Licensing regulation in Sri Lanka

Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 16 publications, summarized in English and updated same-day.

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2024-01-01

Directive on Certification Programs, Viva Voce Examinations, and Continuous Professional Development for Investment Advisors

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2023-01-01

SEC Sri Lanka Circular on Investment Advisor Registering Requirements

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-01-01

Rules Applicable to Investment Managers

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2022-01-01

Rules Applicable to an Exchange

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2021-01-01

Amendment to Reinstatement Requirements for Investment Advisors

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2021-01-01

Guidelines for Accredited Shariah Scholars Recognized as Supplementary Service Providers under the SEC Act No. 19 of 2021

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2021-01-01

Securities and Exchange Commission of Sri Lanka Act No. 19 of 2021

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2020-01-01

Unit Trust Code for Sri Lanka Real Estate Investment Trust 2020

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2020-01-01

Directive 3: Relief Measures for Licensed Entities Due to COVID-19

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2016-12-23

Revision of Value Added Tax on Application Fees for Entities Licensed or Registered by the Securities and Exchange Commission of Sri Lanka

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2015-07-13

Revision of Application Fees for Entities Licensed/Registered by the Securities and Exchange Commission of Sri Lanka

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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2014-04-29

Directive on Commencement of Business Operations for Investment Managers

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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1993-01-01

Securities and Exchange Commission of Sri Lanka Regulations 1993

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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1991-01-01

Securities Council Amendment Act No 26 of 1991

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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1987-01-01

Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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1987-01-01

The Securities Council Act, No. 36 of 1987

Securities and Exchange Commission of Sri Lanka

Sri Lanka

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