Governance regulation in France

Corporate-governance, board and senior-management accountability requirements for financial institutions. 93 publications, summarized in English and updated same-day.

Guide on the Organization of Risk Management, Compliance, and Internal Control within Portfolio Management Companies

Autorite des Marches Financiers

France

AMF

AMF Guide on Fees

Autorite des Marches Financiers

France

AMF

Remuneration Policies Applicable to Alternative Investment Fund Managers

Autorite des Marches Financiers

France

AMF

DOC-2007-24 Questions and Answers Regarding Organizational Rules for Investment Service Providers

Autorite des Marches Financiers

France

AMF

ESMA Guidelines on the management of conflicts of interest of central counterparties

Autorite des Marches Financiers

France

AMF

ESMA Guidelines on the assessment of knowledge and competence under the Markets in Crypto Assets Regulation

Autorite des Marches Financiers

France

AMF

Good Remuneration Policies under the UCITS Directive

Autorite des Marches Financiers

France

AMF

Guide on Periodic Information for Listed Companies

Autorite des Marches Financiers

France

AMF

DOC-2013-10 Incentives and Remuneration Received in the Context of Distribution and Mandate Management of Financial Instruments

Autorite des Marches Financiers

France

AMF

DOC-2021-01 Performance Fees in UCITS and Certain Types of AIFs

Autorite des Marches Financiers

France

AMF

DOC-2021-04 Requirements for the Compliance Function

Autorite des Marches Financiers

France

AMF

Organization of Portfolio Management Companies and Investment Service Providers Exercising Portfolio Management for Third Parties Regarding Financial Instrument Valuation

Autorite des Marches Financiers

France

AMF

DOC-2022-04 Restitution of remuneration by a financial investment advisor to clients

Autorite des Marches Financiers

France

AMF

AMF Position DOC-2023-03: MiFID II Remuneration Requirements

Autorite des Marches Financiers

France

AMF

Corporate Governance and Executive Remuneration of Companies Referencing the AFEP-MEDEF Code - Consolidated Presentation of AMF Recommendations

Autorite des Marches Financiers

France

AMF

DOC-2008-14 Performance Swaps on UCITS and Structured Products on Active Management

Autorite des Marches Financiers

France

AMF

Transmission to the AMF of Information Regarding Compliance with Gender Balance Rules

Autorite des Marches Financiers

France

AMF

AMF Supplementary Report on Corporate Governance, Executive Compensation and Internal Control - Small and Mid-Cap Companies Referencing the Middlenext Corporate Governance Code of December 2009

Autorite des Marches Financiers

France

AMF

Shareholders' General Meetings of Listed Companies

Autorite des Marches Financiers

France

AMF

DOC-2023-01 EBA Guidelines on Policies and Procedures for Compliance Management and the Role and Responsibilities of the AML/CFT Compliance Officer

Autorite des Marches Financiers

France

AMF

DOC-2005-19 The Exercise of Voting Rights by Management Companies

Autorite des Marches Financiers

France

AMF

Joint EBA and ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders

Autorite des Marches Financiers

France

AMF

Restitution of remuneration by a financial investment advisor to clients

Autorite des Marches Financiers

France

AMF

DOC-2010-09 Conditions for AMF Certification of Training Bodies for Market Actor Professional Knowledge Exams

Autorite des Marches Financiers

France

AMF

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