Consumer-protection rules, fair-treatment duties, complaints handling and market conduct in financial services. 88 publications, summarized in English and updated same-day.
Canadian Securities Administrators Publish Final Amendments to Principal Distributor Model
Canada
CSA
Regulation to amend Regulation 81-102 respecting Investment Funds
Canada
AMF
Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices
Canada
AMF
Joint Forum of Financial Market Regulators Discusses Retiree Financial Security
Canada
CSA
Joint CSA and CIRO Staff Notice 31-369: Guidance on Securities Legislation Application to Finfluencer Activity
Canada
AMF
Joint CSA and CIRO Staff Notice 31-368: Review of Registrants’ KYC, KYP and Suitability Practices
Canada
AMF
CSA Staff Notice 31-366: OBSI Joint Regulators Committee Annual Report for 2024
Canada
AMF
CSA Notice of Consultation 25-314: Proposed Oversight and Refinements for OBSI Binding Authority
Canada
AMF
AMF Notice on Cancellation of Damage Insurance Contracts and Short-Term Rate for Premium Overpayment Refunds
Canada
AMF
Regulation to Amend Regulation 81-102 Respecting Investment Funds
Canada
AMF
CSA Notice and Request for Comment: Regulation to Amend Regulation 81-105 Respecting Mutual Fund Sales Practices (Principal Distributor Model)
Canada
AMF
Amendments to Policy Statement to Regulation 81-102 respecting Investment Funds
Canada
AMF
AMF Notice: Amendments to Q.E.F. No. 43 and 4-43 Endorsements Effective January 15, 2025
Canada
AMF
Amendments to Policy Statement to Regulation 81-105 respecting Mutual Fund Sales Practices
Canada
AMF
Notice on Q.E.F. Endorsements 45, 4-45A and 4-45B Regarding Vehicle Theft Warranties
Canada
AMF
Regulation to amend Regulation 81-105 respecting Mutual Fund Sales Practices
Canada
AMF
Amendments to Q.P.F. No. 1 – Owners' Form and Related Endorsements Effective January 15, 2025
Canada
AMF
CSA Staff Notice 31-365: OBSI Joint Regulators Committee Annual Report for 2023
Canada
AMF
AMF Reminder to Financial Institutions in Québec Regarding Credit Granting in the Commercial Real Estate Market
Canada
AMF
Regulation respecting complaint processing and dispute resolution in the financial sector
Canada
AMF
Client Focused Reforms Frequently Asked Questions
Canada
AMF
CSA Notice of Consultation: Draft Regulation to Amend Regulation 31-103 for Binding Independent Dispute Resolution
Canada
AMF
Draft Regulation to amend Regulation 31-103 respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
Draft Amendments to Policy Statement to Regulation 31-103 Respecting Registration Requirements, Exemptions and Ongoing Registrant Obligations
Canada
AMF
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