Regulatory Alerts2025-10-27
Added · Updated
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
The Hong Kong Monetary Authority issues updated guidance to Authorized Institutions regarding registration requirements for regulated activities under the Securities and Futures Ordinance. The document outlines specific controls that institutions must implement to ensure the fitness and properness of their staff involved in these activities. This circular serves as a directive for all Authorized Institutions to adhere to these updated regulatory standards and operational controls.
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