PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities

"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"

Resolution of the General Intendancy of Supervision of Entities

No. 091-2024-SMV/10.2

Lima, 01 July 2024

The General Intendant of Supervision of Entities

WHEREAS:

File No. 2024003410 initiated by MiFondo Empresa Administradora de Fondos Colectivos S.A.C., as well as Report No. 876-2024-SMV/10.2 of 01 July 2024 from the General Intendancy of Supervision of Entities of the Superintendency of the Market in Securities;

CONSIDERING:

That, by Superintendency Resolution No. 097-2023-SMV/02 of 22 November 2023, the operation of MiFondo Empresa Administradora de Fondos Colectivos S.A.C. was authorized, to act as administrator of collective funds;

That, article 22 of the Rules for the Prevention of Money Laundering and/or Terrorist Financing, approved by Conasev Resolution No. 033-2011-EF/94.01.1 and its amendments, established the procedure and requirements for the approval of the request for exclusion from the obligation to designate a full-time compliance officer;

That, through various writings submitted by MiFondo Empresa Administradora de Fondos Colectivos S.A.C., it requested from the Superintendency of the Market in Securities the exclusion from the obligation to designate a full-time compliance officer;

That, by Official Letter No. 39962-2024-SBS, received on 24 June 2024, the Financial Intelligence Unit of Peru (UIF-Peru) granted its conformity to the request made by MiFondo Empresa Administradora de Fondos Colectivos S.A.C.;

That, from the evaluation of the documentation submitted, it has been determined that MiFondo Empresa Administradora de Fondos Colectivos S.A.C. has complied with the provisions of article 22 of the Rules for the Prevention of Money Laundering and Terrorist Financing, approved by Conasev Resolution No. 033-2011-EF/94.01.1 and its amendments, as well as with the provisions of the Single Text of Administrative Procedures of the Superintendency of the Market in Securities, approved by Superintendency Resolution No. 023-2015-SMV/02, in order to obtain authorization for the exclusion from the obligation to designate a full-time compliance officer, as developed in Report No. 876-2024-SMV/10.2; and,

In accordance with the provisions of article 38, numeral 13A, of the Regulation of Organization and Functions of the Superintendency of the Market in Securities, approved by Supreme Decree No. 216-2011-EF and its amendments.

RESOLVES:

Article 1.- Authorize MiFondo Empresa Administradora de Fondos Colectivos S.A.C. to have a non-full-time compliance officer.

Article 2.- Order the dissemination of this resolution on the Market in Securities Portal of the Superintendency of the Market in Securities (www.gob.pe/smv).

Article 3.- Transcribe this resolution to MiFondo Empresa Administradora de Fondos Colectivos S.A.C. and to the Financial Intelligence Unit of Peru (UIF-Peru).

Register, communicate and publish.

Armando Manco Manco
General Intendant
General Intendancy of Supervision of Entities