Regulatory Alerts2015-01-06
Added · Updated
Selling of Investment Products
The Hong Kong Monetary Authority reiterates regulatory standards for Authorized Institutions regarding the selling of investment products to protect customers amid uncertain global monetary conditions. Institutions must conduct rigorous product due diligence to ensure risk-return fairness and appropriate target market alignment, particularly for RMB structured deposits. Furthermore, Authorized Institutions are required to ensure accurate marketing disclosures, balanced presentation of risks and returns, and up-to-date staff training to maintain proper selling practices.
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