Regulatory Alerts2025-11-21
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Supervision of Insurance Intermediary Business of Authorized Institutions
The Hong Kong Monetary Authority issues this statutory guideline to define its supervisory approach for authorized institutions acting as licensed insurance intermediaries. The document outlines the regulatory framework, including licensing requirements, corporate governance standards, and the delegation of inspection powers from the Insurance Authority to the HKMA. It establishes a risk-based supervisory model with three levels of enforcement actions, ranging from encouraging good practices to conducting investigations for misconduct.
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HKMA published 11 documents in the last 30 days. We email you each new one the day it's published.
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