Regulatory Alerts2023-11-17
Added · Updated
Supervisory Policy Manual SPM CR-S-4 New Share Subscription and Share Margin Financing
The Hong Kong Monetary Authority issued a revised version of SPM module CR-S-4 as a statutory guideline under the Banking Ordinance. The revision incorporates changes related to the initial public offering settlement reform and provides updated guidance on holistic risk management for share margin financing. The revised module took effect on 22 November 2023.
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