Governance regulation in Hong Kong

Corporate-governance, board and senior-management accountability requirements for financial institutions. 127 publications, summarized in English and updated same-day.

2026-08-20

Observations on insurance business carried on with the use of premium financing facilities

Hong Kong Monetary Authority

Hong Kong

HKMA

2026-07-24

Operational Independence of the Monetary Authority as Resolution Authority

Hong Kong Monetary Authority

Hong Kong

HKMA

2026-06-17

SFC seeks share buy-out order against former chairman of Target Insurance (Holdings) Limited

Securities and Futures Commission Hong Kong

Hong Kong

SFC

2026-06-05

HKMA Circular on Remuneration Structures of Authorized Institutions as Licensed Insurance Intermediaries for Participating Policies

Hong Kong Monetary Authority

Hong Kong

HKMA

2026-05-13

Cross-sector Reference Checking Arrangement Between the Banking and Insurance Sectors

Hong Kong Monetary Authority

Hong Kong

HKMA

2026-04-28

Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1

Hong Kong Monetary Authority

Hong Kong

HKMA

2026-04-28

Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-11-19

Observations from Review on Premium Financing Activities for Insurance Policies

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-10-27

Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-10-27

Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-09-05

Supervisory Policy Manual Module CG-7: Benchmark Submission

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-09-04

Supervisory Policy Manual (SPM): Revised module CG-7 on Benchmark Submission

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-08-01

Corporate Governance of Locally Incorporated Authorized Institutions

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-08-01

Gazettal of revised SPM CG-1 on corporate governance

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-07-24

Mandatory Reference Checking Scheme Phase 2

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-04-15

Banking Industry Integrity Charter

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-01-28

Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-01-28

SFC Circular on Deficiencies in Management of Private Funds and Discretionary Accounts

Hong Kong Monetary Authority

Hong Kong

HKMA

2025-01-28

SFC Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management

Hong Kong Monetary Authority

Hong Kong

HKMA

2024-11-21

Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)

Hong Kong Monetary Authority

Hong Kong

HKMA

2024-11-21

Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)

Hong Kong Monetary Authority

Hong Kong

HKMA

2024-10-25

Supervisory Policy Manual Module TM-E-1: Risk Management of E-banking

Hong Kong Monetary Authority

Hong Kong

HKMA

2024-09-27

Generative Artificial Intelligence in the Financial Services Sector

Hong Kong Monetary Authority

Hong Kong

HKMA

2024-08-22

Good practices on climate-related risk governance

Hong Kong Monetary Authority

Hong Kong

HKMA

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