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Superintendent Resolution No. 025-2024-SMV/02

Lima, 7 March 2024

The Superintendent of the Securities Market

WHEREAS:

File No. 2024003111, as well as Report No. 289-2024-SMV/10.2, issued by the General Superintendence of Entity Supervision, with the favorable endorsement of the Deputy Superintendent of Prudential Supervision;

CONSIDERING:

That, article 145 of the Single Ordered Text of the Securities Market Law, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, establishes that the Superintendence of the Securities Market shall approve the social statute of the stock exchanges and their amendments, except in the case of capital increases and others that the Superintendence of the Securities Market may provide through general rules;

That, the Lima Stock Exchange S.A. by letter of 25 January 2024 requested the approval of the amendment of articles Thirty-Fourth, Thirty-Seventh and Forty-Seventh of its social statute that was agreed at its General Shareholders' Meeting of 26 December 2023. For this, it presented the information indicated in article 9 of the General Rules of the Stock Exchanges, approved by Superintendent Resolution No. 021-2020-SMV/02, and in the Single Text of Administrative Procedures of the Superintendence of the Securities Market, approved by Superintendent Resolution No. 023-2015-SMV/02;

That, the requested amendment has as its purpose to implement corporate governance in the framework of regional integration with the Santiago Stock Exchange, the Stock Exchange and the Colombia Stock Exchange;

That, from the evaluation of the documentation and support presented by the Lima Stock Exchange S.A., it has been determined that the request for amendment of its social statute is admissible; and,

In accordance with the provisions of article 145 of the Single Ordered Text of the Securities Market Law, Legislative Decree No. 861, approved by Supreme Decree No. 020-2023-EF, article 9 of the General Rules of the Stock Exchanges, and article 12, numeral 2, of the Regulation of Organization and Functions of the Superintendence of the Securities Market, approved by Supreme Decree No. 216-2011-EF.

RESOLVES:

Article 1.- To approve the amendment of articles Thirty-Fourth, Thirty-Seventh and Forty-Seventh of the social statute of the Lima Stock Exchange S.A. in accordance with the text contained in the attached Annex that forms part of this resolution.

Article 2.- To order the dissemination of this resolution and its annex on the institutional page of the Superintendence of the Securities Market on the single digital platform of the Peruvian State (www.gob.pe/smv).

Article 3.- To transcribe this resolution to the Lima Stock Exchange S.A.

Article 4.- This resolution shall enter into force on the day of its notification.

Register, communicate and publish.

Lorena Masias Quiroga
Superintendent of the Securities Market

Electronic document digitally signed in the framework of Law No. 27269, Law of Digital Signatures and Certificates, its Regulations and amendments.
The integrity of the document and the authorship of the( s) signature ( s) can be verified at https://apps.fi rmaperu.gob.pe/web/validador.xhtml