Regulatory Alerts2019-03-14
Added
Securities and Futures (Trading of Derivatives Contracts) Regulations 2019
The regulator issued the Securities and Futures (Trading of Derivatives Contracts) Regulations 2019 to mandate platform trading for certain derivatives contracts. These regulations impose specific trading mandates and record-keeping obligations on markets, exchanges, and OTC counterparties. The rules aim to enhance transparency and oversight in the derivatives market by requiring transactions to be executed on designated platforms.
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