Regulatory Alerts2014-10-20 | RG-031Added · Updated
RG 31 Acquisitions and disposals by a broker acting as principal (withdrawn)
The regulator has formally withdrawn Regulatory Guide 31 concerning acquisitions and disposals by brokers acting as principal. This withdrawal is referenced under code 13-148MR and indicates the document is no longer active guidance. Users are directed to cross-references for June 2013 takeover regulatory guidance to understand the consolidation of previous regulatory materials.
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