South African Reserve Bank

448 documents, newest first — showing 201–400.

Browse with filters on the regulator page.

2017-08-24Financial Sector Regulation Act, 2017
2017-08-23G7/2017: Capital standard for bank exposures to central counterparties, the standardised approach for measuring counterparty credit risk exposures and capital requirements for banks’ equity investments in funds
2017-08-17South African Reserve Bank Guidance Note 6/2017: Loss absorbency requirements for Additional Tier 1 and Tier 2 capital
2017-07-28Provision of a Committed Liquidity Facility by the South African Reserve Bank
2017-07-28D2/2017: Communication of Key Audit Matters in the Independent Auditor's Report
2017-05-19G4/2017 Cyber Resilience
2017-05-08Audit Implications of the Expected Credit Loss Model for Bank Auditors
2017-05-08Qualifying Capital Instruments Issued by Subsidiaries of Banks or Controlling Companies
2017-02-07Meetings to be Held During 2017 with Boards of Directors of Banks and Controlling Companies
2017-02-06C1/2017: Status of previously issued circulars
2017-02-06G1/2017 Status of Previously Issued Guidance Notes
2016-12-20G8/2016: Margin Requirements for Non-Centrally Cleared Derivatives
2016-12-14D8/2016 Reporting Requirements for Material Outsourced and Critical Third-Party Service Providers
2016-11-29Assessment of instruments issued by domestic systemically-important banks and controlling companies (D-SIBs) for capital and funding purposes
2016-11-29C7/2016: Matters related to specified minority interests in shares and instruments qualifying as capital
2016-11-28Capital Framework for South Africa Based on Basel III (D6/2016)
2016-11-28C6/2016: Disclosure of Capital-Related Matters
2016-09-08Compliance with Principles for Effective Risk Data Aggregation and Risk Reporting
2016-08-17D4/2016: Matters Related to the Net Stable Funding Ratio
2016-08-08G7/2016: Capital Arbitrage Transactions
2016-07-21Guidance Note 6/2016: Provision of a Committed Liquidity Facility by the South African Reserve Bank
2016-06-03G5/2016: Corporate Governance Principles for Banks
2016-05-31Circular 5/2016: Matters of Interpretation Relating to the Liquidity Coverage Ratio
2016-05-20Amendment of Regulations relating to Banks
2016-05-18Amended Regulations Relating to Banks: Parallel-Run Process
2016-04-18Directive 1/2016: Exposure Limits for Classifying SME Deposits and Credit Exposures
2016-04-18Directive D2/2016: Six-Monthly Submission of Group Consolidated Information by Domestic Systemically Important Banks
2016-04-06G4/2016: Instruments qualifying as high-quality liquid assets
2016-04-06C4/2016: Implementation of the Capital Conservation Buffer
2016-03-31Proposed Amended Regulations Relating to Banks
2016-03-15G3/2016: Credit risk and accounting for expected credit losses
2016-02-10C2/2016: Matters of Interpretation Relating to the Liquidity Coverage Ratio
2016-02-09Meetings to be Held During 2016 with Boards of Directors of Banks and Controlling Companies
2016-02-05C1/2016: Status of previously issued circulars
2016-02-05Status of Previously Issued Guidance Notes
2015-12-09C8/2015: Countercyclical capital buffer for South Africa based on the Basel III framework
2015-12-09C9/2015: Proposed amended Regulations relating to Banks
2015-12-07Directive 11/2015: Revised Pillar 3 Disclosure Requirements
2015-12-03D10/2015: Changes to AMA Operational Risk Management and Measurement System
2015-11-13South African Reserve Bank Notice 1150 of 2015 Designating the International Finance Corporation
2015-11-05C7/2015: Proposed Amended Regulations Relating to Banks
2015-11-04Approval and mapping of Global Credit Rating Co. international scale rating symbols to prescribed risk weights
2015-10-12Training on Amended Bank Regulations (G6/2015)
2015-09-16Provision of a Committed Liquidity Facility by the South African Reserve Bank
2015-09-04Proposed Amended Regulations Relating to Banks
2015-08-07G4/2015 South African Reserve Bank Guidance on Stress Testing and Internal Capital Adequacy
2015-06-25South African Reserve Bank Directive 8/2015: Reporting requirements for material outsourced and critical third-party service providers
2015-05-21Matters Related to the Use of Support in a Bank's Credit Risk Rating Process
2015-05-14Restructured Credit Exposures
2015-04-10Banks’ Compliance with Liquidity Coverage Ratio and High-Quality Liquid Assets Requirements
2015-04-10D6/2015: Matters Related to Liquidity Risk and the Liquidity Coverage Ratio
2015-03-30Amendment of Banking Regulations under the Banks Act, 1990
2015-03-27Matters Related to Specified Minority Interests in Shares and Instruments Qualifying as Capital
2015-03-27Capital requirements for over-the-counter derivatives not transacted through a central counterparty
2015-03-25Directive 4/2015: Amendments to the Regulations Relating to Banks
2015-03-24D3/2015: Matters Related to the Composition of Pillar 3 Capital Disclosure Requirements
2015-03-02South African Reserve Bank Directive 2/2015 on Effective Risk Data Aggregation and Risk Reporting
2015-02-13Circular 2/2015: Specified Minority Interests in Qualifying Capital
2015-02-09Application Process to Adopt the Advanced Measurement Approach for Measuring Banks' Operational Risk Exposure
2015-02-04D1/2015: Minimum Requirements for Recovery Plans of Banks, Controlling Companies and Foreign Branches
2015-02-022015 Meetings with Bank and Controlling Company Boards on IFRS 9 and Shadow Banking
2015-01-27Status of Previously Issued Circulars (C1/2015)
2015-01-27G1/2015: Status of previously issued guidance notes
2014-12-18Liquidity Coverage Ratio: Scope of Application and Disclosure Requirements
2014-12-15Transitional arrangements related to capital requirements for over-the-counter derivatives that are not transacted through a central counterparty
2014-12-15Provision of a Committed Liquidity Facility by the South African Reserve Bank
2014-12-09D9/2014: Restructured credit exposures
2014-10-29D8/2014: Matters Related to Compliance with the Liquidity Coverage Ratio (LCR)
2014-10-28D7/2014: National Discretion Related to the Liquidity Coverage Ratio
2014-10-28Mutual Banks Act Circular 1/2014
2014-10-15External Auditors of Newly Acquired or Established Entities
2014-10-01Matters Related to Liquidity Risk and the Liquidity Coverage Ratio
2014-09-22Transfers from Retained Earnings, Appropriated Profits and Qualifying Reserve Funds
2014-09-19South African Reserve Bank Directive 4/2014 on Basel III Leverage Ratio Framework and Disclosure Requirements
2014-09-16Directive 3/2014: Process in Respect of Specific Capital Issuances and Redemptions
2014-08-19Designation of Common Bond Group Activities Outside the Definition of Banking Business
2014-07-31Changes to Internal Rating Systems for Calculating Minimum Required Capital for Credit Risk
2014-07-28Application Process to Adopt the Advanced Measurement Approach for Measuring Banks' Operational Risk Exposure
2014-07-25G6/2014: Application Process for Approval to Adopt the Standardised or Alternative Standardised Approach for Measuring Banks' Operational Risk Exposure
2014-07-11Guidance Note G5/2014: Outsourcing of Functions within Banks
2014-06-12Directive 1/2014: Matters Related to Assets Lodged or Pledged to Secure Liabilities
2014-06-10Interpretation of Specified Conditions for Issuing Instruments or Shares Ranking as Additional Tier 1 and Tier 2 Capital
2014-04-17Circular 5/2014: Disclosure of Capital-Related Information
2014-02-18Guidance Note 4/2014: Application Process for Adopting the Internal Ratings-Based Approach for Banking Book Credit Risk
2014-02-14Interpretation and Application of Criteria Relating to Exposures Secured by Residential Mortgage Bonds
2014-02-13Interpretation and Application of Granularity Criteria for Retail Exposures
2014-02-13G3/2014: Effective Risk Data Aggregation and Risk Reporting
2014-02-12Interpretation of Default Definition in Regulation 67 of the Regulations Relating to Banks
2014-02-07G2/2014: Meetings to be held during the 2014 calendar year with the boards of directors of banks and controlling companies
2014-02-06C1/2014: Status of previously issued circulars
2014-02-06Status of Previously Issued Guidance Notes
2013-12-19D14/2013: Transitional arrangements for capital requirements on over-the-counter derivatives not transacted through a central counterparty
2013-10-28Clarification of Requirements for Approving Acquisitions of Interests Outside the Republic Under Section 52(1)(c) of the Banks Act, 1990
2013-10-18Loss absorbency requirements for Additional Tier 1 and Tier 2 capital instruments
2013-08-20C6/2013: Matters related to conditions for the issue of instruments or shares, the proceeds of which rank as Tier 2 capital
2013-08-02Mapping of Fitch and Moody's International Scale Ratings to Prescribed Risk Weights Under Regulation 23
2013-08-02South African Reserve Bank Committed Liquidity Facility Guidance Note 6/2013
2013-07-25G5/2013: Foreign Exchange Settlement Risk
2013-07-24Operational Risk Practices: Completion and Submission of the BA 410 Return
2013-07-19Operational Risk Practices: Completion and Submission of the BA 410 Return
2013-06-27C5/2013: Reporting of Items Subject to Thresholds Not Fully Deducted from Qualifying Capital and Reserve Funds
2013-06-27D9/2013: Investments, and loans and advances by controlling companies: Section 50 of the Banks Act, 1990
2013-06-27D10/2013: Limits on effective net open foreign-currency positions and unencumbered assets for foreign branches
2013-06-14Loss Absorbency Requirements for Additional Tier 1 and Tier 2 Capital Instruments
2013-06-11D8 of 2013: Matters related to the composition of Pillar 3 capital disclosure requirements
2013-05-29D7/2013: Matters related to locational statistics based on residence and nationality (form BA 940)
2013-05-23Changes to Credit Risk Models for Calculating Required Capital and Reserve Funds
2013-05-23Treatment of Investments in Banking, Financial, Securities, Insurance and Commercial Entities
2013-04-30Capital Framework for South Africa Based on the Basel III Framework
2013-04-26Transitional Arrangements for Deducting Surplus Capital of Subsidiaries Attributable to Third Parties
2013-04-11Directive 3/2013: Matters Related to Capital Floors
2013-03-19D2/2013: Matters Related to the Liquidity Coverage Ratio
2013-03-01Matters Related to Qualifying Capital Instruments Issued by Subsidiaries of Banks or Controlling Companies
2013-02-13Interpretation and Application of Criteria Relating to Effective Maturity
2013-01-30Treatment of Specified Minority Interests in Shares and Instruments Qualifying as Capital
2013-01-18G2/2013: Operational Risk Practices
2013-01-10Status of Previously Issued Guidance Notes
2013-01-10Circular 1/2013: Status of Previously Issued Circulars
2012-12-21D3/2012 Transitional Arrangements for Capital Requirements on Over-the-Counter Derivatives Not Transacted Through a Central Counterparty
2012-12-13Government Gazette No. 35950 of the Republic of South Africa, 12 December 2012
2012-12-042013 Meetings with Boards of Directors of Banks and Controlling Companies
2012-10-16Capital Framework for South Africa Based on the Basel III Framework
2012-08-16Guidance Note 8/2012: Further Information and Additional Requirements Regarding the Basel III Parallel Test Run
2012-08-15Guidance Note 7/2012: Basel III Industry Training
2012-07-10Basel III Parallel Test Run: Reporting Requirements for Amended Regulatory BA Forms
2012-05-10Provision of a committed liquidity facility and utilisation of statutory cash reserves in terms of the Basel III liquidity framework
2012-05-08Further Guidance on the Development of Recovery and Resolution Plans by South African Banks
2012-03-20C3/2012: Electronic Communication with the Office of the Registrar of Banks for Basel III Implementation
2012-02-16Guidance Note G3/2012: 2012 Meetings with Bank and Controlling Company Boards
2012-02-13Matters Related to the Implementation of Basel III
2012-02-13Regulations Relating to Banks and Related Matters
2012-01-24D2/2012: Amendments to Form BA200 under the Amended Regulations relating to Banks
2012-01-23D1/2012: Information Requirements for Securitisation Applications
2012-01-23Status of Previously Issued Guidance Notes
2012-01-23Status of Previously Issued Circulars (C1/2012)
2011-11-23D5/2011: Exemption from certain minimum disclosure requirements pertaining to branches of foreign institutions
2011-10-19Directive on the Calculation of Capital Floors under the Banks Act 1990
2011-10-04D3/2011: Investments and Loans and Advances by Controlling Companies under Section 50 of the Banks Act
2011-08-18Circular 5/2011: Disclosure of Capital Related Information
2011-08-05G4/2011: Parallel Reporting on Amended Regulatory Forms
2011-08-05D2/2011: Reporting Daily Value-at-Risk Amounts for Market Risk Using Specified Items of Form BA 325
2011-08-05G4/2011: Matters related to parallel reporting on amended regulatory forms
2011-05-24South African Reserve Bank Guidance Note 3/2011 on Covered Bonds
2011-05-13South African Reserve Bank Guidance Note 2/2011: 2011 Trilateral Meetings with Audit Committees and External Auditors
2011-05-09Matters Related to Securitisation Vehicles
2011-04-05Second FSB thematic peer review of compensation practices: Questionnaire for firms
2011-03-09Use of Mapping Tables by Banks, Controlling Companies and Foreign Branches for Converting National to International Credit Risk Ratings
2011-03-08C2/11: Eligible Institutions Approved by the Registrar of Banks
2011-03-07Status of Previously Issued Circulars (C1/2011)
2011-02-18Guidance Note 3/2011: Balance Sheet Return Form CBR1
2010-12-15Interpretation and Application of Criteria for Exposures Secured by Residential Mortgage Bonds
2010-12-14Interpretation and Application of Granularity Criteria for Retail Exposures
2010-11-01Basel Committee Report to the G20: Comprehensive Response to the International Financial Crisis
2010-10-08Group of Governors and Heads of Supervision Announces Higher Global Minimum Capital Standards
2010-06-25Application Process for Adopting the Internal Ratings-Based Approach for Banking Book Credit Risk Exposure
2010-06-24G3/10: Performing Market Risk Hypothetical Backtesting by Internal Models Approach Banks
2010-06-02Interpretation of definition of default as outlined in regulation 65 of the Regulations relating to Banks
2010-06-01C1/2010: Status of previously issued circulars and directives
2010-05-13G2/10: 2010 Meetings with Bank and Controlling Company Boards on Group Risk Oversight
2010-05-12Banks Act Guidance Note 1/2010: Meetings with Audit Committees and External Auditors in 2010
2009-02-06Limit on Effective Net Open Foreign-Currency Position and Unencumbered Assets for Foreign Branches
2009-02-05D2/09: Investments and loans and advances by controlling companies: Section 50 of the Banks Act, 1990
2009-02-04South African Reserve Bank Directive 1/2009: Capital Floors for Basel II Implementation
2009-01-09Co-operatives Banks Act Supervisors' Rules
2008-10-24South African Reserve Bank Guidance Note 9/2008 on Stress Testing
2008-09-29South African Reserve Bank Directive 8/2008: Completion of Form BA 320 for Commodities and Foreign Exchange
2008-09-01Directive 7/2008: Mapping of Fitch and Moody's Ratings to Prescribed Risk Weights
2008-06-17FATF Call for Enhanced Scrutiny of Transactions with Certain Jurisdictions and UN Sanctions on Weapons of Mass Destruction Proliferation
2008-05-13Guidance Note 7/2008: Development Programme for Bank Directors
2008-05-12Guidance Note 6/2008: Cell-Phone Banking
2008-05-12D6/08: Auditor rotation
2008-05-11Guidance Note 5/2008 on Electronic Communication with the Registrar of Banks
2008-05-11D5/08: Composition of board-appointed committee to approve large exposures
2008-05-10G4/08: Financial Intelligence Centre Guidance Note on Client Identification and Verification
2008-05-10Directive 4/2008: Disclosure of Repurchase and Resale Agreements and Similar Transactions
2008-05-09G3/08: Outsourcing of functions within banks
2008-05-09South African Reserve Bank Directive 3/2008: Appointment of Directors or Executive Officers and Completion of Form BA020
2008-05-08Directive 2/2008: Procedure for Applications under Sections 37, 52 and 54 of the Banks Act
2008-05-08South African Reserve Bank Guidance Note 2/2008 on Personal Account Trading
2008-05-07Directive 1/2008: Use of Divisional Names
2008-05-07G1/08: Status of previously issued guidance notes
2008-01-21Circular C2/08: Meetings to be held during the 2008 calendar year with Boards of Directors, Audit Committees and External Auditors
2008-01-15C1/08: Status of Previously Issued Circulars
2007-01-28Banks Act Circular 1/2007: Annual Withdrawal and Retention of Circulars
2007-01-24South African Reserve Bank Circular 3/2007: Board Director Meetings for 2007
2007-01-24Banks Act Circular 4/2007: Trilateral discussions on internal audit for AML/CFT
2007-01-20Consultation on Directives, Circulars and Guidance Notes Effective 1 January 2008 Under the Amended Banks Act
2007-01-18South African Reserve Bank: Basel II Final Arrangements for Parallel-Run and Implementation Issues
2007-01-14C8/07: Amendments to the legal framework relating to banks
2007-01-10Recognition of Eligible External Credit Assessment Institutions Under the Amended Banks Act, 1990
2007-01-03Basel II Industry Training for South African Banks
2006-01-15Proposed Amendments to the Branch Regulations
2006-01-13South African Reserve Bank: Annual Withdrawal and Retention of Circulars
2006-01-13Banks Act Circular 4/2006: Trilateral Discussions on Business Continuity Planning
2006-01-13South African Reserve Bank Banks Act Circular 6/2006 on Cell-Phone Banking
2006-01-13Banks Act Circular 5/2006: Training of Bank Directors
2006-01-11Commercial Paper Exemption Notice Under the Banks Act, 1990
2006-01-11Endorsement of Revised Core Principles for Effective Banking Supervision
2006-01-10Revision of the Basel Core Principles for Effective Banking Supervision
2006-01-02Banks Act Circular 2/2006: Electronic Communication with the Registrar of Banks