional Prudential Standards and Limits Mandatory for Compliance by Banking Conglomerates" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 38478).

Chapter 2. Explanation on Filling out the Form

5. The Form reflects information on the obligations of banking conglomerate participants to third parties (group of persons), constituting 10 (ten) percent or more of the equity capital of the banking conglomerate as of the reporting date.

The Form does not include the obligations of banking conglomerate participants to the Joint Stock Company "Unified Accumulative Pension Fund", the funds of which are placed by it independently and/or by the National Bank of the Republic of Kazakhstan as a trustee managing pension assets.

6. The symbol n – the number of participants in the banking conglomerate.

7. The names of the banking conglomerate participants are indicated in the lines "1. (Name of banking conglomerate participant 1)", "n. (Name of banking conglomerate participant n)".

8. If a banking conglomerate participant, being a financial organization, has previously submitted this information to the National Bank of the Republic of Kazakhstan, then in the Form, the line "Name of banking conglomerate participant 1" or "Name of banking conglomerate participant n" and column 6 for line 2 Total for banking conglomerate participant 1" or "Total for banking conglomerate participant n" are to be filled.

9. In column 5, the type of currency is indicated according to the national classifier of the Republic of Kazakhstan NK RK 07 ISO 4217 "Codes for the representation of currencies and funds".

10. In column 6, the book value of the obligations of banking conglomerate participants to third parties (group of persons), constituting 10 (ten) percent or more of the equity capital of the banking conglomerate as of the reporting date, is indicated.

Appendix
to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated "24" December 2025 No. 100

List of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan that have lost force, as well as structural elements of some Resolutions of the Board of the National Bank of the Republic of Kazakhstan

1. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 11162).

2. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 30, 2016 No. 143 "On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines for Reporting on Compliance with Prudential Standards by Level 2 Banks and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 13947).

3. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 8, 2016 No. 188 "On Amendments to Some Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Regulation of Banking Activity" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14263).

4. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 28, 2016 No. 273 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines for Reporting on Compliance with Prudential Standards by Level 2 Banks and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 14729).

5. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated November 29, 2017 No. 237 "On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines for Reporting on Compliance with Prudential Standards by Level 2 Banks and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 16173).

6. Paragraph 7 of the List of Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which Amendments and Additions are made on Issues of Payments and Payment Systems, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 22, 2017 No. 248 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Issues of Payments and Payment Systems" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 16446).

7. Paragraph 2 of the List of Regulatory Legal Acts of the Republic of Kazakhstan, to which Amendments are made on Issues of Reporting Submission, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 30, 2018 No. 159 "On Amendments to Some Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Reporting Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 17391).

8. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 27, 2019 No. 258 "On Establishing the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Banking Conglomerates" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 19834).

9. Paragraph 1 of the List of Regulatory Legal Acts of the Republic of Kazakhstan, to which Amendments and Additions are made on Issues of Reporting Submission, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 19, 2020 No. 34 "On Amendments and Additions to Some Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Reporting Submission and Suspension of the Force of Some Structural Elements of the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 28, 2017 No. 167 "On Approval of the List, Forms, Deadlines for Reporting of the Unified Accumulative Pension Fund and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 20168).

10. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 2, 2021 No. 23 "On Approval of the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan)" (registered in the Registry of State Registration of Regulatory Legal Acts under
    No. 22321).

11. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated August 25, 2021 No. 70 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines for Reporting on Compliance with Prudential Standards by Level 2 Banks and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 24195).

12. Paragraph 3 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which Amendments and Additions are made on Issues of Reporting Submission, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated February 28, 2022 No. 14 "On Amendments and Additions to Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan on Issues of Reporting Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 27115).

13. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated March 27, 2023 No. 13 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines for Reporting on Compliance with Prudential Standards by Level 2 Banks and Rules for Their Submission" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 32202).

14. Paragraphs 2 and 5 of the List of Some Resolutions of the Board of the National Bank of the Republic of Kazakhstan, to which Amendments and Additions are made on Issues of Reporting Submission by Financial Market Participants, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated September 26, 2023 No. 67 "On Amendments and Additions to Some Regulatory Legal Acts of the Republic of Kazakhstan on Issues of Reporting Submission by Financial Market Participants" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 33507).

15. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated October 30, 2024 No. 64 "On Amendments and Additions to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 35352).

16. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 24, 2024 No. 79 "On Amendments to the Resolutions of the Board of the National Bank of the Republic of Kazakhstan dated May 8, 2015 No. 75 "On Approval of the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Level 2 Banks" and dated March 2, 2021 No. 23 "On Approval of the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Branches of Non-Resident Banks of the Republic of Kazakhstan (including Branches of Islamic Non-Resident Banks of the Republic of Kazakhstan)" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 35551).

17. Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 17, 2025 No. 22 "On Amendments to the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 27, 2019 No. 258 "On Establishing the List, Forms, Deadlines and Rules for Reporting on Compliance with Prudential Standards by Banking Conglomerates" (registered in the Registry of State Registration of Regulatory Legal Acts under No. 36036).