Capital Markets Authority Kenya

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undatedCircular No. CMA/MRT/003/2017: Raising Awareness on Tax Incentives for Capital Markets Activities
undatedFeedback Statement to Issuers - November 2018
undatedThe Report on The State of Corporate Governance Practices of Issuers of Securities to the Public in Kenya 2024
undatedThe Capital Markets (Collective Investment Schemes) Regulations, 2023
undatedCapital Markets Act
undatedThe Capital Markets (Licensing Requirements) (General) (Amendment) Regulations 2023
undatedGuidance 007-2020: Deferral of AGMs for Issuers and Licensed Persons Due to Covid-19
undatedEAC Gazette Directives 27th October 2017
undatedGuidance on Transitional Arrangements for Coffee Sector Players Under the Capital Markets (Coffee Exchange) Regulations 2020
undatedThe Capital Markets (Credit Rating Agencies) Regulations, 2023
undatedThe Capital Markets (Public Offers, Listings and Disclosures) Regulations, 2023
undatedCapital Markets (Derivatives Markets) (Fees) Regulations, 2019
undatedThe Capital Markets (Real Estate Investment Trusts) (Collective Investment Schemes) (Amendment) Regulations, 2023
undatedThe Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2023
undatedRegulatory Impact Statement on the Central Depositories (Regulation of Central Depositories) (Amendment) Rules 2025
undatedThe Capital Markets (Licensing Requirements) (General) Regulations, 2025
undatedThe Capital Markets (Real Estate Investment Trusts) (Collective Investment Schemes) (Amendment) Regulations, 2023 and The Capital Markets (Online Foreign Exchange Trading) (Amendment) Regulations, 2023
undatedVirtual Asset Service Providers Act, 2025
undatedThe Capital Markets (Securities Lending, Borrowing and Short-selling) Regulations, 2017
undatedCapital Markets (Foreign Investors) Regulations 2002
undatedThe Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2019
2026-07-22The Virtual Asset Service Providers Regulations 2026
2026-04-23Circular No. 04/2026: Roll Out of the New Financial Reporting System for Submission of Collective Investment Schemes (CIS) and Non-CIS Portfolio & Returns
2026-02-12Circular No. 3 of 2026- Independent Auditor Reporting Requirements
2026-01-26Corporate Trustees Reporting Template
2026-01-09CMA Circular No. 01/2026: Roll Out of the New Financial Reporting System for the Submission of Risk Based Capital Adequacy Returns
2025-11-18Commencement of the Virtual Assets Service Providers Act, 2025
2025-10-09CMA Request for Proposals for Amendments of Capital Markets Regulations
2025-10-09CMA Request for Policy Proposals for Amendments of Capital Markets Act and Regulations
2025-05-26Tender Cancellation Notice - CMA/ONT012/2024-2025: Provision of General Insurance Cover
2025-01-10Compliance With Unclaimed Financial Assets Act, 2011
2024-10-14Circular - Request for Proposals for Amendment of the Capital Markets (Corporate Governance) (Market Intermediaries) Regulations, 2011
2024-09-06Joint Circular on Submission of Forward-Looking Event Calendars for Listed Companies
2024-06-13Circular No. 06/2024: Clarification of Public Offers and CIS Regulations 2023
2024-03-13Capital Markets Authority Public Notice: Request for Stakeholder and Public Feedback on Draft Regulations and Guidelines
2023-12-28CMA Releases 6th Edition of the State of Corporate Governance Report
2023-10-27Capital Markets (Alternative Investment Funds) Regulations, 2023
2023-09-21Guidance to all Dealing and Non-Dealing Online Foreign Exchange Brokers
2023-06-23Circular to Custodians of Registered Collective Investment Schemes
2023-04-14CMA: Request for Stakeholder and Public Feedback on Draft Capital Markets Regulations 2023
2023-01-20Public Notice: Licensing of Market Players in Line with the Capital Markets (Coffee Exchange) Regulations, 2020
2022-12-21CMA Releases the Fifth Edition of the State of Corporate Governance Report
2022-04-25Format for Reporting of Comparative Table in the Annual Report of Collective Investment Schemes
2022-01-17Circular on Profit Warnings Clarification
2022-01-01Capital Markets (Whistleblower) Regulations 2022
2022-01-01The Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2022
2022-01-01Capital Markets (Investment-Based Crowdfunding) Regulations, 2022
2021-11-25CMA Releases Third Edition of State of Corporate Governance Report
2021-11-17Guidelines On Share Buybacks By Listed Companies
2021-01-01The Report on the State of Corporate Governance of Issuers of Securities to the Public in Kenya 2021
2020-09-11Guidance to Collective Investment Schemes on Valuation, Investment Performance Measurement, Reporting and Other Related Matters
2020-05-27Requirements for Convening and Conducting Virtual General Meetings by Issuers
2020-05-27Requirements for Convening and Conducting Virtual General Meetings by Issuers of Securities to the Public
2020-03-24Assessment of the Kenyan Capital Markets and Additional Guidance to the Industry in Light of the Corona Virus
2020-01-02Governance Audits
2020-01-01Capital Markets (Coffee Exchange) Regulations 2020
2020-01-01Capital Markets (Coffee Exchange) Regulations, 2020 and Capital Markets (Commodity Markets) Regulations, 2020
2019-10-23CMA Publishes Second State of Corporate Governance Report
2019-05-30Guideline on Particulars of Business Plan Models Submitted During the Licence Review Process by Licensed Market Intermediaries and Proposed New Licensees
2019-02-05Policy Guidance Note on Green Bonds
2019-01-01Regulatory Sandbox Policy Guidance Note - March 2019
2018-01-01Report on the State of Corporate Governance for Issuers of Securities to the Public in Kenya 2018
2017-06-15Public Notice: Format for Reporting the Application of the Code of Corporate Governance Practices for Issuers of Securities to the Public
2017-06-14FAQs ON THE CORPORATE GOVERNANCE CODE-Updated 140617
2017-06-14Reporting Template for Disclosing Application of the Code of Corporate Governance Practices for Issuers of Securities to the Public, 2015
2017-06-14Circular to Issuers: Format for Reporting the Application of the Code of Corporate Governance Practices
2017-06-12CMA ICIFA Joint Industry Guide
2017-04-27Joint CMA NSE Circular No. 1 of 2017: Continuing Obligations for Issuers of Securities
2017-01-01Policy Guidance Note on Asset Backed Securities (2017)
2017-01-01Policy Guidance Note on Global Depositary Receipts (GDRs) and Global Depositary Notes (GDNs) in Kenya
2017-01-01Capital Markets (Online Foreign Exchange Trading) Regulations 2017
2016-04-18Circular to All Issuers of Securities and Listed Companies at NSE on Profit Warnings
2016-03-16Guidelines on the Prevention of Money Laundering and Terrorism Financing in the Capital Markets
2016-01-01Capital Markets (Nairobi Securities Exchange Limited Shareholding) Regulations 2016
2015-09-28Policy Guidance Note for Exchange Traded Funds in Kenya
2015-09-07Gazetted EAC Council Directives
2015-01-01Code of Corporate Governance Practices for Issuers of Securities to the Public 2015
2015-01-01Capital Markets (Derivatives Markets) Regulations, 2015
2014-12-03EAC Council Directive on Real Estate Investment Trusts
2013-01-01THE CENTRAL DEPOSITORIES ACT No 4 of 2000 - Amended 2013
2012-05-30Guidelines On Financial Resource Requirements For Market Intermediaries
2012-01-01Management, Supervision, and Internal Control Standards for entities licensed by the Capital Markets Authority (CMA)
2004-11-16Guidelines on the Approval and Registration of Credit Rating Agencies
2002-01-01Capital Markets (Licensing Requirements) (General) Regulations, 2002