Regulatory AlertsLicensing regulation in France
Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 75 publications, summarized in English and updated same-day.
DOC-2009-07 Prior Authorization Application Dossier Submitted to the AMF for CCP Adhesion or Settlement System Participation
France
AMF
DOC-2016-01 Approval Procedure for Investment Firm Custodians of UCITS - Procedure for Reviewing the Specifications of Other UCITS and AIF Custodians
France
AMF
DOC-2009-24 Q&A on Shareholding Changes in Portfolio Management Companies
France
AMF
DOC-2016-02 Organisation of Portfolio Management Companies for Managing AIFs Granting Loans
France
AMF
DOC-2018-03 Non-guaranteed placement, investment advice, and advice to companies on capital structure, industrial strategy, mergers and acquisitions
France
AMF
DOC-2013-21 Registration Procedures for Legal Entities Managing Certain Other AIFs
France
AMF
DOC-2014-01 Programme of Activity of Investment Service Providers and AMF Information
France
AMF
DOC-2018-01 Assessment of Knowledge and Competence
France
AMF
ESMA Guidelines on Standardised Forms, Templates and Formats for DLT Market Infrastructure Authorisation Applications
France
AMF
DOC-2007-01 Professional Cards for Individuals Other Than RCCI or RSCI and Staff of Trading Venues, MTF Managers, or Clearing Houses
France
AMF
DOC-2006-09 Examination for the Granting of Professional Cards for Compliance and Internal Control Officers (RCCI) and Compliance Officers for Investment Services (RCSI)
France
AMF
DOC-2011-09 Drafting of Questions and Answers for Exams to Verify Minimal Knowledge of Market Participants
France
AMF
DOC-2020-04 Requirements Applicable to Professional Associations of Financial Investment Advisors
France
AMF
DOC-2013-07 Professional Competence Requirements for AMF Financial Investment Advisors and Information Providers
France
AMF
DOC-2013-22 Q&A on the Transposition of the AIFM Directive into French Law
France
AMF
2026-06-23
DOC-2019-23 Regime Applicable to Digital Asset Service Providers
France
AMF
2026-06-23
Information Deemed Complete for Crypto-Asset Service Provider Authorization Application Evaluation
France
AMF
2025-10-22
Instruction No. 2025-I-19 on the Composition of Administrative Approval or Extension Dossiers for Insurance or Reinsurance Undertakings
France
ACPR
2025-10-22
Instruction No. 2025-I-16 regarding the form for the appointment or change of the general representative of a branch
France
ACPR
2025-10-22
Instruction No. 2025-I-18 on the Declaration or Approval File for Merger or Demerger Without Transfer of Insurance Contract Portfolios
France
ACPR
2025-10-22
Instruction No. 2025-I-22 on the Composition of the File for Concluding or Amending a Substitution Agreement
France
ACPR
2025-10-22
Instruction No. 2025-I-15 on Documents to be Produced for Cross-Border Insurance Activities in the EEA
France
ACPR
2025-10-22
Instruction No. 2025-I-17 regarding the approval file for the transfer of insurance contract portfolios
France
ACPR
2025-10-22
Instruction No. 2025-I-21 on Information to be Transmitted to the ACPR Regarding Acquisition or Extension of Participation in Insurance, Reinsurance, Insurance Holding Companies, or Supplementary Occupational Retirement Funds
France
ACPR
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