RegAlertGuidance · ASIC · 20 Oct 2014 · RG-239
RG 239 Retail OTC derivative issuers: Financial requirements (withdrawn)
The Australian Securities and Investments Commission withdrew Regulatory Guide 239 on 1 November 2012. This guide previously addressed the financial requirements for issuers of retail over-the-counter derivatives. Regulated entities must now refer to RG 166, which covers licensing financial requirements.
This regulatory guide was withdrawn on 1 November 2012.
See now RG 166 Licensing: Financial requirements .
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