Consumer-protection rules, fair-treatment duties, complaints handling and market conduct in financial services. 50 publications, summarized in English and updated same-day.
EBA Guidelines on product oversight and governance arrangements for retail banking products
European Union
EBA
Final report on amending Guidelines on product oversight and governance arrangements for retail banking products
European Union
EBA
ESMA Opinion on German BaFin's Product Intervention Measures for Turbo Certificates
European Union
ESMA
Guidelines on certain aspects of the suitability requirements and format of the periodic statement for portfolio management activities under MiCA
European Union
ESMA
Final Report on Guidelines specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) on investor protection – third package
European Union
ESMA
EBA Guidelines amending Joint Committee Guidelines on complaints handling for the securities and banking sectors
European Union
EBA
Commission Delegated Regulation (EU) 2024/911 supplementing Directive 2009/65/EC with regulatory technical standards on information notification for cross-border activities of management companies and UCITS
European Union
EC
Final Report on Draft RTS for Complaints Handling Procedures under MiCAR
European Union
EBA
Guidelines on MiFID II product governance requirements
European Union
ESMA
ESMA Opinion on Spanish CNMV Product Intervention Measures for CFDs and Other High-Risk Products
European Union
ESMA
ESMA Opinion on Undue Costs of UCITS and AIFs
European Union
ESMA
Guidelines on certain aspects of the MiFID II suitability requirements
European Union
ESMA
ESMA Opinion on BaFin's product intervention measure on futures with additional payment obligations
European Union
ESMA
Commission Delegated Regulation (EU) 2017/2358 on product oversight and governance for insurance undertakings and distributors
European Union
EIOPA
Commission Delegated Regulation (EU) 2017/2359 supplementing Directive (EU) 2016/97 on information requirements and conduct of business rules for insurance-based investment products
European Union
EIOPA
Commission Delegated Regulation (EU) 2017/2359 supplementing Directive (EU) 2016/97 on information requirements and conduct of business rules for insurance-based investment products distribution
European Union
EIOPA
Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements
European Union
ESMA
ESMA Recommendations on the Supervision of Cross-Border Activities of Investment Firms
European Union
ESMA
Guidelines on certain aspects of the MiFID II suitability requirements
European Union
ESMA
Joint Committee Guidelines on Complaints-Handling for the Securities and Banking Sectors
European Union
ESMA
Commission Delegated Regulation (EU) 2021/1253 amending Delegated Regulation (EU) 2017/565 as regards the integration of sustainability factors, risks and preferences into certain organisational requirements and operating conditions for investment firms
European Union
EC
Guidelines on marketing communications under the Regulation on cross-border distribution of funds
European Union
ESMA
ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM
European Union
ESMA
Commission Delegated Regulation (EU) 2021/1257 amending product oversight and conduct of business rules for insurance sustainability factors
European Union
EIOPA
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