Corporate-governance, board and senior-management accountability requirements for financial institutions. 127 publications, summarized in English and updated same-day.
Observations on insurance business carried on with the use of premium financing facilities
Hong Kong
HKMA
Operational Independence of the Monetary Authority as Resolution Authority
Hong Kong
HKMA
SFC seeks share buy-out order against former chairman of Target Insurance (Holdings) Limited
Hong Kong
SFC
HKMA Circular on Remuneration Structures of Authorized Institutions as Licensed Insurance Intermediaries for Participating Policies
Hong Kong
HKMA
Cross-sector Reference Checking Arrangement Between the Banking and Insurance Sectors
Hong Kong
HKMA
Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1
Hong Kong
HKMA
Consultation on Revised SPM Modules CR-S-5, RR-1, and SR-1
Hong Kong
HKMA
Observations from Review on Premium Financing Activities for Insurance Policies
Hong Kong
HKMA
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
Hong Kong
HKMA
Updated Guidance on Registration in Respect of Regulated Activities under the Securities and Futures Ordinance and Controls to Ensure Fitness and Properness of Staff
Hong Kong
HKMA
Supervisory Policy Manual Module CG-7: Benchmark Submission
Hong Kong
HKMA
Supervisory Policy Manual (SPM): Revised module CG-7 on Benchmark Submission
Hong Kong
HKMA
Corporate Governance of Locally Incorporated Authorized Institutions
Hong Kong
HKMA
Gazettal of revised SPM CG-1 on corporate governance
Hong Kong
HKMA
Mandatory Reference Checking Scheme Phase 2
Hong Kong
HKMA
Banking Industry Integrity Charter
Hong Kong
HKMA
Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management
Hong Kong
HKMA
SFC Circular on Deficiencies in Management of Private Funds and Discretionary Accounts
Hong Kong
HKMA
SFC Circular on Deficiencies and Substandard Conduct in Private Fund and Discretionary Account Management
Hong Kong
HKMA
Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)
Hong Kong
HKMA
Enhanced Competency Framework on Green and Sustainable Finance (Professional Level)
Hong Kong
HKMA
Supervisory Policy Manual Module TM-E-1: Risk Management of E-banking
Hong Kong
HKMA
Generative Artificial Intelligence in the Financial Services Sector
Hong Kong
HKMA
Good practices on climate-related risk governance
Hong Kong
HKMA
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