PERU Ministry of Economy and Finance
SMV
Superintendency of the Market in Securities

"Decade of Equal Opportunities for Women and Men" "Year of the Bicentennial, of the consolidation of our Independence, and of the commemoration of the heroic battles of Junín and Ayacucho"

Resolution of the General Intendancy of Supervision of Entities

No. 094-2024-SMV/10.2

Lima, 08 July 2024

The General Intendent of Supervision of Entities

WHEREAS:

File No. 2024023199 initiated by Core Capital Sociedad Administradora de Fondos S.A., as well as Report No. 887-2024-SMV/10.2 dated 8 July 2024 from the General Intendancy of Supervision of Entities of the Superintendency of the Market in Securities;

CONSIDERING:

That, in accordance with the provisions of article 45 of the Regulation of Investment Funds and their Management Companies, it corresponds to the management company to request from the Superintendency of the Market in Securities the registration of the amendments to the participation regulation corresponding to the fund under its management;

That, by means of writings submitted up to 2 July 2024, Core Capital Sociedad Administradora de Fondos S.A. requested the registration of amendments to the Participation Regulation of the investment fund named "Fondo Equilibrio Sabbi – Fondo de Inversión" in the Public Registry of the Securities Market, referring mainly to the fund's objective, investment policy, risk profile of the investment portfolio, excesses in participation limits, investment valuation methodology, among others;

That, from the evaluation of the documentation submitted, it has been determined that Core Capital Sociedad Administradora de Fondos S.A. has complied with the provisions of article 45 of the Regulation of Investment Funds and their Management Companies, approved by SMV Resolution No. 029-2014-SMV/01 and its amendments; as well as with the provisions of the Single Text of Administrative Procedures of the Superintendency of the Market in Securities, approved by Superintendent Resolution No. 023-2015-SMV/02, as developed in Report No. 887-2024-SMV/10.2; and, In accordance with the provisions of article 1, subsection b), of the Single Concorded Text of the Organic Law of the Superintendency of the Market in Securities, approved by Decree Law No. 26126, and its amending norms; and article 38, numeral 6) of the Regulation of Organization and Functions of the Superintendency of the Market in Securities, approved by Supreme Decree No. 216-2011-EF and its amendments;

RESOLVES:

Article 1.- To order the registration of the amendments to the Participation Regulation of the investment fund named "Fondo Equilibrio Sabbi – Fondo de Inversión", in the corresponding section of the Public Registry of the Securities Market.

Article 2.- Core Capital Sociedad Administradora de Fondos S.A. must send to the Superintendency of the Market in Securities the updated version of the participation regulation with the effective date, within a period no greater than fifteen (15) business days from the notification of this resolution.

Article 3.- Core Capital Sociedad Administradora de Fondos S.A. must disseminate the amendments to the participation regulation of the investment fund mentioned in article 1 of this resolution, through any of the information media established in the respective participation regulation, within fifteen (15) calendar days following the notification of this resolution.

Article 4.- Core Capital Sociedad Administradora de Fondos S.A. must send to the participants a summary of the amendments in the following investment statement.

Article 5.- To order the dissemination of this resolution on the Securities Market Portal of the Superintendency of the Market in Securities (www.gob.pe/smv).

Article 6.- To transcribe this resolution to Core Capital Sociedad Administradora de Fondos S.A.

Register, communicate and publish.

Armando Manco Manco
General Intendent
General Intendancy of Supervision of Entities