Regulatory Alerts2024-05-23
Added · Updated
Supervisory Policy Manual Module CG-6: Competence and Ethical Behaviour
The Securities and Futures Commission issued an update to Supervisory Policy Manual Module CG-6 on Competence and Ethical Behaviour on 23 May 2024. This regulatory document establishes requirements for authorized institutions to ensure their personnel maintain professional competence and adhere to ethical standards. The update supersedes previous versions of the module to align with current supervisory expectations for regulated entities.
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