Governance regulation in Connecticut

Corporate-governance, board and senior-management accountability requirements for financial institutions. 6 publications, summarized in English and updated same-day.

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2026-03-20

Consent Order Regarding J. Davenport Advisors, LLC and John F. Davenport

Connecticut

CTDOB

2025-09-05

Consent Order - Aegis Capital Corp.

Connecticut

CTDOB

2023-11-17

Order Conditioning Registration of Calm River Capital LLC as an Investment Adviser

Connecticut

CTDOB

2017-07-28

Bulletin 2788 - July 28, 2017

Connecticut

CTDOB

2013-12-06

Bulletin 2598 - December 6, 2013

Connecticut

CTDOB

2005-09-02

News Bulletin 2167 - September 2, 2005

Connecticut

CTDOB