Regulatory AlertsEnforcement regulation in Cayman Islands
Enforcement actions, penalties, license withdrawals and supervisory sanctions against named parties. 43 publications, summarized in English and updated same-day.
2025-12-03
CIMA Decision Notice Cancelling Director Registration of Mr. Zhi Chen
Cayman Islands
CIMA
2025-12-03
Cayman Islands Monetary Authority Decision Notice Cancelling Director Registration of Mr. Guy Chhay
Cayman Islands
CIMA
2025-06-04
Cayman Islands Monetary Authority Cancels CCAM Co. Ltd Securities Registration
Cayman Islands
CIMA
2025-06-04
CIMA Cancels Director Registration of Mr Effendi Under Section 25(2)(a)
Cayman Islands
CIMA
2025-03-24
CIMA Cancels Registration of Seneca House Fund Management for Unpaid Fees and Surcharges
Cayman Islands
CIMA
2024-02-20
Cayman Islands Monetary Authority Cancels Director Registration of Mr. Dzintars Derkacs
Cayman Islands
CIMA
2024-02-20
CIMA Cancels Securities Registration of Valor Capital (Reg. #1598590)
Cayman Islands
CIMA
2023-11-23
CIMA Cancels Director Registration of Ms. Jianxin Yu
Cayman Islands
CIMA
2023-11-23
Cancellation of Securities Registration for Jolly Capital Limited by the Cayman Islands Monetary Authority
Cayman Islands
CIMA
2023-11-23
CIMA Cancels Director Registration of Mr. Ling Zhang
Cayman Islands
CIMA
2023-10-19
Cayman Islands Monetary Authority Revokes Category B Banking Licence of Trade and Commerce Bank
Cayman Islands
CIMA
2023-08-14
CIMA Cancels Registration of 12 Peers Capital Markets, Ltd as Securities-Registered Person
Cayman Islands
CIMA
2023-08-14
CIMA Cancels Director Registration of Mr. Gordon Kenneth Ferguson Under the Directors Registration and Licensing Act
Cayman Islands
CIMA
2023-08-14
CIMA Cancels Director Registration of Mr. Trevor Dean Federkiewicz for Unpaid Fees and Information Breaches
Cayman Islands
CIMA
2022-06-01
CIMA Cancels Registration of Obelisk Global Fund SPC Due to Breaches and Unfit Management
Cayman Islands
CIMA
2020-01-14
Cayman Islands Monetary Authority Decision Notice – KTH Capital Management Limited
Cayman Islands
CIMA
2019-12-27
Cayman Islands Monetary Authority Decision Notice – KTH Capital Limited
Cayman Islands
CIMA
2019-12-04
Decision Notice – Agavero Insurance Limited Licence Revocation
Cayman Islands
CIMA
2019-10-29
CIMA Decision Notice Cancelling Director Registration of Mr. Roland Frederick Kaehler
Cayman Islands
CIMA
2019-06-18
CIMA Decision Notice – Cancellation of L.A. Capital Management, Ltd Mutual Fund Registration
Cayman Islands
CIMA
2019-06-14
CIMA Cancels Director Registration of Mr. Oliver-Barrett Lindsay
Cayman Islands
CIMA
2019-06-14
Cayman Islands Monetary Authority Decision Notice – Suspension of Director Registration for Mr. Roland Fredrick Kaehler
Cayman Islands
CIMA
2019-05-15
Cayman Islands Monetary Authority Decision Notice – Aphelion Offshore Fund, Ltd
Cayman Islands
CIMA
2019-03-27
Cayman Islands Monetary Authority Decision Notice – ManagementPlus (Cayman) Limited Licence Revocation
Cayman Islands
CIMA
Showing the 24 most recent of 43. Browse the full catalogue