RG 107 Fundraising: Facilitating electronic offers of securities

Issued 27 July 2020

This is a guide to facilitate the use of email and the internet to make offers of securities under Ch 6D of the Corporations Act.

This guide:

Ÿexplains how we interpret the fundraising provisions in Ch 6D when using electronic disclosure documents and electronic application forms, including the distribution of these documents by email and the internet;

Ÿdescribes the relief we have provided for personalised or Australian financial services (AFS) licensee created application forms; and

Ÿsets out our ‘good practice guidance’ for using electronic disclosure documents and electronic application forms, including the distribution of these documents by email and the internet.

Note:
From 27 July 2020, fundraising disclosure documents, including application forms and supplementary and replacement disclosure documents, should be lodged through the ASIC Regulatory Portal . Details of fundraising offers will be shown on the public database Offer Notice Board . For more information, see how you lodge fundraising and corporate finance documents .

Download RG 107 (PDF 340 KB)