Corporate-governance, board and senior-management accountability requirements for financial institutions. 93 publications, summarized in English and updated same-day.
Guide on the Organization of Risk Management, Compliance, and Internal Control within Portfolio Management Companies
France
AMF
AMF Guide on Fees
France
AMF
Remuneration Policies Applicable to Alternative Investment Fund Managers
France
AMF
DOC-2007-24 Questions and Answers Regarding Organizational Rules for Investment Service Providers
France
AMF
ESMA Guidelines on the management of conflicts of interest of central counterparties
France
AMF
ESMA Guidelines on the assessment of knowledge and competence under the Markets in Crypto Assets Regulation
France
AMF
Good Remuneration Policies under the UCITS Directive
France
AMF
Guide on Periodic Information for Listed Companies
France
AMF
DOC-2013-10 Incentives and Remuneration Received in the Context of Distribution and Mandate Management of Financial Instruments
France
AMF
DOC-2021-01 Performance Fees in UCITS and Certain Types of AIFs
France
AMF
DOC-2021-04 Requirements for the Compliance Function
France
AMF
Organization of Portfolio Management Companies and Investment Service Providers Exercising Portfolio Management for Third Parties Regarding Financial Instrument Valuation
France
AMF
DOC-2022-04 Restitution of remuneration by a financial investment advisor to clients
France
AMF
AMF Position DOC-2023-03: MiFID II Remuneration Requirements
France
AMF
Corporate Governance and Executive Remuneration of Companies Referencing the AFEP-MEDEF Code - Consolidated Presentation of AMF Recommendations
France
AMF
DOC-2008-14 Performance Swaps on UCITS and Structured Products on Active Management
France
AMF
Transmission to the AMF of Information Regarding Compliance with Gender Balance Rules
France
AMF
AMF Supplementary Report on Corporate Governance, Executive Compensation and Internal Control - Small and Mid-Cap Companies Referencing the Middlenext Corporate Governance Code of December 2009
France
AMF
Shareholders' General Meetings of Listed Companies
France
AMF
DOC-2023-01 EBA Guidelines on Policies and Procedures for Compliance Management and the Role and Responsibilities of the AML/CFT Compliance Officer
France
AMF
DOC-2005-19 The Exercise of Voting Rights by Management Companies
France
AMF
Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
France
AMF
Restitution of remuneration by a financial investment advisor to clients
France
AMF
DOC-2010-09 Conditions for AMF Certification of Training Bodies for Market Actor Professional Knowledge Exams
France
AMF
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