Guernsey Financial Services Commission

306 documents, newest first — showing 201–306.

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2021-02-15Handbook on Countering Financial Crime and Terrorist Financing
2020-11-23Financial Services Businesses Instruction Number 05: Screening of Employees
2020-11-23Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) Regulations, 2007
2020-11-23Prescribed Businesses Instruction (Number 01)
2020-11-23Prescribed Businesses Instruction (Number 03)
2020-11-23Risk-based Supervision in Guernsey
2020-11-23Authorised Collective Investment Schemes (Class A) Rules 2008
2020-11-23Legal Risk Guidance Note for Banks
2020-11-23Code of Practice for Insurance Intermediary Applicants and Licensees Conducting Business from within the Bailiwick of Guernsey
2020-11-23Collective Investment Schemes (Class A) Rules 2002
2020-11-23Prescribed Businesses Instruction (Number 04)
2020-11-23Prescribed Businesses Instruction No. 2: Suspicion Reports
2020-11-23Prescribed Businesses Instruction (Number 12) Business from Sensitive Sources - Iran
2020-11-23Financial Services Businesses Instruction (Number 14) Business from Sensitive Sources - Iran
2020-11-23Collective Investment Schemes (Compensation of Investors) Rules 1988
2020-11-23Guernsey Financial Services Commission Statement of Policy on Interviews June 2022
2020-11-23AGB Code of Conduct for Deposit Advertisements August 2012
2020-11-23Policy Statement on Insurance Group Wide Supervision
2020-11-23Egmont Financial Analysis Cases 2011-2013
2020-11-23Feedback on AML/CFT On-Site Visits
2020-11-23Outsourcing Risk Guidance Note for Banks
2020-11-23Guernsey Financial Services Commission Guidance Note on Actuarial Valuations
2020-11-23Guidance Note on Internal Models
2020-11-23Guidance Note for Licensed Insurers on Unit Linked Pricing
2020-11-23Financial Services Businesses Instruction Number 02 on Suspicion Reports
2020-11-23Financial Services Businesses Instruction (Number 04)
2020-11-23Guidance Note on Producer Owned (Re)Insurance Companies
2020-11-23Guidance on Requesting Disclosure Derogation Under FRS 103
2020-11-23GIFCS Standard on the Regulation of Trust and Corporate Service Providers
2020-11-23Guidance Note on Financial Crime Visit Trends and Observations (June 2014)
2020-11-23Financial Services Businesses Instruction (Number 03)
2020-11-23Financial Services Businesses Instruction (Number 06)
2020-11-23Financial Services Businesses Instruction (Number 01)
2020-11-23Terrorism and Crime (Bailiwick of Guernsey) Regulations 2007
2020-11-23Guernsey Financial Services Commission Principles of Conduct of Finance Business
2020-10-30Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-10-30Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-07-07Source of Funds and Source of Wealth in Private Wealth Management Thematic Review 2019
2020-06-19Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-06-19Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-05-11COVID-19-related Money Laundering and Terrorist Financing Risks and Policy Responses
2020-04-29Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-04-29Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2020-02-20Financial Crime Risk Intermediary Return Guidance
2020-02-06Guernsey Financial Services Commission Thematic Review on Insurer Cash Management and Control of Funds
2020-01-08FATF Guidance for a Risk-Based Approach to the Banking Sector
2020-01-08Terrorist Financing Risk Assessment Guidance
2020-01-08Money Laundering and Terrorist Financing Vulnerabilities of Legal Professionals
2020-01-08Risk of Terrorist Abuse in Non-Profit Organisations
2020-01-08FATF Guidance for a Risk-Based Approach for Money or Value Transfer Services
2020-01-08FATF Guidance for a Risk-Based Approach for the Life Insurance Sector
2020-01-08FATF Guidance for a Risk-Based Approach for Legal Professionals
2020-01-08FATF Guidance for a Risk-Based Approach for the Accounting Profession
2020-01-08FATF Guidance for a Risk-Based Approach for the Securities Sector
2020-01-08Concealment of Beneficial Ownership
2020-01-08FATF Guidance for a Risk-Based Approach to Virtual Currencies
2020-01-08Specific Risk Factors in the Laundering of Proceeds of Corruption
2020-01-08FATF Guidance on a Risk-Based Approach to Prepaid Cards, Mobile Payments and Internet-Based Payment Services
2020-01-08Best Practices on Beneficial Ownership for Legal Persons
2020-01-08FATF Guidance for a Risk-Based Approach for Trust and Company Service Providers
2020-01-08Guidance for a Risk-Based Approach to Virtual Assets and Virtual Asset Service Providers
2019-11-29Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-11-29Instruction Number 04/2019 for Specified Businesses
2019-11-29Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-11-27Cyber Security Self-Assessment Helpsheet – November 2019
2019-11-01Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-11-01Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-06-13Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-06-13Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-06-05Beneficial Ownership of Guernsey and Alderney Legal Persons Thematic Review 2018/2019
2019-03-31FSB & PB Handbooks on Countering Financial Crime and Terrorist Finance Website FAQs
2019-03-06Handbook for Legal Professionals, Accountants and Estate Agents on Countering Financial Crime and Terrorist Financing
2019-03-06Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (June 2017)
2019-03-01Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2019-03-01Guernsey Financial Services Commission Handbook on Countering Financial Crime and Terrorist Financing
2018-12-18General Insurance Thematic Review 2018: Customer Fair Treatment
2018-11-30Insurer Annual Returns Thematic Review 2018
2018-11-22Investor Protection (Designated Countries and Territories) (Bailiwick of Guernsey) Regulations, 2017
2018-10-18Guernsey Financial Services Commission Guidance Note on Insurance Fraud
2018-08-03Guidance Note for Licensed Insurers on Change of Majority Shareholder Controller
2018-07-12Guidance Note for Licensed Insurers on Outsourcing
2018-05-14Financial Crime Governance, Risk and Compliance Thematic Review for Smaller Trust and Corporate Service Providers
2018-02-16Pension Arrangements in the Bailiwick: Thematic Review 2017
2017-12-05Instruction Number 04/2017 for Financial Services Businesses: Business from Sensitive Sources
2017-12-05Instruction Number 04/2017 for Prescribed Businesses: Business from Sensitive Sources
2017-12-05Guernsey Financial Services Commission Instructions and Notices Record of Changes
2017-11-15Financial Crime Governance, Risk and Compliance – Fund Managers & Fund Administrators
2017-09-11Investment and Long-term Insurance Sales Practice Thematic Review 2017
2017-07-20Instruction Number 03/2017 for Financial Services Businesses: Business from Sensitive Sources
2017-07-20Instruction Number 03/2017 for Prescribed Businesses: Business from Sensitive Sources
2017-04-10Instruction Number 02/2017 for Financial Services Businesses: Business from Sensitive Sources
2017-04-10Instruction Number 02/2017 for Prescribed Businesses: Business from Sensitive Sources
2017-02-27Guidance on the approach to Pillar 2 following the implementation of Basel III-consistent minimum regulatory capital requirements in Guernsey
2017-02-17Client Money - Fiduciary Thematic Review 2016
2017-01-25Instruction Number 01/2017 for Financial Services Businesses: Business from Sensitive Sources
2017-01-25Instruction Number 01/2017 for Prescribed Businesses: Business from Sensitive Sources
2016-06-08Financial Crime Supervision and Policy Division Training Thematic Review Report of Findings
2016-02-04Guernsey FSC Thematic Review on Alternative Custody Arrangements of Open Ended Collective Investment Schemes
2016-01-11Fiduciary Decision Making in Respect of Assets Under Trust: Thematic Review 2015
2015-12-01Report on the Thematic Review of the Sales of General Insurance Add-on Products
2015-07-24Report on the Thematic Review of Insurance Managers' Client Take-on Procedures
2014-06-01Investment and Long-term Insurance Sales Practice 2014
2014-04-16Data Security - A Thematic Report on Practices within the Fiduciary Sector
2011-05-01Managing Outsourcing Risk: A Thematic Report on Practices within the Banking Sector of the Bailiwick of Guernsey
2008-11-01Outsourcing in the Banking Sector in the Bailiwick of Guernsey
2008-10-01Business Continuity Planning and Disaster Recovery Management in the Banking Sector of Guernsey