Regulatory Alerts2022-12-09
Added · Updated
Revised SPM CG-3 Code of Conduct
The Hong Kong Monetary Authority issued a revised version of Supervisory Policy Manual module CG-3 Code of Conduct as statutory guidance under the Banking Ordinance. The revision strengthens conflicts of interest policies, incorporates Prevention of Bribery Ordinance provisions, updates internal control guidelines, and clarifies group policy adoption for foreign bank branches. Authorized Institutions must review their compliance with these principles and implement necessary changes by 1 July 2023.
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