Governance regulation in Hong Kong

Corporate-governance, board and senior-management accountability requirements for financial institutions. 112 publications, summarized in English and updated same-day.

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2026-06-05

Remuneration Structures of Licensed Insurance Intermediaries which are Authorized Institutions for Participating Policies with Regular Payment Terms

Hong Kong

HKMA

2026-05-13

Cross-sector Reference Checking Arrangement Between the Banking and Insurance Sectors

Hong Kong

HKMA

2026-04-28

Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1

Hong Kong

HKMA

2026-04-28

Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1

Hong Kong

HKMA

2025-11-19

Observations from Review on Premium Financing Activities for Insurance Policies

Hong Kong

HKMA

2025-10-27

Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff

Hong Kong

HKMA

2025-10-27

Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff

Hong Kong

HKMA

2025-09-05

Supervisory Policy Manual Module CG-7: Benchmark Submission

Hong Kong

HKMA

2025-09-04

Supervisory Policy Manual (SPM): Revised module CG-7 on Benchmark Submission

Hong Kong

HKMA

2025-08-01

Gazettal of revised SPM CG-1 on corporate governance

Hong Kong

HKMA

2025-08-01

Corporate Governance of Locally Incorporated Authorized Institutions

Hong Kong

HKMA

2025-07-24

Mandatory Reference Checking Scheme Phase 2

Hong Kong

HKMA

2025-04-15

Banking Industry Integrity Charter

Hong Kong

HKMA

2025-01-28

Circular Issued by the Securities and Futures Commission on Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts

Hong Kong

HKMA

2025-01-28

Circular Issued by the Securities and Futures Commission on Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts

Hong Kong

HKMA

2025-01-28

Circular Issued by the Securities and Futures Commission on Deficiencies and Substandard Conduct Noted in the Management of Private Funds and Discretionary Accounts

Hong Kong

HKMA