Regulatory Alerts2008-12-31
Added · Updated
Winter 2008 Securities Bulletin
The Connecticut Department of Banking imposed fines of $100,000 on Markland Technologies, Inc., $115,000 on Vision Travel, Inc., $30,000 on Java’s Brewin Development, Inc., and a combined $300,000 on 4 L.I.F.E., Inc. and Terry Mayfield for violations including the sale of unregistered securities and business opportunities. The Department issued cease and desist orders and notices of intent to fine against Jesse John Hinkley, Blue Coast Financial Group, Inc., Shawn Hull, and Lindsay Hull for unregistered activities and antifraud violations. Additionally, conditional registration consent orders were entered against RKS Advisors, LLC and Robert Keith Strauss, and Andrew Prophet, imposing specific activity restrictions, supervisory controls, and monetary penalties.
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