Authorization, registration and licensing frameworks for banks, fintechs and financial-service providers. 16 publications, summarized in English and updated same-day.
Directive on Certification Programs, Viva Voce Examinations, and Continuous Professional Development for Investment Advisors
Sri Lanka
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SEC Sri Lanka Circular on Investment Advisor Registering Requirements
Sri Lanka
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Rules Applicable to Investment Managers
Sri Lanka
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Rules Applicable to an Exchange
Sri Lanka
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Amendment to Reinstatement Requirements for Investment Advisors
Sri Lanka
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Guidelines for Accredited Shariah Scholars Recognized as Supplementary Service Providers under the SEC Act No. 19 of 2021
Sri Lanka
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Securities and Exchange Commission of Sri Lanka Act No. 19 of 2021
Sri Lanka
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Unit Trust Code for Sri Lanka Real Estate Investment Trust 2020
Sri Lanka
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Directive 3: Relief Measures for Licensed Entities Due to COVID-19
Sri Lanka
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Revision of Value Added Tax on Application Fees for Entities Licensed or Registered by the Securities and Exchange Commission of Sri Lanka
Sri Lanka
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Revision of Application Fees for Entities Licensed/Registered by the Securities and Exchange Commission of Sri Lanka
Sri Lanka
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Directive on Commencement of Business Operations for Investment Managers
Sri Lanka
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Securities and Exchange Commission of Sri Lanka Regulations 1993
Sri Lanka
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Securities Council Amendment Act No 26 of 1991
Sri Lanka
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Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987
Sri Lanka
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The Securities Council Act, No. 36 of 1987
Sri Lanka
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